FULCRUM ASSET MANAGEMENT LLP
Adviser information for FULCRUM ASSET MANAGEMENT LLP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 105 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $34.7B |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $34.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $987.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $21.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 4 | $12.1B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 97 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72206 |
|---|---|
| SEC ERA File Number | 801-72206 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137661 |
| Legal Entity Identifier | 9JWDDS4WWM2FGGV7KI02 |
Principal Office
MARBLE ARCH HOUSE66 SEYMOUR STREET
LONDON
United Kingdom
Monday - Friday, 02:30-13:00 EST
Tel: 44-20-7016-6450, Fax: 44-20-7016-6460
Chief Compliance Officer
AMNA ZUBAIR
COMPLIANCE DIRECTOR
MARBLE ARCH HOUSE
66 SEYMOUR STREET
LONDON
United Kingdom
Tel:
+44 20 7016 6450
Fax:
+44 20 7016 6460
A**********@***************M
(Full email address available in API data)
Industry Affiliates
| FULCRUM ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FULCRUM FUNDS II SPC - FULCRUM HORIZON FUND SP | Hedge Fund | $180.0M | $0.5M | 2 |
| FULCRUM FUNDS SPC - FULCRUM DISCRETIONARY MACRO MASTER FUND SP | Hedge Fund | $319.2M | $5.0M | 5 |
| FULCRUM FUNDS SPC FULCRUM ENERGY INFRASTRUCTURE RENEWABLES FUND SP | Hedge Fund | $157.7M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIES, GAVYN | Individual | – | FOUNDER PARTNER AND EXECUTIVE CHAIRMAN | 06/2005 | 25-50% |
| STEVENS, ANDREW, DAVID | Individual | – | FOUNDER PARTNER | 12/2003 | 25-50% |
| FAM SERVICES LTD | Foreign Entity | – | CORPORATE MEMBER | 12/2003 | < 5% |
| FULCRUM ASSET MANAGEMENT LTD, CAYMAN | Foreign Entity | FAM SERVICES LTD | SHAREHOLDER | 12/2003 | > 75% |
| DAVIDSON, JOSEPH | Individual | – | MANAGING PARTNER & COO | 01/2010 | < 5% |
| SHAIKH, SUHAIL | Individual | – | PARNTER & CHIEF INVESTMENT OFFICER | 11/2006 | 5-10% |
| DAVIES, GAVYN | Individual | FULCRUM ASSET MANAGEMENT LTD, CAYMAN | SHAREHOLDER | 07/2004 | 50-75% |
| STEVENS, ANDREW, DAVID | Individual | FULCRUM ASSET MANAGEMENT LTD, CAYMAN | SHAREHOLDER | 12/2003 | 50-75% |
| BEVAN, ANDREW, MAURICE | Individual | – | PARTNER | 02/2013 | < 5% |
| WESTMACOTT, JAGO, RUSCOMBE | Individual | – | PARTNER | 06/2018 | < 5% |
| CHMIELOWSKI, PIOTR | Individual | – | PARTNER | 06/2018 | < 5% |
| Roberts, Matthew | Individual | – | PARTNER | 01/2018 | < 5% |
| CHAUDHRY, FAWAZ, ALTAF | Individual | – | PARTNER | 04/2021 | < 5% |
| Crewe, Steven, John | Individual | – | PARTNER | 04/2021 | < 5% |
| Wright, Matthew | Individual | – | PARTNER | 04/2021 | < 5% |
| Diaz, Juan, Jose ANTOLIN | Individual | – | PARTNER & HEAD OF RESEARCH | 04/2022 | < 5% |
| Pickering, Emma | Individual | – | PARNTER AND HEAD OF INVESTOR RELATIONS | 04/2022 | < 5% |
| Philip, STROTHER,, David | Individual | – | PARTNER & HEAD OF PORTFOLIO ENGINEERING | 04/2022 | < 5% |
| Forde, Patrick, James | Individual | – | PARTNER & HEAD OF TRADING | 04/2023 | < 5% |