CORE AND VALUE ADVISORS, LLC
Adviser information for CORE AND VALUE ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 115 |
|---|---|
| Investment Advisory/Research | 72 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $12.6B |
| Non-Discretionary | 9 | $7.9B |
| Total | 21 | $20.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $15.7B |
| Pension and profit sharing plans | <5 | $1.6B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $3.0B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $260.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesACQUISITION, DISPOSITION AND FINANCING FEES |
Identifiers
| SEC RIA File Number | 801-72087 |
|---|---|
| SEC ERA File Number | 801-72087 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156093 |
| Legal Entity Identifier | None |
Principal Office
FOUR EMBARCADERO CENTERSUITE 3300
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 415-658-3300, Fax: None
Chief Compliance Officer
DANIEL NEWMAN
FOUR EMBARCADERO CENTER
SUITE 3300
SAN FRANCISCO
CA
United States
Tel:
415-658-3350
N*****@**************M
(Full email address available in API data)
Industry Affiliates
| CV TEXAS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CVA SMART MARKETS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SMART MARKETS LUXEMBOURG GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE CAPITAL GROUP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE NICHE LOGISTICS FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE NICHE LOGISTICS FUND OP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE NLP INVESTOR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE U.S. LOGISTICS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE VALUE FUND PARTNERS II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE VALUE FUND PARTNERS III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE VALUE FUND PARTNERS IV, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE VALUE FUND PARTNERS V FEEDER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STOCKBRIDGE VALUE FUND PARTNERS V, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SMART MARKETS LUXEMBOURG FUND SCSP | OPEN-END FUND | $61.4M | $5.0M | 2 |
| STOCKBRIDGE VALUE FUND V FEEDER, LP | Real Estate Fund | $198.1M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOCKBRIDGE CAPITAL GROUP, LLC | Domestic Entity | – | MEMBER | 08/2010 | > 75% |
| STOCKBRIDGE MANAGEMENT HOLDINGS, LP | Domestic Entity | STOCKBRIDGE CAPITAL GROUP, LLC | MEMBER | 10/2023 | 50-75% |
| SCG PRINCIPAL HOLDINGS, LP | Domestic Entity | STOCKBRIDGE MANAGEMENT HOLDINGS, LP | LIMITED PARTNER | 10/2023 | 50-75% |
| FANCHER, TERRENCE, E | Individual | SCG PRINCIPAL HOLDINGS, LP | LIMITED PARTNER | 12/2022 | > 75% |
| DCP SAI U.S. II LLC | Domestic Entity | STOCKBRIDGE MANAGEMENT HOLDINGS, LP | LIMITED PARTNER | 10/2023 | 25-50% |
| BLUE OWL GP STAKES SAI COINVEST SIDECAR LP | Foreign Entity | DCP SAI U.S. II LLC | MEMBER | 08/2022 | > 75% |
| BLUE OWL GP STAKES GP HOLDINGS LLC | Domestic Entity | DCP SAI U.S. II LLC | MANAGING MEMBER | 08/2022 | |
| NATIONAL PENSION SERVICE OF THE REPUBLIC OF KOREA | Foreign Entity | BLUE OWL GP STAKES SAI COINVEST SIDECAR LP | LIMITED PARTNER | 06/2022 | > 75% |
| BLUE OWL GP STAKES GP HOLDINGS LLC | Domestic Entity | BLUE OWL GP STAKES SAI COINVEST SIDECAR LP | GENERAL PARTNER | 06/2022 | |
| BLUE OWL CAPITAL CARRY LP | Domestic Entity | BLUE OWL GP STAKES GP HOLDINGS LLC | MEMBER | 05/2021 | > 75% |
| NBSH BLUE INVESTMENTS, LLC | Domestic Entity | BLUE OWL CAPITAL CARRY LP | LIMITED PARTNER | 05/2021 | 25-50% |
| BLUE OWL CAPITAL GP LLC | Domestic Entity | BLUE OWL CAPITAL CARRY LP | GENERAL PARTNER | 05/2021 | |
| NBSH ACQUISITION LLC | Domestic Entity | NBSH BLUE INVESTMENTS, LLC | MANAGING MEMBER | 05/2021 | |
| BLUE OWL CAPITAL GP HOLDINGS LLC | Domestic Entity | BLUE OWL CAPITAL GP LLC | MANAGING MEMBER | 11/2021 | > 75% |
| BLUE OWL CAPITAL INC. | Domestic Entity | BLUE OWL CAPITAL GP HOLDINGS LLC | MANAGING MEMBER | 11/2021 | > 75% |
| STOCKBRIDGE REAL ESTATE HOLDINGS, LP | Domestic Entity | STOCKBRIDGE CAPITAL GROUP, LLC | MEMBER | 07/2021 | 25-50% |
| STOCKBRIDGE GP HOLDINGS, LP | Domestic Entity | STOCKBRIDGE REAL ESTATE HOLDINGS, LP | LIMITED PARTNER (CLASS B) | 07/2021 | 50-75% |
| STOCKBRIDGE FAMILY HOLDINGS, LLC | Domestic Entity | STOCKBRIDGE REAL ESTATE HOLDINGS, LP | GENERAL PARTNER | 07/2021 | |
| FANCHER, TERRENCE, E | Individual | STOCKBRIDGE GP HOLDINGS, LP | LIMITED PARTNER | 01/2017 | > 75% |
| FANCHER, TERRENCE, E | Individual | STOCKBRIDGE FAMILY HOLDINGS, LLC | MEMBER | 01/2017 | > 75% |
| LANDMARK REAL ESTATE PARTNERS VIII, L.P. | Domestic Entity | STOCKBRIDGE REAL ESTATE HOLDINGS, LP | LIMITED PARTNER (CLASS A) | 07/2021 | 25-50% |
| LANDMARK REAL ESTATE FUND VIII-GP, L.P. | Domestic Entity | LANDMARK REAL ESTATE PARTNERS VIII, L.P. | GENERAL PARTNER | 10/2016 | |
| LANDMARK REALTY ADVISORS, LLC | Domestic Entity | LANDMARK REAL ESTATE FUND VIII-GP, L.P. | GENERAL PARTNER | 10/2016 | |
| LANDMARK PARTNERS LLC | Domestic Entity | LANDMARK REALTY ADVISORS, LLC | MEMBER | 04/2011 | > 75% |
| ARES MANAGEMENT LLC | Domestic Entity | LANDMARK PARTNERS LLC | MEMBER | 06/2021 | > 75% |
| ARES MANAGEMENT HOLDINGS L.P. | Domestic Entity | ARES MANAGEMENT LLC | MEMBER | 12/2010 | > 75% |
| ARES HOLDINGS L.P. | Domestic Entity | ARES MANAGEMENT HOLDINGS L.P. | LIMITED PARTNER | 12/2010 | > 75% |
| ARES HOLDCO LLC | Domestic Entity | ARES MANAGEMENT HOLDINGS L.P. | GENERAL PARTNER | 07/2016 | |
| ARES OWNERS HOLDINGS L.P. | Domestic Entity | ARES HOLDINGS L.P. | LIMITED PARTNER | 05/2007 | 25-50% |
| ARES HOLDCO LLC | Domestic Entity | ARES HOLDINGS L.P. | GENERAL PARTNER | 07/2016 | 50-75% |
| RESSLER, ANTONY, PETER | Individual | ARES OWNERS HOLDINGS L.P. | LIMITED PARTNER | 01/2002 | 25-50% |
| ARES PARTNERS HOLDCO LLC | Domestic Entity | ARES OWNERS HOLDINGS L.P. | GENERAL PARTNER | 05/2014 | |
| ARES MANAGEMENT CORPORATION | Domestic Entity | ARES HOLDCO LLC | MEMBER | 03/2021 | > 75% |
| RASO, SOLLIE, ANTHONY | Individual | – | EXECUTIVE MANAGING DIRECTOR | 08/2010 | < 5% |
| NEWMAN, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2012 | < 5% |
| STOCKBRIDGE FAMILY HOLDINGS, LLC | Domestic Entity | STOCKBRIDGE MANAGEMENT HOLDINGS, LP | GENERAL PARTNER | 10/2023 | |
| STOCKBRIDGE FAMILY HOLDINGS, LLC | Domestic Entity | SCG PRINCIPAL HOLDINGS, LP | GENERAL PARTNER | 10/2023 |