PEMBROKE MANAGEMENT LTD.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Canada

Employees

Total Number of Employees	23
Investment Advisory/Research	14
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	112	$1.6B
Non-Discretionary	0	$0
Total	112	$1.6B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	94	$184.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	13	$1.0B
Pension and profit sharing plans	5	$398.3M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	99

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-72181
SEC ERA File Number	801-72181
SEC CIK Numbers	1063497
SEC CRD Numbers	155405
Legal Entity Identifier	5493006QC8TOZXSK7490

Principal Office

1002 SHERBROOKE STREET WEST
SUITE 1700
MONTREAL, QUEBEC
Canada

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic