Hedge Fund Database

EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC Legal Name

Adviser information for EMPIRICAL WEALTH MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 78
Investment Advisory/Research 59
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 53
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7,265 $5.5B
Non-Discretionary 2 $6.2M
Total 7,267 $5.5B

Clients

Type Number RAUM
Individuals 521 $261.0M
HNW Individuals 1,448 $5.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $21.5M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $8.6M
State or municipal gov entities <5 $2.9M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $107.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)TAX PREPARATION AND INSURANCE SERVICES
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 3.6B
Portfolio Manager to Program Sponsor
EMPIRICAL FINANCIAL SERVICES, LLC DBA EMPIRICAL WEALTH MANAGEMENT WRAP PROGRAM EMPIRICAL WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-72168
SEC ERA File Number 801-72168
SEC CIK Numbers 1510434
SEC CRD Numbers 152622
Legal Entity Identifier None

Principal Office

1420 5TH AVE
SUITE 3150
SEATTLE
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 206-923-3474, Fax: 206-923-3484

Websites

www.linkedin.com/company/empirical-wealth-management/ www.facebook.com/empiricalwealth/ www.empirical.net/ twitter.com/empiricalwm www.instagram.com/empiricalwm www.youtube.com/channel/@empiricalwealthmanagement

Chief Compliance Officer

JUSTIN BULLER
1420 5TH AVE
SUITE 3150
SEATTLE
WA
United States
Tel: 206-923-3474
Fax: 206-923-3484
(Full email address available in API data)

Industry Affiliates

DIRECTIONAL FINANCIAL SERVICES Other investment adviser, including financial planners
EMPIRICAL INSURANCE Insurance company or agency
EMPIRICAL PROPERTIES Real estate broker or dealer
EMPIRICAL PROPERTIES Real estate broker or dealer
SECURE LEGACY LAW GROUP Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EMPIRICAL ALTERNATIVE INCOME FUND, LP FUND OF FUNDS $21.5M $0.3M 62

Control Persons

Name Type Entity Title Since Ownership
BROGA, ETHAN, ANDREW Individual – DIRECTOR OF FINANCIAL PLANNING & MEMBER 10/2010 10-25%
SMITH, KENNETH, ROBERT Individual – CHIEF EXECUTIVE OFFICER & MEMBER 10/2010 50-75%
ENQUIST, LORNE, DAVID Individual – CHIEF FINANCIAL OFFICER & MEMBER 10/2013 10-25%
KELLY, MICHAEL, PATRICK Individual – PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER 06/2017 5-10%
WHITE, JAIME, CHELAN CHRISTINA Individual – CHIEF OF STAFF 02/2023 < 5%
JONES, JAMES, ALLEN Individual – DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER 12/2018 < 5%
LIU, SIMON, JOSHUA Individual – CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER 12/2018 < 5%
ZUBAIR, SHAN Individual – FINANCIAL ADVISOR & MEMBER 12/2018 < 5%
LEHR, ERIK, JAMES Individual – CHIEF INVESTMENT OFFICER & MEMBER 05/2020 < 5%
BULLER, JUSTIN, WYATT Individual – CHIEF COMPLIANCE OFFICER 01/2021 < 5%
MERCADO, JOSEPH HOMER, CARLOS Individual – CHIEF OPERATIONS OFFICER & MEMBER 02/2023 < 5%

No. Employees, Historic

80400201920202021202220232024202534 on 4/3/201934 on 7/31/201941 on 3/30/202041 on 4/17/202041 on 6/30/202041 on 7/16/202041 on 8/3/202041 on 9/17/202041 on 2/10/202142 on 3/31/202142 on 7/19/202142 on 7/28/202142 on 12/2/202142 on 12/8/202150 on 3/31/202250 on 4/28/202250 on 7/7/202265 on 3/31/202365 on 6/27/202365 on 8/23/202365 on 1/11/202465 on 1/12/202478 on 3/28/2024

RAUM, Historic

6B3B020192020202120222023202420251978451143 on 4/3/20191978451143 on 7/31/20192664418384 on 3/30/20202664418384 on 4/17/20202664418384 on 6/30/20202664418384 on 7/16/20202664418384 on 8/3/20202664418384 on 9/17/20202664418384 on 2/10/20213045728540 on 3/31/20213045728540 on 7/19/20213045728540 on 7/28/20213045728540 on 12/2/20213045728540 on 12/8/20214166875809 on 3/31/20224166875809 on 4/28/20224166875809 on 7/7/20224178934091 on 3/31/20234178934091 on 6/27/20234178934091 on 8/23/20234178934091 on 1/11/20244178934091 on 1/12/20245525184211 on 3/28/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251257 on 4/3/20191257 on 7/31/20191385 on 3/30/20201385 on 4/17/20201385 on 6/30/20201385 on 7/16/20201385 on 8/3/20201385 on 9/17/20201385 on 2/10/20211391 on 3/31/20211391 on 7/19/20211391 on 7/28/20211391 on 12/2/20211391 on 12/8/20211532 on 3/31/20221532 on 4/28/20221532 on 7/7/20221776 on 3/31/20231776 on 6/27/20231776 on 8/23/20231776 on 1/11/20241776 on 1/12/20241970 on 3/28/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 365K 4K –
ABBOTT LABS COM 2M 17K –
ABBVIE INC COM 13M 73K –
ACCENTURE PLC IRELAND SHS CLASS A 2M 8K –
ADOBE INC COM 14M 25K –
ADVANCED MICRO DEVICES INC COM 3M 19K –
AFLAC INC COM 7M 82K –
AGILENT TECHNOLOGIES INC COM 342K 3K –
AIR PRODS & CHEMS INC COM 307K 1K –
ALASKA AIR GROUP INC COM 472K 12K –
ALGOMA STL GROUP INC COM 152K 22K –
ALIGNMENT HEALTHCARE INC COM 523K 67K –
ALLSTATE CORP COM 631K 4K –
ALPHABET INC CAP STK CL A 14M 76K –
ALPHABET INC CAP STK CL C 17M 95K –
ALPHATEC HLDGS INC COM NEW 174K 17K –
ALTRIA GROUP INC COM 2M 35K –
AMAZON COM INC COM 30M 157K –
AMDOCS LTD SHS 6M 81K –
AMEREN CORP COM 241K 3K –
AMERICAN CENTY ETF TR INTL SMCP VLU 33M 506K –
AMERICAN CENTY ETF TR US SML CP VALU 19M 213K –
AMERICAN ELEC PWR CO INC COM 445K 5K –
AMERICAN EXPRESS CO COM 2M 8K –
AMERICAN TOWER CORP NEW COM 272K 1K –
AMERICAN WTR WKS CO INC NEW COM 370K 3K –
AMERIPRISE FINL INC COM 354K 828 –
AMETEK INC COM 238K 1K –
AMGEN INC COM 5M 15K –
AMPHENOL CORP NEW CL A 219K 3K –
ANALOG DEVICES INC COM 2M 7K –
APPLE INC COM 101M 479K –
APPLIED MATLS INC COM 13M 55K –
ARCBEST CORP COM 235K 2K –
ARCH CAP GROUP LTD ORD 18M 181K –
ARCHER DANIELS MIDLAND CO COM 1M 24K –
ARISTA NETWORKS INC COM 4M 12K –
ASML HOLDING N V N Y REGISTRY SHS 595K 582 –
AT&T INC COM 3M 165K –
ATKORE INC COM 281K 2K –
AUTOMATIC DATA PROCESSING IN COM 2M 10K –
AUTOZONE INC COM 9M 3K –
AVERY DENNISON CORP COM 227K 1K –
AXON ENTERPRISE INC COM 385K 1K –
BANCO SANTANDER S.A. ADR 57K 12K –
BANK AMERICA CORP COM 3M 70K –
BANK NEW YORK MELLON CORP COM 242K 4K –
BELPOINTE PREP LLC UNIT RP LTD LB A 15M 262K –
BEST BUY INC COM 684K 8K –
BIOGEN INC COM 330K 1K –
BLACK STONE MINERALS L P COM UNIT 266K 17K –
BLACKROCK INC COM 10M 13K –
BLACKSTONE INC COM 985K 8K –
BLOCK H & R INC COM 202K 4K –
BLOCK INC CL A 221K 3K –
BOEING CO COM 3M 16K –
BOISE CASCADE CO DEL COM 378K 3K –
BOOKING HOLDINGS INC COM 309K 78 –
BOSTON SCIENTIFIC CORP COM 678K 9K –
BOX INC CL A 1M 39K –
BRISTOL-MYERS SQUIBB CO COM 796K 19K –
BROADCOM INC COM 9M 5K –
BROADRIDGE FINL SOLUTIONS IN COM 355K 2K –
BROOKFIELD CORP CL A LTD VT SH 211K 5K –
BUCKLE INC COM 212K 6K –
BUILDERS FIRSTSOURCE INC COM 10M 71K –
BUNGE GLOBAL SA COM SHS 1M 12K –
C3 AI INC CL A 244K 8K –
CADENCE DESIGN SYSTEM INC COM 225K 730 –
CARDINAL HEALTH INC COM 1M 13K –
CAREDX INC COM 437K 28K –
CARRIER GLOBAL CORPORATION COM 11M 179K –
CATERPILLAR INC COM 4M 11K –
CATHAY GEN BANCORP COM 554K 15K –
CAVCO INDS INC DEL COM 395K 1K –
CBAK ENERGY TECHNOLOGY INC COM 14K 10K –
CENCORA INC COM 2M 10K –
CENTENE CORP DEL COM 1M 17K –
CHEVRON CORP NEW COM 6M 36K –
CHIPOTLE MEXICAN GRILL INC COM 517K 8K –
CHORD ENERGY CORPORATION COM NEW 241K 1K –
CHUBB LIMITED COM 345K 1K –
CINTAS CORP COM 204K 292 –
CISCO SYS INC COM 13M 275K –
CITIGROUP INC COM NEW 665K 10K –
CLEAN ENERGY FUELS CORP COM 57K 22K –
CLOROX CO DEL COM 279K 2K –
CME GROUP INC COM 1M 6K –
COCA COLA CO COM 2M 34K –
COLGATE PALMOLIVE CO COM 1M 12K –
COLUMBIA BKG SYS INC COM 3M 127K –
COMCAST CORP NEW CL A 2M 56K –
COMMUNITY HEALTH SYS INC NEW COM 87K 26K –
CONFLUENT INC CLASS A COM 1M 50K –
CONOCOPHILLIPS COM 1M 11K –
CONSOLIDATED EDISON INC COM 332K 4K –
CORNING INC COM 2M 46K –
COSTCO WHSL CORP NEW COM 28M 33K –
COTERRA ENERGY INC COM 2M 58K –
CROSSFIRST BANKSHARES INC COM 198K 14K –
CROWDSTRIKE HLDGS INC CL A 231K 602 –
CSX CORP COM 578K 17K –
CUMMINS INC COM 436K 2K –
D R HORTON INC COM 598K 4K –
DANAHER CORPORATION COM 6M 25K –
DBX ETF TR XTRACK MSCI EAFE 320K 13K –
DEERE & CO COM 2M 6K –
DELL TECHNOLOGIES INC CL C 16M 114K –
DELTA AIR LINES INC DEL COM NEW 291K 6K –
DESCARTES SYS GROUP INC COM 558K 6K –
DIAMOND HILL INVT GROUP INC COM NEW 253K 2K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 64M 2M –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 24M 746K –
DIMENSIONAL ETF TRUST US EQUITY ETF 4M 65K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 88M 2M –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 18M 302K –
DIMENSIONAL ETF TRUST US TARGETED VLU 44M 840K –
DIODES INC COM 473K 7K –
DISCOVER FINL SVCS COM 215K 2K –
DISNEY WALT CO COM 2M 16K –
DOMINOS PIZZA INC COM 239K 463 –
DORIAN LPG LTD SHS USD 486K 12K –
DUKE ENERGY CORP NEW COM NEW 227K 2K –
DYCOM INDS INC COM 456K 3K –
EASTMAN CHEM CO COM 495K 5K –
EATON CORP PLC SHS 1M 4K –
EATON VANCE TAX MNGED BUY WR COM 153K 11K –
EBAY INC. COM 588K 11K –
ECOLAB INC COM 589K 2K –
EDWARDS LIFESCIENCES CORP COM 3M 29K –
ELEVANCE HEALTH INC COM 847K 2K –
ELI LILLY & CO COM 6M 7K –
EMCOR GROUP INC COM 2M 5K –
EMERSON ELEC CO COM 563K 5K –
ENCORE WIRE CORP COM 524K 2K –
ENERGY TRANSFER L P COM UT LTD PTN 484K 30K –
ENTERPRISE PRODS PARTNERS L COM 474K 16K –
ETHAN ALLEN INTERIORS INC COM 439K 16K –
EXPEDITORS INTL WASH INC COM 3M 23K –
EXTRA SPACE STORAGE INC COM 332K 2K –
EXXON MOBIL CORP COM 7M 61K –
FEDEX CORP COM 2M 6K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 304K 4K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 297K 2K –
FIRST FNDTN INC COM 129K 20K –
FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 2M 33K –
FIRST TR EXCH TRADED FD III INSTL PFD SECS 2M 82K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 19M 1M –
FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 14M 588K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 6M 137K –
FISERV INC COM 1M 7K –
FIVE9 INC COM 259K 6K –
FORD MTR CO DEL COM 618K 49K –
FORTINET INC COM 328K 5K –
FORTIVE CORP COM 628K 8K –
FREEPORT-MCMORAN INC CL B 380K 8K –
GABELLI EQUITY TR INC COM 598K 115K –
GE AEROSPACE COM NEW 577K 4K –
GE VERNOVA INC COM 208K 1K –
GENERAL DYNAMICS CORP COM 892K 3K –
GENERAL MLS INC COM 315K 5K –
GENUINE PARTS CO COM 285K 2K –
GILEAD SCIENCES INC COM 7M 104K –
GOLDMAN SACHS GROUP INC COM 831K 2K –
GRAINGER W W INC COM 287K 318 –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 217K 15K –
HARTFORD FINL SVCS GROUP INC COM 3M 33K –
HEALTH CATALYST INC COM 135K 21K –
HERSHEY CO COM 200K 1K –
HEWLETT PACKARD ENTERPRISE C COM 2M 91K –
HILTON WORLDWIDE HLDGS INC COM 418K 2K –
HIMS & HERS HEALTH INC COM CL A 206K 10K –
HOLOGIC INC COM 4M 55K –
HOME DEPOT INC COM 5M 16K –
HONEYWELL INTL INC COM 2M 7K –
HORMEL FOODS CORP COM 231K 8K –
HOWMET AEROSPACE INC COM 247K 3K –
HP INC COM 14M 394K –
HUB GROUP INC CL A 647K 15K –
HUNTINGTON BANCSHARES INC COM 313K 24K –
IDEXX LABS INC COM 206K 422 –
ILLINOIS TOOL WKS INC COM 742K 3K –
INTEL CORP COM 2M 77K –
INTERNATIONAL BUSINESS MACHS COM 1M 7K –
INTERPUBLIC GROUP COS INC COM 5M 174K –
INTUIT COM 1M 2K –
INTUITIVE SURGICAL INC COM NEW 745K 2K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 1M 19K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 664K 30K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 3M 156K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 HG 670K 32K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 3M 137K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 676K 30K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 3M 141K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 675K 29K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 3M 151K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 3M 149K –
INVESCO EXCH TRD SLF IDX FD INVSCO 28 HYCORP 671K 31K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 3M 161K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 680K 29K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 3M 143K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 270K 3K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 633K 17K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 300K 8K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 498K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 4M 200K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 974K 6K –
INVESCO QQQ TR UNIT SER 1 10M 20K –
IRON MTN INC DEL COM 503K 6K –
ISHARES GOLD TR ISHARES NEW 1M 27K –
ISHARES INC CORE MSCI EMKT 87M 2M –
ISHARES INC EM MKT SM-CP ETF 1M 21K –
ISHARES INC ESG AWR MSCI EM 11M 331K –
ISHARES INC FRONTIER AND SEL 3M 104K –
ISHARES INC MSCI EMRG CHN 2M 37K –
ISHARES TR 0-3 MNTH TREASRY 609K 6K –
ISHARES TR 0-5 YR TIPS ETF 18M 186K –
ISHARES TR 1 3 YR TREAS BD 1M 18K –
ISHARES TR 3 7 YR TREAS BD 581K 5K –
ISHARES TR CALIF MUN BD ETF 1M 24K –
ISHARES TR CORE HIGH DV ETF 390K 4K –
ISHARES TR CORE MSCI EAFE 2M 28K –
ISHARES TR CORE S&P MCP ETF 774K 13K –
ISHARES TR CORE S&P SCP ETF 8M 74K –
ISHARES TR CORE S&P TTL STK 396K 3K –
ISHARES TR CORE S&P US GWT 918K 7K –
ISHARES TR CORE S&P US VLU 442K 5K –
ISHARES TR CORE S&P500 ETF 8M 14K –
ISHARES TR CORE US AGGBD ET 543K 6K –
ISHARES TR DOW JONES US ETF 500K 4K –
ISHARES TR EAFE GRWTH ETF 9M 90K –
ISHARES TR EAFE SML CP ETF 1M 24K –
ISHARES TR EAFE VALUE ETF 84M 2M –
ISHARES TR ESG AW MSCI EAFE 24M 305K –
ISHARES TR ESG AWARE MSCI 9M 244K –
ISHARES TR ESG AWR MSCI USA 7M 61K –
ISHARES TR ESG AWRE 1 5 YR 2M 83K –
ISHARES TR ESG AWRE USD ETF 829K 36K –
ISHARES TR ESG EAFE ETF 684K 10K –
ISHARES TR EXPANDED TECH 247K 3K –
ISHARES TR EXPND TEC SC ETF 481K 5K –
ISHARES TR INTL DEVPPTY ETF 314K 12K –
ISHARES TR INTL SEL DIV ETF 2M 67K –
ISHARES TR INTRM GOV CR ETF 201K 2K –
ISHARES TR ISHARES BIOTECH 617K 4K –
ISHARES TR ISHARES SEMICDTR 1M 4K –
ISHARES TR ISHS 1-5YR INVS 219K 4K –
ISHARES TR ISHS 5-10YR INVT 512K 10K –
ISHARES TR JPMORGAN USD EMG 992K 11K –
ISHARES TR MICRO-CAP ETF 11M 98K –
ISHARES TR MSCI ACWI ETF 646K 6K –
ISHARES TR MSCI EAFE ETF 1M 17K –
ISHARES TR MSCI EMG MKT ETF 528K 12K –
ISHARES TR MSCI INDIA ETF 214K 4K –
ISHARES TR MSCI INTL QUALTY 101M 3M –
ISHARES TR MSCI USA MMENTM 162M 830K –
ISHARES TR MSCI USA QLT FCT 137M 802K –
ISHARES TR NATIONAL MUN ETF 6M 55K –
ISHARES TR RUS 1000 ETF 2M 6K –
ISHARES TR RUS 1000 GRW ETF 728K 2K –
ISHARES TR RUS 1000 VAL ETF 915K 5K –
ISHARES TR RUS 2000 VAL ETF 3M 17K –
ISHARES TR RUS MID CAP ETF 771K 10K –
ISHARES TR RUSSELL 2000 ETF 2M 8K –
ISHARES TR RUSSELL 3000 ETF 452K 1K –
ISHARES TR S&P 500 GRWT ETF 1M 16K –
ISHARES TR S&P 500 VAL ETF 1M 8K –
ISHARES TR S&P MC 400GR ETF 238K 3K –
ISHARES TR S&P MC 400VL ETF 209K 2K –
ISHARES TR S&P SML 600 GWT 261K 2K –
ISHARES TR SELECT DIVID ETF 338K 3K –
ISHARES TR SHRT NAT MUN ETF 5M 51K –
ISHARES TR SP SMCP600VL ETF 4M 46K –
ISHARES TR TIPS BD ETF 779K 7K –
ISHARES TR US CONSM STAPLES 311K 5K –
ISHARES TR US TRSPRTION 308K 5K –
ISHARES U S ETF TR GSCI CMDTY STGY 1M 37K –
ITAU UNIBANCO HLDG S A SPON ADR REP PFD 59K 10K –
JABIL INC COM 3M 25K –
JETBLUE AWYS CORP COM 111K 18K –
JOHN BEAN TECHNOLOGIES CORP COM 248K 3K –
JOHNSON & JOHNSON COM 10M 70K –
JPMORGAN CHASE & CO. COM 4M 20K –
JUNIPER NETWORKS INC COM 1M 36K –
KINDER MORGAN INC DEL COM 329K 17K –
KLA CORP COM NEW 1M 1K –
KROGER CO COM 2M 46K –
L3HARRIS TECHNOLOGIES INC COM 201K 896 –
LABCORP HOLDINGS INC COM SHS 253K 1K –
LAM RESEARCH CORP COM 7M 7K –
LAS VEGAS SANDS CORP COM 221K 5K –
LENNAR CORP CL A 5M 35K –
LINDE PLC SHS 878K 2K –
LISTED FD TR WAHED DOW JONES 1M 46K –
LOCKHEED MARTIN CORP COM 687K 1K –
LOEWS CORP COM 1M 16K –
LOWES COS INC COM 2M 7K –
MARATHON PETE CORP COM 518K 3K –
MARKEL GROUP INC COM 282K 179 –
MARRIOTT INTL INC NEW CL A 732K 3K –
MARSH & MCLENNAN COS INC COM 1M 5K –
MASTERCARD INCORPORATED CL A 2M 4K –
MATERION CORP COM 231K 2K –
MATSON INC COM 243K 2K –
MCDONALDS CORP COM 3M 12K –
MCGRATH RENTCORP COM 406K 4K –
MCKESSON CORP COM 15M 25K –
MEDTRONIC PLC SHS 704K 9K –
MERCADOLIBRE INC COM 421K 256 –
MERCK & CO INC COM 4M 31K –
META PLATFORMS INC CL A 42M 82K –
METLIFE INC COM 736K 10K –
METROCITY BANKSHARES INC COM 540K 20K –
MGM RESORTS INTERNATIONAL COM 1M 23K –
MICROCHIP TECHNOLOGY INC. COM 3M 37K –
MICRON TECHNOLOGY INC COM 1M 9K –
MICROSOFT CORP COM 86M 193K –
MICROSTRATEGY INC CL A NEW 331K 240 –
MOBIX LABS INC *W EXP 99/99/999 2K 13K –
MODERNA INC COM 207K 2K –
MOLINA HEALTHCARE INC COM 966K 3K –
MONDELEZ INTL INC CL A 506K 8K –
MORGAN STANLEY COM NEW 1M 13K –
MOTOROLA SOLUTIONS INC COM NEW 1M 4K –
MUELLER INDS INC COM 548K 10K –
MULTIPLAN CORPORATION COM 60K 154K –
NATIONAL HEALTH INVS INC COM 220K 3K –
NETAPP INC COM 232K 2K –
NETFLIX INC COM 3M 5K –
NEXTERA ENERGY INC COM 2M 23K –
NIKE INC CL B 1M 20K –
NIO INC SPON ADS 55K 13K –
NORTHROP GRUMMAN CORP COM 1M 2K –
NORTHWEST NAT HLDG CO COM 483K 13K –
NOVARTIS AG SPONSORED ADR 426K 4K –
NOVO-NORDISK A S ADR 915K 6K –
NU HLDGS LTD ORD SHS CL A 180K 14K –
NUCOR CORP COM 1M 7K –
NUSHARES ETF TR NUVEEN ESG INTL 870K 28K –
NUSHARES ETF TR NUVEEN ESG LRGCP 546K 7K –
NUSHARES ETF TR NUVEEN ESG LRGVL 14M 370K –
NUSHARES ETF TR NUVEEN ESG MIDVL 9M 266K –
NVIDIA CORPORATION COM 107M 869K –
NVIDIA CORPORATION COM 59M – –
NVR INC COM 17M 2K –
OCCIDENTAL PETE CORP COM 486K 8K –
OLD REP INTL CORP COM 315K 10K –
OMEROS CORP COM 122K 30K –
OMNICOM GROUP INC COM 5M 51K –
ONEOK INC NEW COM 360K 4K –
OPKO HEALTH INC COM 27K 22K –
ORACLE CORP COM 13M 95K –
OREILLY AUTOMOTIVE INC COM 1M 1K –
OTIS WORLDWIDE CORP COM 2M 19K –
OTTER TAIL CORP COM 280K 3K –
OWENS CORNING NEW COM 214K 1K –
PACCAR INC COM 958K 9K –
PALO ALTO NETWORKS INC COM 2M 7K –
PARKER-HANNIFIN CORP COM 2M 4K –
PAYCHEX INC COM 324K 3K –
PAYPAL HLDGS INC COM 807K 14K –
PEPSICO INC COM 3M 19K –
PFIZER INC COM 1M 46K –
PHILIP MORRIS INTL INC COM 716K 7K –
PHILLIPS 66 COM 472K 3K –
PHOTRONICS INC COM 282K 11K –
PIMCO ETF TR 0-5 HIGH YIELD 2M 18K –
PIMCO ETF TR ACTIVE BD ETF 209K 2K –
PINTEREST INC CL A 541K 12K –
PIPER SANDLER COMPANIES COM 325K 1K –
PNC FINL SVCS GROUP INC COM 367K 2K –
PRINCIPAL FINANCIAL GROUP IN COM 518K 7K –
PROCTER AND GAMBLE CO COM 4M 27K –
PROGRESSIVE CORP COM 459K 2K –
PROLOGIS INC. COM 529K 5K –
PROSHARES TR BITCOIN STRATE 224K 10K –
PROSHARES TR PSHS ULTRA QQQ 399K 4K –
PROSHARES TR PSHS ULTRA TECH 253K 4K –
PROSHARES TR S&P 500 DV ARIST 251K 3K –
PRUDENTIAL FINL INC COM 555K 5K –
PUBLIC STORAGE OPER CO COM 229K 796 –
PULTE GROUP INC COM 7M 61K –
QUALCOMM INC COM 2M 12K –
RBB FD INC MOTLEY FOOL GBL 280K 10K –
REALTY INCOME CORP COM 602K 11K –
REGENERON PHARMACEUTICALS COM 2M 2K –
RELIANCE INC COM 9M 31K –
REPUBLIC SVCS INC COM 368K 2K –
RESOURCES CONNECTION INC COM 348K 31K –
ROCKWELL AUTOMATION INC COM 381K 1K –
RTX CORPORATION COM 1M 12K –
S&P GLOBAL INC COM 1M 3K –
SALESFORCE INC COM 2M 6K –
SAMSARA INC COM CL A 1M 38K –
SANMINA CORPORATION COM 478K 7K –
SCHWAB CHARLES CORP COM 8M 103K –
SCHWAB STRATEGIC TR 1000 INDEX ETF 265K 5K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 370K 8K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 14M 521K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 4M 120K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 8M 219K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 511K 15K –
SCHWAB STRATEGIC TR FUNDAMENTAL US B 319K 5K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 2M 30K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 1M 21K –
SCHWAB STRATEGIC TR INTL EQTY ETF 14M 365K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 19M 544K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 368K 8K –
SCHWAB STRATEGIC TR US AGGREGATE B 4M 88K –
SCHWAB STRATEGIC TR US BRD MKT ETF 2M 31K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 24K –
SCHWAB STRATEGIC TR US LCAP GR ETF 2M 20K –
SCHWAB STRATEGIC TR US LCAP VA ETF 10M 139K –
SCHWAB STRATEGIC TR US LRG CAP ETF 15M 230K –
SCHWAB STRATEGIC TR US MID-CAP ETF 248K 3K –
SCHWAB STRATEGIC TR US REIT ETF 5M 240K –
SCHWAB STRATEGIC TR US SML CAP ETF 10M 204K –
SCHWAB STRATEGIC TR US TIPS ETF 789K 15K –
SEI INVTS CO COM 269K 4K –
SELECT SECTOR SPDR TR ENERGY 539K 6K –
SELECT SECTOR SPDR TR FINANCIAL 239K 6K –
SELECT SECTOR SPDR TR SBI CONS DISCR 322K 2K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 440K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 8K –
SEMPRA COM 248K 3K –
SERVICENOW INC COM 583K 741 –
SFL CORPORATION LTD SHS 150K 11K –
SHELL PLC SPON ADS 321K 4K –
SHERWIN WILLIAMS CO COM 1M 4K –
SHOPIFY INC CL A 503K 8K –
SKYWORKS SOLUTIONS INC COM 6M 53K –
SNAP INC CL A 5M 295K –
SOUTHERN CO COM 445K 6K –
SOUTHERN COPPER CORP COM 4M 36K –
SPDR DOW JONES INDL AVERAGE UT SER 1 512K 1K –
SPDR GOLD TR GOLD SHS 243K 1K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 303K 7K –
SPDR INDEX SHS FDS DJ INTL RL ETF 237K 10K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 382K 11K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 432K 11K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 11M 182K –
SPDR INDEX SHS FDS S&P INTL ETF 7M 217K –
SPDR S&P 500 ETF TR TR UNIT 50M 93K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 508K 950 –
SPDR SER TR BLOOMBERG 1-3 MO 641K 7K –
SPDR SER TR BLOOMBERG SHT TE 65M 3M –
SPDR SER TR DJ REIT ETF 514K 6K –
SPDR SER TR NUVEEN BLMBRG SH 7M 157K –
SPDR SER TR NUVEEN BLOOMBERG 14M 533K –
SPDR SER TR PORTFOLIO INTRMD 7M 226K –
SPDR SER TR PORTFOLIO S&P600 1M 27K –
SPDR SER TR PORTFOLIO SHORT 6M 210K –
SPDR SER TR PRTFLO S&P500 GW 234K 3K –
SPDR SER TR PRTFLO S&P500 VL 3M 55K –
SPDR SER TR S&P 600 SMCP VAL 378K 5K –
SPDR SER TR S&P DIVID ETF 748K 6K –
SPDR SER TR SSGA US LRG ETF 596K 4K –
SPROUTS FMRS MKT INC COM 645K 8K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 204K 5K –
STANDARD MTR PRODS INC COM 320K 12K –
STARBUCKS CORP COM 3M 39K –
STEEL DYNAMICS INC COM 3M 22K –
STERLING INFRASTRUCTURE INC COM 334K 3K –
STRYKER CORPORATION COM 453K 1K –
SUN LIFE FINANCIAL INC. COM 340K 7K –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 325K 6K –
SYNOPSYS INC COM 441K 741 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 9K –
TARGET CORP COM 649K 4K –
TAYLOR MORRISON HOME CORP COM 226K 4K –
TE CONNECTIVITY LTD SHS 208K 1K –
TECK RESOURCES LTD CL B 370K 8K –
TEEKAY CORPORATION COM 93K 10K –
TELEDYNE TECHNOLOGIES INC COM 620K 2K –
TESLA INC COM 14M 69K –
TESLA INC COM 416K – –
TESLA INC COM 257K – –
TEXAS INSTRS INC COM 2M 11K –
TEXTRON INC COM 443K 5K –
THE CIGNA GROUP COM 6M 20K –
THERMO FISHER SCIENTIFIC INC COM 2M 4K –
TJX COS INC NEW COM 399K 4K –
T-MOBILE US INC COM 629K 4K –
TOTALENERGIES SE SPONSORED ADS 235K 4K –
TRANE TECHNOLOGIES PLC SHS 783K 2K –
TRANSDIGM GROUP INC COM 341K 267 –
TRAVELERS COMPANIES INC COM 2M 10K –
TRI POINTE HOMES INC COM 499K 13K –
TWILIO INC CL A 647K 11K –
TXO PARTNERS LP COM UNIT 765K 38K –
UBER TECHNOLOGIES INC COM 912K 13K –
UFP INDUSTRIES INC COM 460K 4K –
UNION PAC CORP COM 1M 6K –
UNITED PARCEL SERVICE INC CL B 7M 51K –
UNITEDHEALTH GROUP INC COM 3M 6K –
US BANCORP DEL COM NEW 548K 14K –
VALERO ENERGY CORP COM 346K 2K –
VALVOLINE INC COM 319K 7K –
VANECK ETF TRUST HIGH YLD MUNIETF 6M 124K –
VANECK ETF TRUST INTRMDT MUNI ETF 1M 24K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 20K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 516K 10K –
VANGUARD INDEX FDS EXTEND MKT ETF 241K 1K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS LARGE CAP ETF 14M 54K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 10K –
VANGUARD INDEX FDS MCAP VL IDXVIP 5M 33K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 49M 588K –
VANGUARD INDEX FDS S&P 500 ETF SHS 7M 13K –
VANGUARD INDEX FDS SM CP VAL ETF 21M 116K –
VANGUARD INDEX FDS SMALL CP ETF 12M 54K –
VANGUARD INDEX FDS SML CP GRW ETF 2M 7K –
VANGUARD INDEX FDS TOTAL STK MKT 16M 58K –
VANGUARD INDEX FDS VALUE ETF 47M 290K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 11M 252K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 26M 221K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 17M 417K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 18K –
VANGUARD MALVERN FDS STRM INFPROIDX 160M 3M –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92M 1M –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 439K 10K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 51M 877K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 157M 2M –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 384K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 272K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VANGUARD STAR FDS VG TL INTL STK F 342K 6K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 36M 734K –
VANGUARD WELLINGTON FD US MOMENTUM 9M 61K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 9M 75K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 378K 6K –
VANGUARD WORLD FD COMM SRVC ETF 366K 3K –
VANGUARD WORLD FD CONSUM DIS ETF 201K 643 –
VANGUARD WORLD FD ESG INTL STK ETF 5M 82K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
VANGUARD WORLD FD MEGA CAP INDEX 11M 57K –
VANGUARD WORLD FD MEGA CAP VAL ETF 11M 96K –
VANGUARD WORLD FD MEGA GRWTH IND 9M 28K –
VECTOR GROUP LTD COM 351K 33K –
VERALTO CORP COM SHS 694K 7K –
VERIZON COMMUNICATIONS INC COM 795K 19K –
VERTEX PHARMACEUTICALS INC COM 397K 847 –
VISA INC COM CL A 6M 21K –
WAFD INC COM 480K 17K –
WALGREENS BOOTS ALLIANCE INC COM 179K 15K –
WALMART INC COM 2M 32K –
WASTE CONNECTIONS INC COM 379K 2K –
WASTE MGMT INC DEL COM 696K 3K –
WATSCO INC COM 4M 9K –
WEC ENERGY GROUP INC COM 3M 38K –
WELLS FARGO CO NEW COM 1M 20K –
WELLTOWER INC COM 262K 3K –
WILLIAMS SONOMA INC COM 584K 2K –
WISDOMTREE TR EMER MKT HIGH FD 5M 113K –
WISDOMTREE TR EMG MKTS SMCAP 2M 34K –
WISDOMTREE TR INTL SMCAP DIV 4M 59K –
WISDOMTREE TR US HIGH DIVIDEND 448K 5K –
WISDOMTREE TR US SMALLCAP DIVD 4M 135K –
XERIS BIOPHARMA HOLDINGS INC COM 31K 14K –
XYLEM INC COM 292K 2K –
ZOETIS INC CL A 275K 2K –