CLEARBROOK INVESTMENT SOLUTIONS LLC
Adviser information for CLEARBROOK INVESTMENT SOLUTIONS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 73 | $156.0M |
| Non-Discretionary | 0 | $0 |
| Total | 73 | $156.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 41 | $77.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $54.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $23.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-72086 |
|---|---|
| SEC ERA File Number | 801-72086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155607 |
| Legal Entity Identifier | None |
Principal Office
21 WEST 46TH STREET, SUITE 1507NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 212-359-0290, Fax: 212-359-0291
Websites
Chief Compliance Officer
ALAN GILMORE
21 WEST 46TH STREET, SUITE 1507
NEW YORK
NM
United States
Tel:
(609) 216-4787
A*******@*********M
(Full email address available in API data)
Industry Affiliates
| CBF ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CLEARBROOK INVESTMENT CONSULTING LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLEARBROOK LLC | Domestic Entity | – | MEMBER | 10/2010 | > 75% |
| WISLAR, ELLIOTT, WAKEFIELD | Individual | CLEARBROOK LLC | ELECTED MANAGER | 10/2010 | |
| BISHOP, JAMES, DEFORREST | Individual | CLEARBROOK LLC | ELECTED MANAGER | 10/2010 | |
| CLEARBROOK HOLDINGS LLC | Domestic Entity | CLEARBROOK LLC | MEMBER | 10/2017 | 50-75% |
| GARIP, FERNANDO, NICHOLAS | Individual | – | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | 06/2020 | < 5% |
| CHESSHIRE, JONATHAN, MOORE | Individual | – | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | 01/2020 | < 5% |
| BLASBERG, ERIC, JOHN | Individual | – | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | 01/2020 | < 5% |
| WISLAR, ELLIOTT, WAKEFIELD | Individual | – | CEO | 10/2021 | < 5% |
| GILMORE, WALTER, ALAN | Individual | – | CCO | 01/2022 | < 5% |
| MAILMAN, ELISA, JANE | Individual | – | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | 01/2022 | < 5% |
| LEARY, PAUL, CHRISTOPHER | Individual | – | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | 01/2022 | < 5% |