COLUMBIA PACIFIC WEALTH MANAGEMENT
CPWM, LLC Legal Name
Adviser information for COLUMBIA PACIFIC WEALTH MANAGEMENT last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 30 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,081 | $5.3B |
| Non-Discretionary | 1,408 | $1.3B |
| Total | 6,489 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 674 | $1.2B |
| HNW Individuals | 238 | $4.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $534.5M |
| Pension and profit sharing plans | 9 | $53.4M |
| Charitable organizations | 9 | $146.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $78.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesADMINISTRATION FEE |
Principal Office
1910 FAIRVIEW AVE ESUITE 200
SEATTLE
WA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 206-728-9063, Fax: 206-694-2705
Chief Compliance Officer
LARRY NAKAMURA
VP, HEAD OF COMPLIANCE
2 S BISCAYNE BLVD
3200
MIAMI
FL
United States
Tel:
(305) 781-3040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(214) 893-7131
S**********@********M
(Full email address available in API data)
Industry Affiliates
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
| COLUMBIA PACIFIC ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COLUMBIA PACIFIC ALTERNATIVES FUND I, LP | ALTERNATIVE | $43.1M | $0.3M | 100 |
| CP ENDOWMENT FUND, LP | ENDOWMENT INVESTMENT STYLE | $344.9M | $5.0M | 86 |
| CP MULTI-ASSET FUND, LP | ENDOWMENT INVESTMENT STYLE | $136.4M | $1.0M | 66 |
| CP YIELD FUND, LP | YIELD FUND | $14.3M | $0.3M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRUMP, DEREK, ASHTON | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | 05/2015 | < 5% |
| SPRAGINS, ALAN, WOOD | Individual | – | GENERAL COUNSEL | 08/2012 | < 5% |
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER | 12/2021 | > 75% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 12/2021 | > 75% |
| CI US, LLC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 12/2021 | > 75% |
| CI US HOLDINGS INC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 12/2021 | > 75% |
| CI FINANCIAL CORP | Foreign Entity | CI US HOLDINGS INC | OWNER | 12/2021 | > 75% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M | Equities | 435 | 4K | – |
| Abbott Laboratories | Equities | 3K | 32K | – |
| Accenture Plc | Equities | 275 | 1K | – |
| Adobe Systems Inc | Equities | 265 | 962 | – |
| Agilent Tech Inc | Equities | 884 | 7K | – |
| Alaska Air Group Inc. | Equities | 326 | 8K | – |
| Allstate Corp | Equities | 673 | 5K | – |
| American Express Company | Equities | 213 | 2K | – |
| Amern Tower Cor | Equities | 2K | 8K | – |
| Amgen Inc | Equities | 2K | 10K | – |
| Anthem Inc | Equities | 276 | 608 | – |
| Apple Inc | Equities | 65K | 469K | – |
| Astrazeneca | Equities | 1K | 19K | – |
| AT&T | Equities | 542 | 35K | – |
| Automatic Data Processing Inc | Equities | 1K | 6K | – |
| Bank Of America | Equities | 2K | 58K | – |
| Bank Of Ny Mellon Cp New | Equities | 571 | 15K | – |
| Baxter International | Equities | 288 | 5K | – |
| BCE Inc | Equities | 394 | 9K | – |
| Berkshire Hathaway Cl B | Equities | 6K | 23K | – |
| Berkshire Hathaway Inc | Equities | 2K | 5 | – |
| Boeing Co | Equities | 2K | 20K | – |
| Bristol Myers SQuibb | Equities | 2K | 28K | – |
| British American Tobacco | Equities | 235 | 7K | – |
| Campbell Soup Co | Equities | 247 | 5K | – |
| Cardinal Health | Equities | 635 | 10K | – |
| Caterpillar | Equities | 920 | 6K | – |
| Chevron Corp | Equities | 2K | 14K | – |
| Cisco Systems | Equities | 4K | 98K | – |
| Clorox Co | Equities | 201 | 2K | – |
| Cme Group Inc Cl A | Equities | 844 | 5K | – |
| Coca-Cola Company | Equities | 723 | 13K | – |
| Colgate-Palmolive | Equities | 864 | 12K | – |
| Conagra Foods | Equities | 213 | 7K | – |
| ConocoPhillips | Equities | 281 | 3K | – |
| Costco Wholesale | Equities | 11K | 23K | – |
| Crown Hldgs | Equities | 370 | 5K | – |
| CSX Corp | Equities | 373 | 14K | – |
| CVS Caremark | Equities | 453 | 5K | – |
| Danaher Corp | Equities | 407 | 2K | – |
| Deere & Co | Equities | 470 | 1K | – |
| Digital Rlty Tr Inc Com | Equities | 650 | 7K | – |
| Discover Financial Services | Equities | 202 | 2K | – |
| Elements Rogers Intl Commodity Etn | Equities | 269 | 34K | – |
| Enterprise Products Partners LP | Equities | 8K | 350K | – |
| EOG Resources Inc | Equities | 441 | 4K | – |
| Everest Re Group Ltd | Equities | 442 | 2K | – |
| Exxon Mobil | Equities | 401 | 5K | – |
| General Dynamics | Equities | 222 | 1K | – |
| General Mills | Equities | 1K | 14K | – |
| Genuine Parts | Equities | 859 | 6K | – |
| Gilead Sciences | Equities | 1K | 22K | – |
| Google Inc Class C | Equities | 4K | 43K | – |
| Google Inc Class A | Equities | 7K | 71K | – |
| Home Depot | Equities | 1K | 5K | – |
| IBM | Equities | 373 | 3K | – |
| Infospace Inc Com Par $.0001 | Equities | 832 | 5K | – |
| Intel Corp | Equities | 4K | 164K | – |
| Interpublic Group | Equities | 646 | 25K | – |
| iShares Russell 1000 Index | Equities | 4K | 22K | – |
| iShares Barclays 0-5 Year TIPS | Equities | 4K | 42K | – |
| iShares Barclays TIPS | Equities | 4K | 37K | – |
| iShares Barclays US Aggregate Bond Index | Equities | 7K | 78K | – |
| iShares Core U.S. Value ETF | Equities | 960 | 15K | – |
| iShares DJ Finl Sector Index | Equities | 243 | 4K | – |
| iShares DJ Select Dividend Index | Equities | 3K | 24K | – |
| iShares DJ US Real Estate Index | Equities | 1K | 13K | – |
| iShares iBoxx $ Investment Grade Corp Bond Index | Equities | 1K | 14K | – |
| iShares International Developed Property | Equities | 956 | 39K | – |
| iShares MSCI All Country World Index Fd | Equities | 16K | 211K | – |
| iShares MSCI EAFE Growth Index | Equities | 417 | 6K | – |
| iShares MSCI EAFE Index | Equities | 2K | 33K | – |
| iShares MSCI EAFE Small Cap Index | Equities | 1K | 25K | – |
| iShares MSCI EAFE Value Index | Equities | 550 | 14K | – |
| iShares MSCI Emerging Mkts Index | Equities | 5K | 149K | – |
| iShares Russell 1000 Growth Index | Equities | 26K | 123K | – |
| iShares Russell 1000 Value Index | Equities | 2K | 12K | – |
| iShares Russell 2000 Index | Equities | 3K | 21K | – |
| iShares Russell 2000 Value Index Fund | Equities | 1K | 9K | – |
| iShares Russell 3000 Index | Equities | 452 | 2K | – |
| iShares Russell Microcap Index | Equities | 8K | 77K | – |
| iShares Russell Midcap Index | Equities | 446 | 7K | – |
| iShares S&P 500 Index | Equities | 10K | 28K | – |
| iShares S&P Growth Allocation | Equities | 479 | 11K | – |
| iShares S&P Midcap 400 Index | Equities | 667 | 3K | – |
| iShares S&P Preferred Stock Index | Equities | 1K | 42K | – |
| iShares S&P Short Term Natl AMT | Equities | 2K | 16K | – |
| iShares UST S&P Smallcap 600 Index | Equities | 406 | 5K | – |
| Jefferies Group | Equities | 416 | 14K | – |
| Johnson & Johnson | Equities | 7K | 40K | – |
| JPMorgan Chase & Co | Equities | 4K | 41K | – |
| Kimberly Clark | Equities | 5K | 45K | – |
| Kla-Tencor Corp | Equities | 546 | 2K | – |
| Kroger | Equities | 277 | 6K | – |
| Lilly Eli & Co | Equities | 3K | 8K | – |
| Lockheed Martin | Equities | 949 | 2K | – |
| Lowes Companies | Equities | 219 | 1K | – |
| Magellan Midstream Partners L.P. | Equities | 380 | 8K | – |
| Marriott Intl Inc Cl A | Equities | 201 | 1K | – |
| Mastercard Inc | Equities | 447 | 2K | – |
| McDonalds Corp | Equities | 1K | 5K | – |
| Medtronic Inc | Equities | 507 | 6K | – |
| Merck & Co | Equities | 1K | 15K | – |
| Mettler-Toledo Intl | Equities | 334 | 308 | – |
| Microsoft Corp | Equities | 79K | 338K | – |
| Morgan Stanley | Equities | 349 | 4K | – |
| Netapp Inc Com | Equities | 450 | 7K | – |
| Netflix Com Inc Com | Equities | 248 | 1K | – |
| Newmont Mining Corp | Equities | 220 | 5K | – |
| Nextera Energy | Equities | 261 | 3K | – |
| Nike Inc | Equities | 2K | 25K | – |
| Nisource Inc | Equities | 581 | 23K | – |
| Nordstrom Inc | Equities | 416 | 25K | – |
| Nuveen Municipal Value Fund, Inc. | Equities | 198 | 23K | – |
| Nvidia Corp | Equities | 362 | 3K | – |
| Old Republic Intl | Equities | 452 | 22K | – |
| Omeros Corp | Equities | 2K | 717K | – |
| Omnicom Group | Equities | 4K | 56K | – |
| Oracle | Equities | 2K | 26K | – |
| Paccar Inc | Equities | 151K | 2M | – |
| Pepsico | Equities | 3K | 17K | – |
| Pfizer Inc | Equities | 3K | 58K | – |
| PNC Finl Services Group | Equities | 311 | 2K | – |
| PowerShares QQQ | Equities | 2K | 7K | – |
| Procter & Gamble | Equities | 4K | 29K | – |
| Prologis TRUST | Equities | 211 | 2K | – |
| Qualcomm Inc | Equities | 2K | 21K | – |
| Regions Finl Corp | Equities | 357 | 18K | – |
| S Y Bancorp Inc | Equities | 249 | 4K | – |
| Salesforce.Com | Equities | 610 | 4K | – |
| Sector Spdr Tr Shs Ben Int Technology | Equities | 523 | 4K | – |
| SPDR Gold Trust | Equities | 1K | 9K | – |
| SPDR Nuveen Barclays ST Muni. Bond ETF | Equities | 361 | 8K | – |
| SPDR S&P 500 Index | Equities | 25K | 71K | – |
| SPDR S&P Dividend ETF | Equities | 759 | 7K | – |
| SPDR S&P Midcap 400 Index | Equities | 842 | 2K | – |
| Starbucks Corp | Equities | 35K | 416K | – |
| Sysco Corp | Equities | 233 | 3K | – |
| Taiwan Semiconductor | Equities | 461 | 7K | – |
| Target Corporation | Equities | 524 | 4K | – |
| Texas Instruments | Equities | 754 | 5K | – |
| The Hershey Company | Equities | 279 | 1K | – |
| Thermo Fisher Scientific | Equities | 620 | 1K | – |
| Union Pacific Corp | Equities | 282 | 1K | – |
| Unitedhealth Group Inc | Equities | 2K | 3K | – |
| UPS | Equities | 2K | 11K | – |
| Vanguard Growth ETF | Equities | 6K | 28K | – |
| Vanguard Index Fds Midcap Growth Index V | Equities | 426 | 2K | – |
| Vanguard Index Fds Vanguard Mid Cap Vipe | Equities | 348 | 2K | – |
| Vanguard Index REIT ETF | Equities | 3K | 40K | – |
| Vanguard Intermediate Term Bond Index | Equities | 737 | 10K | – |
| Vanguard MSCI Emerging Markets ETF | Equities | 3K | 69K | – |
| Vanguard Short Term Bond Index ETF | Equities | 5K | 61K | – |
| Vanguard Small Cap Value Index | Equities | 1K | 7K | – |
| Vanguard Total Stock Market | Equities | 13K | 72K | – |
| Vanguard Value ETF | Equities | 1K | 10K | – |
| Verizon Communications | Equities | 940 | 25K | – |
| Visa Inc | Equities | 665 | 4K | – |
| Wal-Mart Stores | Equities | 450 | 3K | – |
| Walt Disney | Equities | 580 | 6K | – |
| Washington Federal Inc | Equities | 2K | 54K | – |
| Wells Fargo & Co | Equities | 2K | 39K | – |
| Weyerhaeuser | Equities | 894 | 31K | – |
| Whirlpool Corp | Equities | 360 | 3K | – |
| WisdomTree International SmallCp Div ETF | Equities | 1K | 21K | – |
| Yum Brands Inc | Equities | 236 | 2K | – |
| Zions Bancorp | Equities | 3K | 58K | – |
| Brown Forman Corp Cl B Non Vtg | Equities | 286 | 4K | – |
| Monster Beverage Corp | Equities | 493 | 6K | – |
| Rydex S&P 500 Equal Weight | Equities | 287 | 2K | – |
| Facebook Inc | Equities | 2K | 13K | – |
| Ishares Russell Midcap | Equities | 207 | 2K | – |
| JetBlue Airways | Equities | 133 | 20K | – |
| VanguardTotal Bond Market EFT | Equities | 1K | 15K | – |
| Air Products & Chemicals Inc | Equities | 244 | 1K | – |
| Activision Blizzard | Equities | 245 | 3K | – |
| Ares Capital Corp Com Stk Usd0.001 | Equities | 780 | 46K | – |
| Crown Castle Intl Corp | Equities | 232 | 2K | – |
| Eastman Chem Co | Equities | 385 | 5K | – |
| Novo-Nordisk | Equities | 2K | 18K | – |
| Republic Services Inc | Equities | 373 | 3K | – |
| Vanguard Specialized Portfolios Div Appr | Equities | 30K | 222K | – |
| Abbvie Inc Com Usd0.01 | Equities | 4K | 31K | – |
| iShares S&P Aggressive Allocation | Equities | 965 | 17K | – |
| SPDR Dow Jones Industrial Average | Equities | 1K | 5K | – |
| Vanguard Total International ETF | Equities | 568 | 12K | – |
| Blackrock Inc | Equities | 389 | 706 | – |
| Vanguard Information Technology ETF | Equities | 593 | 2K | – |
| iShares MSCI Core Emerging Markets | Equities | 3K | 77K | – |
| American Water Works Co Inc | Equities | 4K | 28K | – |
| ALPS ETF TR | Equities | 426 | 12K | – |
| American Airlines Group Inc | Equities | 812 | 67K | – |
| iShares Core MSCI EAFE | Equities | 2K | 34K | – |
| Sector SPDR Industrial | Equities | 419 | 5K | – |
| Alibaba Group Hldg Ltd Sponsored Ads | Equities | 246 | 3K | – |
| Hawaiian Holdings Inc | Equities | 132 | 10K | – |
| iShares S&P 500 Value | Equities | 241 | 2K | – |
| Lamar Advertising Co | Equities | 223 | 3K | – |
| Vanguard Financials ETF | Equities | 1K | 14K | – |
| Vanguard Index Fds Vanguard Small Cap Vi | Equities | 2K | 11K | – |
| Vanguard Intl Equity Index MSCI Pacific | Equities | 637 | 11K | – |
| Health Care Select Sector SPDR ETF | Equities | 859 | 7K | – |
| Schwab US Large Cap ETF | Equities | 431 | 10K | – |
| Nanostring Technologies Inc | Equities | 164 | 13K | – |
| Vanguard FTSE All-World ex-US Sm-Cp ETF | Equities | 238 | 3K | – |
| Vanguard Tax-Managed Intl Fd Msci Eafe E | Equities | 7K | 179K | – |
| Walgreen Boots Alliance Inc Com | Equities | 289 | 9K | – |
| Vanguard Index Fds Vanguard Large Cap Vi | Equities | 468 | 3K | – |
| Eversource Energy | Equities | 513 | 7K | – |
| Highwoods Pptys Inc | Equities | 234 | 9K | – |
| Lam Research Corp | Equities | 569 | 2K | – |
| Vanguard Intl Equity Index Fds Total Wor | Equities | 13K | 168K | – |
| Consumer Discretionary Select Sector SPDR ETF | Equities | 529 | 4K | – |
| Credit Acceptance Corporation | Equities | 266 | 608 | – |
| Paypal Hldgs Inc | Equities | 300 | 3K | – |
| Vanguard High Dividend Yield ETF | Equities | 11K | 118K | – |
| iShares Global REIT | Equities | 491 | 23K | – |
| Starwood Ppty Tr Inc Com | Equities | 2K | 87K | – |
| Vanguard Telecommun Svcs | Equities | 216 | 3K | – |
| Chubb Ltd | Equities | 251 | 1K | – |
| Citizens Finl Group Inc Com | Equities | 358 | 10K | – |
| Ssga Active Etf Tr Global Allocation Etf | Equities | 306 | 9K | – |
| Vanguard Muni Bnd Tax | Equities | 3K | 66K | – |
| Advanced Micro Devices Inc | Equities | 572 | 9K | – |
| PIMCO Enhanced Short Maturity Active ETF | Equities | 4K | 42K | – |
| S&p Global Inc | Equities | 252 | 824 | – |
| Vanguard Global ex-US Real Estate ETF | Equities | 5K | 136K | – |
| Vanguard S&P 500 ETF | Equities | 11K | 33K | – |
| Fidelity Msci Information Technology Ind | Equities | 255 | 3K | – |
| Goldman Sachs | Equities | 364 | 1K | – |
| Cummins Inc | Equities | 227 | 1K | – |
| Keycorp | Equities | 526 | 33K | – |
| Comcast Corp | Equities | 284 | 10K | – |
| Ford Motor Company | Equities | 267 | 24K | – |
| Oneok Inc | Equities | 283 | 6K | – |
| Glaxosmithkline | Equities | 734 | 25K | – |
| Brookfield Asset Mgmt | Equities | 1K | 31K | – |
| Molina Healthcare Inc | Equities | 364 | 1K | – |
| Nutrien Ltd | Equities | 686 | 8K | – |
| Aegon Nv | Equities | 60 | 15K | – |
| Portland General Elec | Equities | 284 | 7K | – |
| Smartsheet Inc Class A | Equities | 2K | 57K | – |
| Equinor Asa Sponsored Adr | Equities | 634 | 19K | – |
| Purple Innovation Inc | Equities | 419 | 104K | – |
| Ishares Tr Sh Tr Crport Etf | Equities | 7K | 137K | – |
| PowerShares S&P 500 Low Volatility ETF | Equities | 6K | 95K | – |
| iShares Floating Rate Bond Etf | Equities | 247 | 5K | – |
| SPDR S&P Emerging Asia Pacific ETF | Equities | 204 | 2K | – |
| Vanguard Russell 2000 ETF | Equities | 496 | 7K | – |
| Fortress Biotech Inc | Equities | 656 | 762K | – |
| Global X MLP & Energy Infrastructure ETF | Equities | 2K | 52K | – |
| Global X MLP ETF | Equities | 288 | 7K | – |
| Vanguard Total International Bond ETF | Equities | 241 | 5K | – |
| Linde plc | Equities | 259 | 960 | – |
| JPMorgan Ultra-Short Income ETF | Equities | 8K | 168K | – |
| Vanguard World Fd Esg Us Stk Etf | Equities | 2K | 33K | – |
| New York Mortgage Trust Inc | Equities | 183 | 78K | – |
| iShares MSCI ACWI ex US ETF | Equities | 283 | 7K | – |
| AquaBounty Technologies Inc | Equities | 20 | 25K | – |
| Vanguard Russell 1000 Growth ETF | Equities | 1K | 25K | – |
| Amcor Plc Com Usd0.01 | Equities | 315 | 29K | – |
| Upwork Inc | Equities | 723 | 53K | – |
| Globe Life Ord | Equities | 208 | 2K | – |
| Trinet Group Inc Com Usd0.000025 | Equities | 4K | 62K | – |
| Amazon.com Inc | Equities | 37K | 329K | – |
| Tesla Motors Inc | Equities | 7K | 26K | – |
| Zoom video communications-A | Equities | 276 | 4K | – |
| Avantis US Equity ETF | Equities | 18K | 281K | – |
| Avantis International Equity ETF | Equities | 13K | 275K | – |
| Avantis U.S. Small Cap Value ETF | Equities | 14K | 215K | – |
| iShares ESG MSCI USA Small-Cap ETF | Equities | 542 | 18K | – |
| iShares ESG 1-5 Year USD Corp Bd ETF | Equities | 949 | 40K | – |
| iShares ESG U.S. Aggregate Bond ETF | Equities | 1K | 22K | – |
| Raytheon Technologies Ord | Equities | 746 | 9K | – |
| Carrier Global Corp-Wi | Equities | 204 | 6K | – |
| Avantis Emerging Markets Equity ETF | Equities | 8K | 167K | – |
| Nuveen Senior Income Fd | Equities | 49 | 10K | – |
| OWL ROCK CAPITAL ORD | Equities | 508 | 49K | – |
| Vanguard Russell 2000 Value ETF | Equities | 303 | 3K | – |
| Avantis Int'l Small Cap Value ETF | Equities | 10K | 212K | – |
| PIMCO Enhanced Low Duration Active ETF | Equities | 565 | 6K | – |
| iShares Global Clean Energy | Equities | 268 | 14K | – |
| Palantir Technologies Inc Ordinary Shares - Class | Equities | 259 | 32K | – |
| Alerian Energy Infrastructure ETF | Equities | 241 | 12K | – |
| iShares ESG MSCI USA ETF | Equities | 2K | 29K | – |
| iShares ESG Aware MSCI EAFE ETF | Equities | 1K | 27K | – |
| Arlington Asset Investment Corp Cl A | Equities | 258 | 21K | – |
| Sana Biotechnology Inc | Equities | 172 | 29K | – |
| Airbnb Inc | Equities | 236 | 2K | – |
| PAYSAFE ORD | Equities | 207 | 150K | – |
| DFA Emerging Core Equity Market ETF | Equities | 3K | 137K | – |
| DFA International Core Equity Market ETF | Equities | 5K | 252K | – |
| DFA U.S. Core Equity Market ETF | Equities | 2K | 92K | – |
| DFA T/M U.S. Equity | Equities | 15K | 377K | – |
| DFA T/M U.S. Small-Cap | Equities | 7K | 146K | – |
| DFA T/M U.S. Targeted Value | Equities | 3K | 74K | – |
| Broadcom Inc | Equities | 1K | 3K | – |
| Total Sa | Equities | 424 | 9K | – |
| Biodesix Ord | Equities | 20 | 15K | – |
| DFA T.A World Ex US Core Equity | Equities | 4K | 194K | – |
| DFA T/M Intl. Value | Equities | 2K | 66K | – |
| Vanguard Ultra-Short Bond ETF | Equities | 2K | 48K | – |
| iShares ESG Aware MSCI EM ETF | Equities | 324 | 12K | – |
| Artius Acquisition Inc | Equities | 111 | 22K | – |
| Avantis Emerging Markets Value ETF | Equities | 635 | 17K | – |
| Diana Shipping Inc | Equities | 56 | 16K | – |
| OCEANPAL INC COM | Equities | 9 | 28K | – |
| AVANTIS U S LARGE CAP VALUE ETF | Equities | 706 | 16K | – |
| AVANTIS REAL ESTATE ETF | Equities | 1K | 28K | – |
| DFA US Core Equity II | Equities | 35K | 2M | – |
| SHELL ADR EACH REP 2 ORD WI | Equities | 616 | 12K | – |
| AVANTIS RESPONSBL INTRL EQTY ETF | Equities | 800 | 20K | – |
| AVANTIS RESPONSIBL US EQUITY ETF | Equities | 794 | 19K | – |
| OUTBRAIN INC | Equities | 51 | 14K | – |
| ENJOY TECHNOLOGY ORD | Equities | 2 | 100K | – |
| Vanguard Russell 1000 Value ETF | Equities | 814 | 14K | – |
| DFA Tax-Managed US Marketwide Value II | Equities | 19K | 633K | – |
| Dimensional Emerging Markets Cr Eq 2 ETF | Equities | 459 | 22K | – |
| Avantis US Small Cap Equity ETF | Equities | 1K | 31K | – |
| DIMENSIONAL NATIONL MUNPL BND ETF | Equities | 3K | 66K | – |
| AVANTIS RESPONSIBLE EMER MRK EQY ETF | Equities | 416 | 11K | – |
| Dimensional International Core Eq 2 ETF | Equities | 975 | 51K | – |
| Warner Bros Discovery Inc | Equities | 326 | 28K | – |
| Avantis Core Fixed Income ETF | Equities | 6K | 137K | – |
| Avantis Short-Term Fixed Income ETF | Equities | 2K | 38K | – |
| Dimensional Short-Duration Fixed Inc ETF | Equities | 584 | 13K | – |
| HALEON ADR REP 2 ORD WI | Equities | 190 | 31K | – |
| DFA International Small Cap Value ETF | Equities | 1K | 56K | – |
| DFA Emerging Markets Value ETF | Equities | 213 | 10K | – |
| UBS ETRACS BgCstMtCdy(CMCI)TtlRetETNSerB | Equities | 233 | 10K | – |
| Industrial Logistics Propert | Equities | 130 | 24K | – |
| IMMUNITYBIO ORD | Equities | 117 | 24K | – |
| LEAFLY HOLDINGS ORD | Equities | 82 | 121K | – |