P/E GLOBAL LLC
Adviser information for P/E GLOBAL LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 52 |
|---|---|
| Investment Advisory/Research | 31 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $702.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $702.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 3 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $702.3M |
| Pension and profit sharing plans | 10 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 13 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 68 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
75 STATE STREET31ST FLOOR
BOSTON
MA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 617-933-4500, Fax: 617-933-4505
Websites
Chief Compliance Officer
HEATHER MELLEM
75 STATE STREET
31ST FLOOR
BOSTON
MA
United States
Tel:
617-933-4500
Fax:
617-933-4505
H******@****************M
(Full email address available in API data)
Regulatory Contact
MARY NAPHTAL
CHIEF OPERATING OFFICER
75 STATE STREET
31ST FLOOR
BOSTON
MA
United States
Tel:
617-933-4500
Fax:
617-933-4505
O*********@****************M
(Full email address available in API data)
Industry Affiliates
| P/E INVESTMENTS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| P/E INVESTMENTS UK ASSOCIATES LTD. | Other investment adviser, including financial planners |
| P/E STRATEGIC PTE. LTD. | Commodity pool operator or commodity trading advisor |
| PE INVESTMENTS JAPAN GK | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENHANCED US AGG LLC | Hedge Fund | $702.3M | $100.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| P/E INVESTMENTS LLC | Domestic Entity | – | MEMBER | 08/2000 | 50-75% |
| NAPHTAL, WARREN, JOSEPH | Individual | – | PRESIDENT | 08/2000 | < 5% |
| NAPHTAL, MARY, STEPHENS | Individual | – | CHIEF OPERATING OFFICER | 08/2000 | < 5% |
| P/E CAPITAL LLC | Domestic Entity | P/E INVESTMENTS LLC | MEMBER | 08/2000 | > 75% |
| NAPHTAL, WARREN, JOSEPH | Individual | P/E INVESTMENTS INC. | MEMBER | 08/2000 | 50-75% |
| NAPHTAL, MARY, STEPHENS | Individual | P/E INVESTMENTS INC. | MEMBER | 08/2000 | 50-75% |
| P/E STRATEGIC LLC | Domestic Entity | – | MEMBER | 12/2004 | 50-75% |
| P/E ASSET MANAGEMENT LLC | Domestic Entity | P/E CAPITAL LLC | MEMBER | 08/2000 | > 75% |
| MELLEM, HEATHER, KIRSTEN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2013 | < 5% |
| NAPHTAL, WARREN, JOSEPH | Individual | P/E STRATEGIC LLC | MEMBER | 08/2000 | 25-50% |
| NAPHTAL, MARY, STEPHENS | Individual | P/E STRATEGIC LLC | MEMBER | 08/2000 | 25-50% |
| P/E INVESTMENTS INC. | Domestic Entity | P/E ASSET MANAGEMENT LLC | MEMBER | 01/2013 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 67K | 1M | – |
| ISHARES TR | CORE US AGGBD ET | 45K | 465K | – |
| ISHARES TR | MSCI ACWI ETF | 255K | 2M | – |