UNION STREET PARTNERS LLC
Adviser information for UNION STREET PARTNERS LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $74.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $74.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $74.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72120 |
|---|---|
| SEC ERA File Number | 801-72120 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156148 |
| Legal Entity Identifier | None |
Principal Office
1421 PRINCE STREETSUITE 200
ALEXANDRIA
VA
United States
Monday - Friday, 9AM - 5PM
Tel: 703-684-9222, Fax: 703-684-9224
Chief Compliance Officer
SHAWN P. MCLAUGHLIN
CHIEF EXECUTIVE OFFICER
1421 PRINCE STREET
SUITE 200
ALEXANDRIA
VA
United States
Tel:
703-684-9222
Fax:
703-684-9224
S**********@******************M
(Full email address available in API data)
Regulatory Contact
CATHY CUCHARALE
CONSULTANT
1421 PRINCE STREET
SUITE #200
ALEXANDRIA
VA
United States
Tel:
315-794-9863
C*********@******************M
(Full email address available in API data)
Industry Affiliates
| MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | Other investment adviser, including financial planners |
| MCLAUGHLIN RYDER INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLAUGHLIN, SHAWN, PATRICK | Individual | – | MANAGING MEMBER, CEO, CHIEF COMPLIANCE OFFICER | 12/2010 | 50-75% |
| MCGINN, BERNARD, FRANCIS | Individual | – | ELECTED MANAGER AND CHIEF INVESTMENT OFFICER | 12/2010 | < 5% |
| MCGINN INVESTMENT MANAGEMENT, INC. | Domestic Entity | – | SHAREHOLDER | 12/2010 | 50-75% |
| MCGINN, BERNARD, FRANCIS | Individual | MCGINN INVESTMENT MANAGEMENT, INC. | PRESIDENT | 01/1992 | > 75% |