TOBAM
TOBAM S.A.S. Legal Name
Adviser information for TOBAM last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | France |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 38 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $2.8B |
| Pension and profit sharing plans | <5 | $252.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $305.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $125,218 |
| Other | <5 | $172.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 60 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesREDEMPTION FEES |
Identifiers
| SEC RIA File Number | 801-72248 |
|---|---|
| SEC ERA File Number | 801-72248 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157107 |
| Legal Entity Identifier | 969500QH54F8VCVPRW15 |
Principal Office
49/53 AVENUE DES CHAMPS ELYS�ESPARIS
France
Monday - Friday, 8:30 AM-6:00PM GMT+1
Tel: 33 1 53 23 41 51, Fax: 33 1 53 23 41 70
Chief Compliance Officer
GIANCARLO REDAELLI
CHIEF COMPLIANCE OFFICER
SECOND FLOOR - BLOCK 3 - WEST PIER BUSINESS PARK
DUN LAOGHAIRE
Ireland
Tel:
+353 1 9619393
Fax:
+353 1 53 11 869
G*****************@*******R
(Full email address available in API data)
Regulatory Contact
CHRISTOPHE LEMARI�
DEPUTY CEO - COO/CFO
SECOND FLOOR - BLOCK 3
WEST PIER BUSINESS PARK
DUN LAOGHAIRE
Ireland
Tel:
+33 673 47 59 17
Fax:
+33 1 53 23 41 70
C*****************@*******R
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MOST DIVERSFIED PORTFOLIO SICAV - TOBAM ANTI-BENCHMARK WORLD EX USA EQUITY FUND | Hedge Fund | $179.6M | $0.1M | 1 |
| MOST DIVERSIFIED PORTFOLIO SICAV - TOBAM ANTI-BENCHMARK EMERGING MARKETS EQUITY FUND | Hedge Fund | $548.3M | $0.1M | 13 |
| MOST DIVERSIFIED PORTFOLIO SICAV - TOBAM ANTI-BENCHMARK US EQUITY FUND | Hedge Fund | $661.9M | $0.2M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOBAM HOLDING COMPANY | Foreign Entity | – | HOLDING | 01/2009 | 50-75% |
| TOBEMP | Foreign Entity | TOBAM HOLDING COMPANY | HOLDING | 08/2009 | 50-75% |
| CHOUEIFATY, YVES, LOUIS | Individual | – | CEO | 06/2006 | < 5% |
| FROIDURE, TRISTAN, ALEXANDRE | Individual | – | DEPUTY CEO | 02/2009 | < 5% |
| ROEHRI, CHRISTOPHE, HERVE | Individual | – | DEPUTY CEO | 05/2012 | < 5% |
| CHOUEIFATY, YVES, LOUIS | Individual | TOBEMP | PRESIDENT | 04/2009 | 50-75% |
| TOBANEXT | Foreign Entity | – | HOLDING | 07/2014 | 25-50% |
| TOBANEXT 2 | Foreign Entity | – | HOLDING | 07/2020 | 10-25% |
| TOBEMP | Foreign Entity | – | HOLDING | 09/2016 | < 5% |
| REDAELLI, GIANCARLO, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| LEMARI�, CHRISTOPHE, EUG�NE JEAN | Individual | – | DEPUTY CEO/CFO/COO | 10/2023 | < 5% |