CORE CAPITAL MANAGEMENT AND RESEARCH INC.
Adviser information for CORE CAPITAL MANAGEMENT AND RESEARCH INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 195 | $100.9M |
| Non-Discretionary | 8 | $1.2B |
| Total | 203 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 38 | $4.3M |
| HNW Individuals | 140 | $73.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $18.7M |
| Charitable organizations | 8 | $261.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $971.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-72083 |
|---|---|
| SEC ERA File Number | 801-72083 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146285 |
| Legal Entity Identifier | None |
Principal Office
3401 ALLEN PARKWAYHOUSTON
TX
United States
Monday - Friday, 9:00 AM - 3:00 PM
Tel: 713-864-4300, Fax: None
Websites
Chief Compliance Officer
LOUIS PELZ
PRESIDENT
3401 ALLEN PARKWAY
HOUSTON
TX
United States
Tel:
713-864-4300
L****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PELZ, LOUIS, JOHN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2008 | > 75% |