LIBREMAX CAPITAL, LLC
Adviser information for LIBREMAX CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $11.2B |
| Non-Discretionary | 1 | $200.5M |
| Total | 49 | $11.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $21.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 46 | $11.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $230.0M |
| Other investment advisers | 1 | $160.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 73 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSERVICER |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72148 |
|---|---|
| SEC ERA File Number | 801-72148 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155486 |
| Legal Entity Identifier | CTTYY3BHVMXGS3Q95175 |
Principal Office
600 LEXINGTON AVENUE7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (212) 612-1550, Fax: (646) 380-2690
Chief Compliance Officer
KENNETH SEILER
COUNSEL
600 LEXINGTON AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 612-1566
Fax:
(646) 380-2682
K******@***********M
(Full email address available in API data)
Regulatory Contact
FRANK JAMES BRUTTOMESSO
CHIEF OPERATING OFFICER & GENERAL COUNSEL
600 LEXINGTON AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 612-1565
Fax:
(646) 380-2690
F***********@***********M
(Full email address available in API data)
Industry Affiliates
| LIBREMAX DISLOCATION FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIBREMAX GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIBREMAX STRUCTURED OPPORTUNITIES (ECI) GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIBREMAX STRUCTURED OPPORTUNITIES GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BADGERMAX PARTNERS, LP | Hedge Fund | $200.2M | $10.0M | 3 |
| CATAMARAN CLO 2014-1 LTD. | Securitized Asset Fund | $459.2M | $0.3M | 0 |
| CATAMARAN CLO 2018-1 LTD. | Securitized Asset Fund | $376.5M | $0.3M | 0 |
| CAVU INVESTMENT PARTNERS, LLC | VEHICLE TO INVEST IN SECURITIZED ASSET FUNDS | $200.5M | $0.1M | 3 |
| LIBREMAX CAP PROTECT 2019-1 LP | Hedge Fund | $33.4M | $0.1M | 2 |
| LIBREMAX CORE FUND, LP | Hedge Fund | $868.9M | $1.0M | 30 |
| LIBREMAX DISLOCATION FUND, LP | Hedge Fund | $96.9M | $10.0M | 37 |
| LIBREMAX DISLOCATION MASTER FUND, LP | Hedge Fund | $262.8M | $10.0M | 100 |
| LIBREMAX E VALUE MASTER FUND, LTD. | Hedge Fund | $769.1M | $1.0M | 9 |
| LIBREMAX E VALUE OFFSHORE FUND, LTD. | Hedge Fund | $768.7M | $5.0M | 8 |
| LIBREMAX GREEN ABS MASTER FUND, LTD. | Hedge Fund | $160.5M | $1.0M | 6 |
| LIBREMAX GREEN ABS OFFSHORE FUND, LTD. | Hedge Fund | $160.5M | $1.0M | 6 |
| LIBREMAX K CORE SECURITIZED CREDIT FUND, LTD. | Hedge Fund | $95.7M | $1.0M | 2 |
| LIBREMAX MASTER FUND, LTD. | Hedge Fund | $1,366.9M | $1.0M | 117 |
| LIBREMAX OC MASTER FUND, LTD. | Hedge Fund | $141.9M | $1.0M | 5 |
| LIBREMAX OC OFFSHORE FUND, LTD. | Hedge Fund | $141.5M | $1.0M | 4 |
| LIBREMAX OFFSHORE FUND, LTD | Hedge Fund | $704.4M | $5.0M | 38 |
| LIBREMAX OPPORTUNISTIC VALUE FUND, LP | Hedge Fund | $741.9M | $10.0M | 11 |
| LIBREMAX OPPORTUNISTIC VALUE MASTER FUND, LP | Hedge Fund | $741.9M | $10.0M | 12 |
| LIBREMAX PARTNERS, LP | Hedge Fund | $662.3M | $5.0M | 78 |
| LIBREMAX PC FUND, LP | Hedge Fund | $161.5M | $1.0M | 1 |
| LIBREMAX SO CAVU PARTNERS I, LP | VEHICLE TO INVEST IN SECURITIZED ASSET FUNDS | $151.0M | $0.1M | 3 |
| LIBREMAX STRUCTURED INCOME (ECI) MASTER FUND III, LP | Private Equity Fund | $33.1M | $10.0M | 11 |
| LIBREMAX STRUCTURED INCOME MASTER FUND III, LP | Private Equity Fund | $33.1M | $10.0M | 11 |
| LIBREMAX STRUCTURED OPPORTUNITIES ECI MASTER II LP | Private Equity Fund | $76.2M | $10.0M | 11 |
| LIBREMAX STRUCTURED OPPORTUNITIES FUND (ECI) MASTER FUND I, LP | Private Equity Fund | $112.2M | $10.0M | 17 |
| LIBREMAX STRUCTURED OPPORTUNITIES MASTER FUND I, LP | Private Equity Fund | $112.2M | $10.0M | 17 |
| LIBREMAX STRUCTURED OPPORTUNITIES MASTER FUND II LP | Private Equity Fund | $76.2M | $10.0M | 11 |
| LIBREMAX VALUE MASTER FUND, LTD. | Hedge Fund | $808.2M | $1.0M | 39 |
| LIBREMAX VALUE OFFSHORE FUND, LTD. | Hedge Fund | $721.0M | $5.0M | 14 |
| LIBREMAX VALUE PARTNERS, LP | Hedge Fund | $83.5M | $5.0M | 24 |
| TRIMARAN CAVU 2019-1 LTD. | Securitized Asset Fund | $593.8M | $0.3M | 1 |
| TRIMARAN CAVU 2019-2 LTD. | Securitized Asset Fund | $494.7M | $0.3M | 1 |
| TRIMARAN CAVU 2021-1 LTD. | Securitized Asset Fund | $473.6M | $0.3M | 1 |
| TRIMARAN CAVU 2021-2 LTD. | Securitized Asset Fund | $398.3M | $0.3M | 1 |
| TRIMARAN CAVU 2021-3 LTD. | Securitized Asset Fund | $498.3M | $0.3M | 1 |
| TRIMARAN CAVU 2022-1 LTD | Securitized Asset Fund | $399.2M | $0.3M | 0 |
| TRIMARAN CAVU 2022-2 LTD | Securitized Asset Fund | $399.3M | $0.3M | 0 |
| TRIMARAN CAVU 2023-1 LTD | Securitized Asset Fund | $400.0M | $0.3M | 0 |
| TRIMARAN CAVU 2023-2 LTD | Securitized Asset Fund | $450.6M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIPPMANN, GREG, HOLDEN | Individual | – | CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | 06/2010 | < 5% |
| BRUTTOMESSO, FRANK, JAMES | Individual | – | CHIEF OPERATING OFFICER & GENERAL COUNSEL | 06/2010 | < 5% |
| RADEFF, GLORIA, V | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 06/2010 | < 5% |
| LIPPMANN, GREG, HOLDEN | Individual | GKL HOLDINGS, LLC | MEMBER | 10/2010 | > 75% |
| LIPPMANN, KIMBERLY, LEE | Individual | GKL HOLDINGS, LLC | MANAGER | 10/2010 | |
| LESNICK, ROSS, ADAM | Individual | – | CHIEF FINANCIAL OFFICER | 08/2012 | < 5% |
| SEDAKA, CRAIG | Individual | – | PORTFOLIO MANAGER | 01/2018 | < 5% |
| GKL HOLDINGS, LLC | Domestic Entity | LIBREMAX CAPITAL HOLDINGS, LP | LIMITED PARTNER | 04/2018 | 25-50% |
| LIBREMAX GP HOLDINGS, LLC | Domestic Entity | LIBREMAX CAPITAL HOLDINGS, LP | GENERAL PARTNER | 03/2018 | |
| LIPPMANN, GREG, HOLDEN | Individual | LIBREMAX GP HOLDINGS, LLC | MANAGER | 03/2018 | |
| GKL HOLDINGS, LLC | Domestic Entity | LIBREMAX GP HOLDINGS, LLC | MEMBER | 03/2018 | > 75% |
| SEILER, KENNETH, LEE | Individual | – | CHIEF COMPLIANCE OFFICER & COUNSEL | 10/2023 | < 5% |
| LIBREMAX INTERMEDIATE HOLDINGS, LP | Domestic Entity | – | MANAGER | 10/2018 | > 75% |
| LIBREMAX GP HOLDINGS, LLC | Domestic Entity | LIBREMAX INTERMEDIATE HOLDINGS, LP | GENERAL PARTNER | 10/2018 | |
| LIBREMAX CAPITAL HOLDINGS, LP | Domestic Entity | LIBREMAX INTERMEDIATE HOLDINGS, LP | LIMITED PARTNER | 10/2018 | > 75% |