THE MONEYPAPER ADVISOR, INC.
Adviser information for THE MONEYPAPER ADVISOR, INC. last updated from Form ADV on October 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $91.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $91.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $91.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72257 |
|---|---|
| SEC ERA File Number | 801-72257 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156971 |
| Legal Entity Identifier | None |
Principal Office
111 PLEASANT RIDGE ROADHARRISON
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 914-925-0022 X 110, Fax: 914-921-9318
Chief Compliance Officer
BYRON OMAR PEREZ
111 PLEASANT RIDGE ROAD
HARRISON
NY
United States
Tel:
914-565-0187
Fax:
914-921-9318
B*****@*************M
(Full email address available in API data)
Regulatory Contact
VITA
NELSON
111 PLEASANT RIDGE ROAD
HARRISON
NY
United States
Tel:
914-419-2154
Fax:
914-921-9318
V**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NELSON, VITA, JOY | Individual | – | PRESIDENT | 10/1998 | < 5% |
| MONEYPAPER PUBLICATIONS LLC | Domestic Entity | – | SHAREHOLDER | 10/1998 | > 75% |
| NELSON, VITA, JOY | Individual | MONEYPAPER PUBLICATIONS LLC | PRESIDENT | 08/1996 | > 75% |
| Medina, Juan, Mario | Individual | – | PORTFOLIO MANAGER | 07/2017 | < 5% |
| PEREZ, BYRON, O | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| NELSON, LEE, REINER | Individual | – | PORTFOLIO MANAGER | 10/2023 | < 5% |