RIVERBEND CAPITAL ADVISORS, LLC
Adviser information for RIVERBEND CAPITAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 220 | $662.3M |
| Non-Discretionary | 0 | $0 |
| Total | 220 | $662.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 220 | $662.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPORTFOLIO CONSULTING |
|---|---|
| Compensation | % of AUMCONSULTING FEES BASED ON SERVICES PROVIDED AND DURATION |
Identifiers
| SEC RIA File Number | 801-72250 |
|---|---|
| SEC ERA File Number | 801-72250 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157117 |
| Legal Entity Identifier | None |
Principal Office
191 N. WACKER DRIVESUITE 875
CHICAGO
IL
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 312-948-5100, Fax: None
Chief Compliance Officer
IOANNA KENNEDY
CHIEF COMPLIANCE OFFICER
191 N. WACKER DRIVE
SUITE 875
CHICAGO
IL
United States
Tel:
312-948-5100
I*****@***************************M
(Full email address available in API data)
Regulatory Contact
TOM HESSION
MANAGING PARTNER
191 N. WACKER DRIVE
SUITE 875
CHICAGO
IL
United States
Tel:
3129485100
T**@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HESSION, THOMAS, ROBERT | Individual | – | MANAGING PARTNER | 03/2011 | 50-75% |
| JOB INVESTMENTS, LLC | Domestic Entity | – | MEMBER | 03/2011 | 50-75% |
| JOHN W. O'BRIEN GIFT TRUST I | Domestic Entity | JOB INVESTMENTS, LLC | TRUST | 03/2011 | > 75% |
| O'BRIEN, JOHN, WILLIAM | Individual | JOHN W. O'BRIEN GIFT TRUST I | TRUSTEE | 03/2011 | |
| Kennedy, Ioanna | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |