IONIC CAPITAL MANAGEMENT LLC
Adviser information for IONIC CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $12.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 71 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
475 FIFTH AVENUE9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. TO 6:00 P.M.
Tel: 212-294-8500, Fax: 212-294-8501
Websites
Chief Compliance Officer
STEVEN VECCHIO
ASSOCIATE GENERAL COUNSEL
475 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
212-294-8531
Fax:
212-294-8532
S*************@***********M
(Full email address available in API data)
Industry Affiliates
| IONIC CAPITAL ADVISORS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IONIC CAPITAL MASTER FUND LTD. | Hedge Fund | $154.3M | $5.0M | 15 |
| IONIC VALUE MASTER FUND LTD | Hedge Fund | $50.3M | $1.0M | 9 |
| IONIC VOLATILITY ARBITRAGE MASTER FUND II LTD | Hedge Fund | $100.2M | $1.0M | 28 |
| IONIC VOLATILITY ARBITRAGE MASTER FUND III LTD | Hedge Fund | $2,442.6M | $100.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUM, BART, ETHAN | Individual | – | PRINCIPAL, PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER | 05/2006 | < 5% |
| STONE, DANIEL, LAZARD | Individual | – | PRINCIPAL, PORTFOLIO MANAGER | 05/2006 | < 5% |
| RICHARDSON, JOHN, CHRISTOPHER | Individual | – | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | 08/2006 | < 5% |
| VACCARINO, ARTHUR | Individual | – | CHIEF TECHNOLOGY OFFICER | 08/2006 | < 5% |
| IONIC CAPITAL MANAGEMENT HOLDINGS LP | Domestic Entity | – | SOLE MEMBER OF IONIC CAPITAL MANAGEMENT LLC | 02/2011 | > 75% |
| BAUM, BART, ETHAN | Individual | IONIC CAPITAL MANAGEMENT HOLDINGS LP | LIMITED PARTNER | 02/2011 | 25-50% |
| STONE, DANIEL, LAZARD | Individual | IONIC CAPITAL MANAGEMENT HOLDINGS LP | LIMITED PARTNER | 02/2011 | 25-50% |
| IONIC HOLDCO GP LLC | Domestic Entity | IONIC CAPITAL MANAGEMENT HOLDINGS LP | GENERAL PARTNER | 02/2011 | |
| ICA HOLDCO LLC | Domestic Entity | – | SOLE MEMBER OF IONIC CAPITAL ADVISORS LLC | 03/2012 | > 75% |
| BAUM, BART, ETHAN | Individual | IONIC HOLDCO GP LLC | MANAGING MEMBER | 03/2012 | 25-50% |
| STONE, DANIEL, LAZARD | Individual | IONIC HOLDCO GP LLC | MANAGING MEMBER | 03/2012 | 25-50% |
| VECCHIO, STEVEN, GERARD | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 04/2013 | < 5% |
| BEGLEY, MATTHEW, GRIFFIN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2014 | < 5% |
| BAUM, LAWRENCE, JOSEPH | Individual | – | CHIEF RISK OFFICER | 07/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | 3K | 200K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 9K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 29K | – |
| ALIGHT INC | COM CL A | 10M | 1M | – |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | 2K | 147K | – |
| ALPHABET INC | CAP STK CL C | 7M | 38K | – |
| ALPHABET INC | CAP STK CL C | 825K | 5K | – |
| AMAZON COM INC | COM | 435K | 2K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 323K | 65K | – |
| ARCHER AVIATION INC | *W EXP 09/16/202 | 485K | 1M | – |
| ARCHER AVIATION INC | COM CL A | 2M | 435K | – |
| AST SPACEMOBILE INC | *W EXP 04/06/202 | 1M | 283K | – |
| AST SPACEMOBILE INC | COM CL A | 33K | 3K | – |
| ATMUS FILTRATION TECHNOLOGIE | COM | 4M | 140K | – |
| AVEPOINT INC | *W EXP 09/18/202 | 2M | 1M | – |
| AVEPOINT INC | COM CL A | 4M | 400K | – |
| BEACON ROOFING SUPPLY INC | COM | 2M | 19K | – |
| BITFUFU INC | *W EXP 03/01/202 | 55K | 150K | – |
| BOWLERO CORP | CL A COM | 2M | 157K | – |
| BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 32K | 1M | – |
| CAESARS ENTERTAINMENT INC NE | COM | 524K | 13K | – |
| CAPTIVISION INC | *W EXP 11/15/202 | 15K | 199K | – |
| CHEER HLDG INC | *W EXP 02/13/202 | 9K | 2M | – |
| CIPHER MINING INC | COM | 461K | 111K | – |
| CLEANSPARK INC | COM NEW | 593K | 37K | – |
| COEPTIS THERAPEUTICS HLDGS I | *W EXP 12/31/202 | 2K | 94K | – |
| COEUR MNG INC | COM NEW | 197K | 35K | – |
| COHERENT CORP | COM | 3M | 35K | – |
| CONFLUENT INC | NOTE 1/1 | 8M | – | – |
| CONSTELLIUM SE | CL A SHS | 11M | 567K | – |
| DANIMER SCIENTIFIC INC | COM CL A | 18K | 29K | – |
| DESKTOP METAL INC | COM CL A | 7M | 2M | – |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 6M | – | – |
| DIREXION SHS ETF TR | DLY JR GOLD 2X | 222K | 58K | – |
| DISNEY WALT CO | COM | 3M | 27K | – |
| DUN & BRADSTREET HLDGS INC | COM | 5M | 493K | – |
| ENPHASE ENERGY INC | COM | 670K | 7K | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 7M | – | – |
| EVE HLDG INC | *W EXP 05/09/202 | 219K | 631K | – |
| EVE HLDG INC | COM | 693 | 171 | – |
| FINANCE OF AMERICA COMPAN | *W EXP 04/08/202 | 14K | 2M | – |
| FLEX LTD | ORD | 8M | 262K | – |
| FREEPORT-MCMORAN INC | CL B | 2M | 40K | – |
| FREEPORT-MCMORAN INC | CL B | 2M | 40K | – |
| FREYR BATTERY INC | *W EXP 07/09/202 | 90K | 599K | – |
| GAMESTOP CORP NEW | CL A | 247K | 10K | – |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 790K | 2M | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | RIGHT 05/09/2027 | 10K | 161K | – |
| GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | 193K | 2M | – |
| GLOBAL BUSINESS TRAVEL GROUP | COM CL A | 663K | 100K | – |
| GLOBUS MED INC | CL A | 2M | 36K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 181K | 51K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 7M | 138K | – |
| HAGERTY INC | *W EXP 12/02/202 | 569K | 278K | – |
| HUBSPOT INC | COM | 799K | 1K | – |
| INTEL CORP | COM | 843K | 27K | – |
| INTERNATIONAL PAPER CO | COM | 647K | 15K | – |
| INVESCO QQQ TR | UNIT SER 1 | 65M | 135K | – |
| INVESCO QQQ TR | UNIT SER 1 | 149M | 310K | – |
| ISHARES TR | EXPANDED TECH | 550K | 6K | – |
| ISHARES TR | IBOXX HI YD ETF | 83M | 1M | – |
| ISHARES TR | MSCI EAFE ETF | 8M | 100K | – |
| ISHARES TR | MSCI EAFE ETF | 4M | 54K | – |
| ISHARES TR | MSCI EMG MKT ETF | 9M | 200K | – |
| ISHARES TR | MSCI EMG MKT ETF | 17M | 400K | – |
| ISHARES TR | MSCI EMG MKT ETF | 85 | 2 | – |
| ISHARES TR | RUSSELL 2000 ETF | 855K | 4K | – |
| IVEDA SOLUTIONS INC | *W EXP 04/01/202 | 2K | 20K | – |
| JANUS INTERNATIONAL GROUP IN | COMMON STOCK | 2M | 170K | – |
| JOBY AVIATION INC | COMMON STOCK | 510K | 100K | – |
| JOBY AVIATION INC | COMMON STOCK | 188K | 37K | – |
| KBR INC | COM | 4M | 65K | – |
| KRISPY KREME INC | COM | 754K | 70K | – |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 01/14/202 | 36K | 1M | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S A | 487K | 22K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 326K | 15K | – |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 76K | 400K | – |
| LIVEWIRE GROUP INC | COM | 766 | 100 | – |
| LUCID GROUP INC | COM | 783K | 300K | – |
| LUCID GROUP INC | COM | 188K | 72K | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 5M | – | – |
| MANCHESTER UTD PLC NEW | ORD CL A | 1M | 66K | – |
| MARATHON DIGITAL HOLDINGS IN | NOTE 1.000%12/0 | 10M | – | – |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 43K | 1M | – |
| MARBLEGATE ACQUISITION CORP | COM CL A | 1M | 100K | – |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 3.250%12/1 | 2M | – | – |
| METAL SKY STAR ACQUISITION C | *W EXP 03/31/202 | 2K | 147K | – |
| MEXICO EQUITY & INCOME FD | COM | 982K | 102K | – |
| MEXICO FD INC | COM | 376K | 24K | – |
| MICROVAST HOLDINGS INC | *W EXP 04/01/202 | 12K | 555K | – |
| MKS INSTRS INC | COM | 653K | 5K | – |
| MOMENTUS INC | *W EXP 05/15/202 | 13K | 1M | – |
| NIKE INC | CL B | 754K | 10K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 2M | 122K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 2M | 88K | – |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 313K | 19K | – |
| NUVEI CORPORATION | SUB VTG SHS | 971K | 30K | – |
| NVIDIA CORPORATION | COM | 2M | 15K | – |
| OPPFI INC | COM CL A | 131K | 39K | – |
| PAYPAL HLDGS INC | COM | 3M | 50K | – |
| PAYPAL HLDGS INC | COM | 17K | 300 | – |
| PERFORMANCE FOOD GROUP CO | COM | 1M | 17K | – |
| PERRIGO CO PLC | SHS | 10M | 397K | – |
| PFIZER INC | COM | 3M | 90K | – |
| POWERSCHOOL HOLDINGS INC | COM CL A | 1M | 50K | – |
| REDWIRE CORPORATION | *W EXP 05/27/202 | 440K | 314K | – |
| REDWIRE CORPORATION | COM | 2M | 277K | – |
| RESERVOIR MEDIA INC | *W EXP 08/26/202 | 27K | 18K | – |
| RIOT PLATFORMS INC | COM | 1M | 110K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 201K | 15K | – |
| ROBLOX CORP | CL A | 412K | 11K | – |
| ROIVANT SCIENCES LTD | SHS | 951K | 90K | – |
| SALESFORCE INC | COM | 3M | 12K | – |
| SELECT SECTOR SPDR TR | INDL | 6M | 50K | – |
| SELECT SECTOR SPDR TR | INDL | 6M | 50K | – |
| SIRIUS XM HOLDINGS INC | COM | 129K | 46K | – |
| SIRIUS XM HOLDINGS INC | COM | 146K | 52K | – |
| SNAP INC | NOTE 0.125% 3/0 | 6M | – | – |
| SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 4M | – | – |
| SOUTHERN COPPER CORP | COM | 5M | 45K | – |
| SOUTHERN COPPER CORP | COM | 966K | 9K | – |
| SOUTHLAND HLDGS INC | *W EXP 02/14/202 | 94K | 275K | – |
| SPDR GOLD TR | GOLD SHS | 411K | 2K | – |
| SPDR SER TR | S&P BIOTECH | 895K | 10K | – |
| SPDR SER TR | S&P REGL BKG | 953K | 19K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 837K | 3K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 2M | 246K | – |
| SQUARESPACE INC | CLASS A | 873K | 20K | – |
| TD SYNNEX CORPORATION | COM | 462K | 4K | – |
| TECHNOLOGY & TELECOM ACQ COR | *W EXP 04/15/202 | 4K | 127K | – |
| TECK RESOURCES LTD | CL B | 952K | 20K | – |
| TELEPHONE & DATA SYS INC | COM NEW | 746K | 36K | – |
| TRAVEL PLUS LEISURE CO | COM | 11M | 251K | – |
| UNITED RENTALS INC | COM | 2M | 2K | – |
| UNITED STATES STL CORP NEW | COM | 2M | 63K | – |
| UNITED STATES STL CORP NEW | COM | 189K | 5K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 2M | 56K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 268K | 6K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 880K | 3K | – |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 5M | – | – |
| VERTIV HOLDINGS CO | COM CL A | 550K | 6K | – |
| VESTIS CORPORATION | COM SHS | 447K | 37K | – |
| VINFAST AUTO LTD | SHS | 88K | 20K | – |
| VINTAGE WINE ESTATES INC | *W EXP 06/08/202 | 10K | 1M | – |
| VIVID SEATS INC | *W EXP 10/18/202 | 430K | 605K | – |
| VIVID SEATS INC | COM CL A | 1M | 200K | – |
| WAYFAIR INC | NOTE 1.000% 8/1 | 7M | – | – |
| WESTERN DIGITAL CORP. | COM | 321K | 4K | – |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 4K | 96K | – |