STRATEGIC PLANNING GROUP, INC.
Adviser information for STRATEGIC PLANNING GROUP, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 707 | $179.2M |
| Non-Discretionary | 15 | $4.9M |
| Total | 722 | $184.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 231 | $74.5M |
| HNW Individuals | 55 | $109.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-72178 |
|---|---|
| SEC ERA File Number | 801-72178 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124855 |
| Legal Entity Identifier | None |
Principal Office
57 RIVER STREET#306
WELLESLEY
MA
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 781-444-9010, Fax: 781-444-8876
Chief Compliance Officer
JARROD SHERMAN
57 RIVER STREET
#306
WELLESLEY
MA
United States
Tel:
781-444-9010
Fax:
781-444-8876
J*****@*******T
(Full email address available in API data)
Regulatory Contact
TINA PETRUZZIELLO
COMPLIANCE CONSULTANT
1309 BEACON STREET
#300
BROOKLINE
MA
United States
Tel:
617-201-9471
T***@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHERMAN, JARROD, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2009 | 10-25% |
| ROURKE, DAVID, ALEXANDER | Individual | – | PRESIDENT | 09/2004 | > 75% |