ASCENTRIS
ASCENTRIS, LLC Legal Name
Adviser information for ASCENTRIS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $147.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $147.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $147.2M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72092 |
|---|---|
| SEC ERA File Number | 801-72092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154814 |
| Legal Entity Identifier | None |
Principal Office
1225 17TH STREET SUITE 1100DENVER
CO
United States
Monday - Friday, 8:00 AM - 5:00 P.M.
Tel: 303-317-6464, Fax: None
Chief Compliance Officer
MARC SOICHER
1225 17TH ST. SUITE 1100
DENVER
CO
United States
Tel:
303-317-6472
M***********@************M
(Full email address available in API data)
Regulatory Contact
GABE FINKE
CHIEF EXECUTIVE OFFICER
1225 17TH STREET SUITE 1100
DENVER
CO
United States
Tel:
303-317-6404
G*********@************M
(Full email address available in API data)
Industry Affiliates
| ASCENTRIS SD1 GP, LLC | Pension consultantSponsor, GP, manager of pooled investment vehicles |
| ASCENTRIS VA3 | Sponsor, GP, manager of pooled investment vehicles |
| SA-2 MANAGEMENT, LLC | Pension consultantSponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASCENTRIS VALUE ADD FUND III (A) FEEDER, L.P. | Real Estate Fund | $45.0M | $0.3M | 7 |
| ASCENTRIS VALUE ADD FUND III (B), L.P. | Real Estate Fund | $102.2M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINKE, GABE, LAWRENCE | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2010 | < 5% |
| NOBLE, PATRICIA, LEE | Individual | – | MANAGING DIRECTOR | 11/2015 | < 5% |
| TOOMEY, ROBERT, AGNEW | Individual | – | PRESIDENT | 11/2015 | < 5% |
| GLF ASCENTRIS HOLDINGS, LLC | Domestic Entity | – | MEMBER | 11/2016 | 5-10% |
| ASCENTRIS HOLDINGS, LLC | Domestic Entity | – | MEMBER | 11/2016 | > 75% |
| RAT HOLDINGS LLC | Domestic Entity | ASCENTRIS HOLDINGS, LLC | MEMBER | 11/2016 | 25-50% |
| TOOMEY, ROBERT, AGNEW | Individual | RAT HOLDINGS LLC | MANAGING MEMBER | 11/2016 | > 75% |
| SOICHER, MARC, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |
| GLF ASCENTRIS HOLDINGS, LLC | Domestic Entity | ASCENTRIS MANAGEMENT HOLDINGS, LLC | MEMBER | 11/2016 | > 75% |
| KENDALL, PATRICK, THOMAS | Individual | – | MANAGING DIRECTOR | 12/2018 | < 5% |
| CURRAN, DENIS, JEFFREY | Individual | – | MANAGING DIRECTOR | 01/2021 | < 5% |
| BULLINGTON, STEPHANIE, JEAN | Individual | – | CHIEF FINANCIAL OFFICER | 05/2023 | < 5% |
| SAVOIE, PETER, WILLIAM | Individual | – | MANAGING DIRECTOR | 09/2021 | < 5% |
| ASCENTRIS MANAGEMENT HOLDINGS, LLC | Domestic Entity | ASCENTRIS HOLDINGS, LLC | MEMBER | 01/2019 | 25-50% |
| BREAULT, ANTHONY, GEORGE | Individual | – | MANAGING DIRECTOR | 07/2022 | < 5% |
| FINKE, GABE, LAWRENCE | Individual | GLF ASCENTRIS HOLDINGS, LLC | MEMBER | 11/2016 | > 75% |
| 2022 TOOMEY IRREVOCABLE TRUST, COURTNEY AS TRUSTEE | Domestic Entity | RAT HOLDINGS LLC | TRUSTEE | 12/2022 | 25-50% |