Hedge Fund Database

RETIREMENT PLANNERS OF AMERICA

MMWKM ADVISORS, LLC Legal Name

Adviser information for RETIREMENT PLANNERS OF AMERICA last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 122
Investment Advisory/Research 33
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 32
Licensed Agents of an Insurance Company 32
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15,137 $3.6B
Non-Discretionary 0 $0
Total 15,137 $3.6B

Clients

Type Number RAUM
Individuals 6,579 $1.7B
HNW Individuals 1,028 $1.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $4.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 7000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 3.5B
Portfolio Manager to Program Sponsor
RPOA WRAP PROGRAM RETIREMENT PLANNERS OF AMERICA

Identifiers

SEC RIA File Number 801-72262
SEC ERA File Number 801-72262
SEC CIK Numbers 1963326
SEC CRD Numbers 157222
Legal Entity Identifier None

Principal Office

2820 DALLAS PARKWAY
PLANO
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 469-246-3600, Fax: None

Websites

www.moneymatters.net www.linkedin.com/company/money-matters-with-ken-moraif-/ twitter.com/kenmoraif linkedin.com/company/rpoa www.facebook.com/rpofamerica twitter.com/rpofamerica www.pinterest.com/rpofamerica www.rpoa.com www.youtube.com/retirementplannersofamerica www.instagram.com/rpofamerica/ retirementplannersofamerica.com/ www.buyholdandsell.com vimeo.com/rpofamerica

Chief Compliance Officer

WILLIAM FRYE
2820 DALLAS PARKWAY
PLANO
TX
United States
Tel: (469) 246-3627
(Full email address available in API data)

Industry Affiliates

MORAIF FINANCIAL GROUP, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MORAIF, KENNETH, ALFRED Individual – PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/2023 10-25%
FRYE, WILLIAM, ROBERT Individual – CHIEF COMPLIANCE OFFICER 03/2011 < 5%
STUART, JULIA Individual – CHIEF OPERATING OFFICER 07/2021 < 5%
LUBY, STEPHEN, BRASSIL Individual – CHIEF REVENUE OFFICER 03/2023 < 5%
WINKLER, CHRISTOPHER, TODD Individual – CHIEF FINANCIAL OFFICER 03/2023 < 5%
RETIREMENT PLANNERS OF AMERICA EMPLOYEE STOCK OWNERSHIP TRUST Domestic Entity – SHAREHOLDER 12/2023 10-25%
MORAIF FAMILY EXEMPT IRREVOCABLE TRUST Domestic Entity – SHAREHOLDER 12/2023 50-75%
MORAIF, KENNETH, ALFRED Individual MORAIF FAMILY EXEMPT IRREVOCABLE TRUST TRUSTEE 12/2023
ARGENT TRUST COMPANY Domestic Entity RETIREMENT PLANNERS OF AMERICA EMPLOYEE STOCK OWNERSHIP TRUST TRUSTEE 12/2023
MORAIF, KENNETH, ALFRED Individual – TRUSTEE OF MORAIF FAMILY EXEMPT IRREVOCABLE TRUST 12/2023 < 5%
ARGENT TRUST COMPANY Domestic Entity – TRUSTEE OF RETIREMENT PLANNERS OF AMERICA EMPLOYEE STOCK OWNERSHIP TRUST 12/2023 < 5%

No. Employees, Historic

2001000201920202021202220232024202590 on 4/29/201990 on 8/9/201990 on 8/19/201990 on 9/26/201990 on 9/27/201990 on 11/6/201990 on 12/5/2019101 on 3/26/2020101 on 6/24/2020101 on 6/30/2020101 on 7/7/2020101 on 11/22/2020101 on 11/23/2020100 on 3/29/2021100 on 3/30/2021100 on 4/28/2021100 on 6/4/2021100 on 7/8/2021100 on 9/8/2021100 on 3/30/2022100 on 11/4/2022100 on 1/6/2023115 on 3/30/2023115 on 4/20/2023115 on 6/14/2023115 on 9/11/2023122 on 1/26/2024

RAUM, Historic

5B3B020192020202120222023202420254150595268 on 4/29/20194150595268 on 8/9/20194150595268 on 8/19/20194150595268 on 9/26/20194150595268 on 9/27/20194150595268 on 11/6/20194150595268 on 12/5/20194431534007 on 3/26/20204431534007 on 6/24/20204431534007 on 6/30/20204431534007 on 7/7/20204431534007 on 11/22/20204431534007 on 11/23/20204504485677 on 3/29/20214504485677 on 3/30/20214504485677 on 4/28/20214504485677 on 6/4/20214504485677 on 7/8/20214504485677 on 9/8/20214709352114 on 3/30/20224709352114 on 11/4/20224709352114 on 1/6/20233429793211 on 3/30/20233429793211 on 4/20/20233429793211 on 6/14/20233429793211 on 9/11/20233557314906 on 1/26/2024

No. Clients, Historic

10,0005,000020192020202120222023202420258693 on 4/29/20198693 on 8/9/20198693 on 8/19/20198693 on 9/26/20198693 on 9/27/20198693 on 11/6/20198693 on 12/5/20199116 on 3/26/20209116 on 6/24/20209116 on 6/30/20209116 on 7/7/20209116 on 11/22/20209116 on 11/23/20208678 on 3/29/20218678 on 3/30/20218678 on 4/28/20218678 on 6/4/20218678 on 7/8/20218678 on 9/8/20218092 on 3/30/20228092 on 11/4/20228092 on 1/6/20237216 on 3/30/20237216 on 4/20/20237216 on 6/14/20237216 on 9/11/20237619 on 1/26/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BNY MELLON ETF TRUST CORE BOND ETF 1B 27M –
BNY MELLON ETF TRUST EMRG MKT EQUIT 74M 1M –
BNY MELLON ETF TRUST HIGH YIELD BETA 215M 5M –
BNY MELLON ETF TRUST INTERNATIONL EQT 280M 4M –
BNY MELLON ETF TRUST ULTRA SHORT INCM 40M 813K –
BNY MELLON ETF TRUST US LRG CP CORE 1B 13M –
BNY MELLON ETF TRUST US MDCP CORE EQT 363M 4M –
BNY MELLON ETF TRUST US SMLCP CORE 59M 640K –
MAIDEN HOLDINGS LTD SHS 63K 31K –