CASPIAN CAPITAL, LP
Adviser information for CASPIAN CAPITAL, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $5.1B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $5.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $553.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $3.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $23,000 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $750.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 31 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
10 EAST 53RD STREET35TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 212.826.6970, Fax: 212.826.6980
Chief Compliance Officer
DOMINICK CROMARTIE
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
10 EAST 53RD STREET
35TH FLOOR
NEW YORK
NY
United States
Tel:
212.826.7548
D*******@************M
(Full email address available in API data)
Industry Affiliates
| CASPIAN CCS ADVISORS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASPIAN CREDIT ADVISORS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CASPIAN CAPITAL SOLUTIONS FUND, LP | Private Equity Fund | $177.3M | $0.0M | 2 |
| CASPIAN FOCUSED OPPORTUNITIES FUND, L.P. | Hedge Fund | $692.8M | $0.0M | 24 |
| CASPIAN HLSC1, LLC | Hedge Fund | $306.8M | $0.0M | 1 |
| CASPIAN INEFFICIENT MARKETS FUND III, L.P. | Hedge Fund | $318.7M | $0.0M | 69 |
| CASPIAN KEYSTONE FOCUSED FUND, L.P. | Hedge Fund | $571.3M | $0.0M | 2 |
| CASPIAN SC HOLDINGS, L.P. | Hedge Fund | $161.0M | $0.0M | 3 |
| CASPIAN SELECT CREDIT MASTER FUND, LTD | Hedge Fund | $1,223.7M | $10.0M | 39 |
| CASPIAN SOLITUDE MASTER FUND, L.P. | Hedge Fund | $237.4M | $50.0M | 3 |
| CASPIAN SUNCAS FUND, L.P. | Hedge Fund | $44.2M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASPIAN CAPITAL GP LLC | Domestic Entity | – | GENERAL PARTNER | 10/2010 | < 5% |
| CORLETO, DAVID, NATHAN | Individual | CASPIAN CAPITAL GP LLC | MANAGER MEMBER | 12/2010 | 25-50% |
| COHEN, ADAM, STUART | Individual | CASPIAN CAPITAL GP LLC | MANAGER MEMBER | 12/2010 | 50-75% |
| COHEN, ADAM, STUART | Individual | – | MANAGING PARTNER | 12/2010 | 50-75% |
| CORLETO, DAVID, NATHAN | Individual | – | MANAGING PARTNER | 12/2010 | 25-50% |
| BEST, TERESE, MCCARTHY | Individual | – | CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER | 07/2015 | < 5% |
| PERKINS, THEODORE, GREY | Individual | – | PRESIDENT | 07/2015 | < 5% |
| MANZ, CHRISTOPHER, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 08/2015 | < 5% |
| CROMARTIE, DOMINICK, RONALD | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 7M | 475K | – |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 38M | 4M | – |
| HUDSON TECHNOLOGIES INC | COM | 7M | 849K | – |
| PEDIATRIX MEDICAL GROUP INC | COM | 3M | 450K | – |
| SUNCAR TECHNOLOGY GROUP INC | *W EXP 05/17/202 | 9K | 50K | – |