PRIMERICA ADVISORS
PFS INVESTMENTS INC. Legal Name
Adviser information for PRIMERICA ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 3590 |
|---|---|
| Investment Advisory/Research | 3560 |
| Registered Broker-Dealer Representatives | 3582 |
| Registered State Investment Advisers | 3515 |
| Licensed Agents of an Insurance Company | 3510 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 59,808 | $8.5B |
| Non-Discretionary | 0 | $0 |
| Total | 59,808 | $8.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45,835 | $7.3B |
| HNW Individuals | 791 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 31 | $8.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 115 | $56.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 8.5B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM | PRIMERICA ADVISORS |
Principal Office
1 PRIMERICA PARKWAYDULUTH
GA
United States
Monday - Friday, 08:30-17:30
Tel: 833-786-0550, Fax: 470-564-6222
Chief Compliance Officer
DANIEL WOODRING
CHIEF COMPLIANCE OFFICER
1 PRIMERICA PARKWAY
DULUTH
GA
United States
Tel:
470-564-7681
Fax:
470-564-7227
D**************@************M
(Full email address available in API data)
Regulatory Contact
JOHN WATTS
CHIEF COUNSEL
1 PRIMERICA PARKWAY
DULUTH
GA
United States
Tel:
470-564-7613
Fax:
470-564-5641
J*********@************M
(Full email address available in API data)
Industry Affiliates
| PRIMERICA BROKERAGE SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TERM LIFE INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRIMERICA FINANCE CORPORATION | Domestic Entity | – | DIRECT OWNER | 10/1995 | > 75% |
| WATTS, JOHN SIMMERMAN III | Individual | – | SENIOR VICE PRESIDENT AND CHIEF COUNSEL | 03/2005 | < 5% |
| JENDUSA, NICHOLAS ADAM | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND FINOP | 07/2023 | < 5% |
| WOODRING, DANIEL AARON | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |
| PRIMERICA, INC. | Domestic Entity | PRIMERICA FINANCE CORPORATION | SOLE SHAREHOLDER | 04/2010 | > 75% |
| NEMETZ, WILLIAM JAMES | Individual | – | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 02/2022 | < 5% |
| SUKIN, KAREN LYNN | Individual | – | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 06/2015 | < 5% |
| FENDLER, JEFFREY SCOTT | Individual | – | EXECUTIVE VICE PRESIDENT | 08/2016 | < 5% |
| MILLER, DEBORAH | Individual | – | EXECUTIVE VICE PRESIDENT | 05/2010 | < 5% |
| RIVET, LORI ALLISON | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2017 | < 5% |
| WEIGLE, BRIAN STEVEN | Individual | – | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 03/2023 | < 5% |
| WELLS, MICHAEL K | Individual | – | TREASURER | 07/2023 | < 5% |
| REGARD, PAUL ETIENNE | Individual | – | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 11th, 2023 for period ending June 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AAR CORP COM | COMMON | 453 | 8K | – |
| ABBOTT LABS | COMMON | 2K | 17K | – |
| ABBVIE INC COM | COMMON | 50K | 370K | – |
| ACCENTURE PLC COM | COMMON | 9K | 29K | – |
| ACTIVISION BLIZZARD I | COMMON | 285 | 3K | – |
| ADOBE INC COM | COMMON | 7K | 14K | – |
| ADVANCED MICRO DEVICE | COMMON | 621 | 5K | – |
| AECOM COM | COMMON | 7K | 85K | – |
| AEHR TEST SYSTEMS COM | COMMON | 3K | 71K | – |
| AES CORP COM | COMMON | 6K | 283K | – |
| AIR PRODUCTS & CHEMIC | COMMON | 507 | 2K | – |
| AIRBNB INC COM CL A | COMMON | 4K | 29K | – |
| ALBEMARLE CORP COM | COMMON | 4K | 16K | – |
| ALCON INC ORD SHS | COMMON | 729 | 9K | – |
| ALIBABA GROUP HOLDING | COMMON | 3K | 34K | – |
| ALLEGIANT TRAVEL CO C | COMMON | 539 | 4K | – |
| ALLEGRO MICROSYSTEMS | COMMON | 11K | 234K | – |
| ALLSTATE CORP COM | COMMON | 2K | 19K | – |
| ALPHABET INC CAP STK | COMMON | 1K | 9K | – |
| ALPHABET INC COM CL A | COMMON | 18K | 148K | – |
| ALTRIA GROUP INC COM | COMMON | 44K | 973K | – |
| AMAZON COM INC COM | COMMON | 26K | 197K | – |
| AMDOCS LTD SHS | COMMON | 3K | 32K | – |
| AMER INTL GRP INC COM | COMMON | 4K | 66K | – |
| AMERICAN EAGLE OUTFIT | COMMON | 199 | 17K | – |
| AMERICAN EXPRESS CO C | COMMON | 9K | 50K | – |
| AMERICAN TOWER CORP C | COMMON | 8K | 40K | – |
| AMERIPRISE FINANCIAL | COMMON | 3K | 10K | – |
| AMGEN INC COM | COMMON | 207 | 934 | – |
| ANALOG DEVICES INC CO | COMMON | 6K | 32K | – |
| ANTHEM INC COM | COMMON | 5K | 12K | – |
| API GROUP CORP COM ST | COMMON | 251 | 9K | – |
| APOLLO GLOBAL MGMT IN | COMMON | 14K | 179K | – |
| APPLE INC COM | COMMON | 45K | 234K | – |
| APPLIED MATLS INC COM | COMMON | 303 | 2K | – |
| APTIV PLC SHS | COMMON | 698 | 7K | – |
| ARCH CAP GROUP LTD OR | COMMON | 247 | 3K | – |
| ARCOSA INC COM | COMMON | 518 | 7K | – |
| ARISTA NETWORKS INC C | COMMON | 2K | 11K | – |
| ARRAY TECHNOLOGIES IN | COMMON | 4K | 183K | – |
| ASHLAND GLOBAL HLDGS | COMMON | 262 | 3K | – |
| ASICS CORP UNSPONSORD | COMMON | 3K | 95K | – |
| ASML HOLDING N V N Y | COMMON | 739 | 1K | – |
| ASTRAZENECA PLC SPONS | COMMON | 5K | 75K | – |
| ATLASSIAN CORPORATION | COMMON | 432 | 3K | – |
| ATS CORPORATION COM | COMMON | 219 | 5K | – |
| AT&T INC COM | COMMON | 46K | 3M | – |
| AUTODESK INC COM | COMMON | 9K | 43K | – |
| AUTOMATIC DATA PROCES | COMMON | 283 | 1K | – |
| AUTOZONE INC COM | COMMON | 5K | 2K | – |
| AVALONBAY CMNTYS INC | COMMON | 7K | 38K | – |
| AVANTOR INC COM | COMMON | 1K | 71K | – |
| AVEPOINT INC COM CL A | COMMON | 136 | 24K | – |
| AVERY DENNISON CORP C | COMMON | 2K | 10K | – |
| AVIENT CORPORATION CO | COMMON | 2K | 38K | – |
| AXCELIS TECHNOLOGIES | COMMON | 3K | 14K | – |
| BANK NEW YORK MELLON | COMMON | 6K | 125K | – |
| BANK OF AMERICA CORPO | COMMON | 24K | 841K | – |
| BEACON ROOFING SUPPLY | COMMON | 415 | 5K | – |
| BECTON DICKINSON & CO | COMMON | 11K | 42K | – |
| BELLRING DISTR LLC CO | COMMON | 3K | 74K | – |
| BENTLEY SYS INC COM C | COMMON | 203 | 4K | – |
| BERKSHIRE HATHAWAY IN | COMMON | 2K | 4K | – |
| BIOGEN INC COM | COMMON | 7K | 24K | – |
| BLACK KNIGHT INC COM | COMMON | 210 | 4K | – |
| BLACKROCK INC COM | COMMON | 39K | 57K | – |
| BOEING CO COM | COMMON | 329 | 2K | – |
| BOOKING HLDGS INC COM | COMMON | 221 | 82 | – |
| BOOT BARN HLDGS INC C | COMMON | 378 | 4K | – |
| BOOZ ALLEN HAMILTON H | COMMON | 2K | 19K | – |
| BORGWARNER INC COM | COMMON | 6K | 117K | – |
| BOSTON SCIENTIFIC COR | COMMON | 12K | 221K | – |
| BRIDGE INVT GROUP HLD | COMMON | 136 | 12K | – |
| BRISTOL-MYERS SQUIBB | COMMON | 52K | 820K | – |
| BROADCOM INC COM | COMMON | 70K | 81K | – |
| BWX TECHNOLOGIES INC | COMMON | 532 | 7K | – |
| CADENCE DESIGN SYSTEM | COMMON | 9K | 38K | – |
| CAESARS ENTERTAINMENT | COMMON | 1K | 29K | – |
| CAPITAL ONE FINL CORP | COMMON | 34K | 309K | – |
| CASEYS GEN STORES INC | COMMON | 226 | 928 | – |
| CATERPILLAR INC COM | COMMON | 436 | 2K | – |
| CDW CORP COM | COMMON | 254 | 1K | – |
| CENTERPOINT ENERGY IN | COMMON | 2K | 75K | – |
| CERTARA INC COM | COMMON | 217 | 12K | – |
| CHARLES RIV LABS INTL | COMMON | 3K | 16K | – |
| CHARTER COMMUNICATION | COMMON | 339 | 922 | – |
| CHENIERE ENERGY INC C | COMMON | 11K | 74K | – |
| CHESAPEAKE ENERGY COR | COMMON | 4K | 47K | – |
| CHEVRON CORPORATION C | COMMON | 48K | 307K | – |
| CIGNA HOLDING COMPANY | COMMON | 4K | 15K | – |
| CISCO SYSTEMS INC COM | COMMON | 72K | 1M | – |
| CITIGROUP INC COM | COMMON | 227 | 5K | – |
| COCA-COLA CO COM | COMMON | 9K | 144K | – |
| COMCAST CORP COM CL A | COMMON | 79K | 2M | – |
| COMPASS GROUP PLC SPO | COMMON | 6K | 229K | – |
| COMPASS PATHWAYS PLC | COMMON | 655 | 79K | – |
| CONOCOPHILLIPS COM | COMMON | 811 | 8K | – |
| CONSTELLATION BRANDS | COMMON | 2K | 8K | – |
| CORNING INC COM | COMMON | 31K | 885K | – |
| CORTEVA INC COM | COMMON | 4K | 77K | – |
| COSTCO WHSL CORP NEW | COMMON | 540 | 1K | – |
| COTY INC COM CL A | COMMON | 286 | 23K | – |
| CRH PLC ADR | COMMON | 20K | 361K | – |
| CROCS INC COM | COMMON | 5K | 47K | – |
| CROWDSTRIKE HLDGS INC | COMMON | 8K | 53K | – |
| CS DISCO INC COM | COMMON | 141 | 17K | – |
| CSX CORP | COMMON | 6K | 187K | – |
| CVS HEALTH CORPORATIO | COMMON | 42K | 610K | – |
| DARLING INGREDIENTS I | COMMON | 5K | 82K | – |
| DAY ONE BIOPHARMACEUT | COMMON | 137 | 12K | – |
| DBX ETF TR XTRACK MUN | ETF | 9K | 349K | – |
| DBX ETF TRUST XTRACK | ETF | 18K | 528K | – |
| DEERE & CO COM | COMMON | 6K | 14K | – |
| DEXCOM INC COM | COMMON | 817 | 6K | – |
| DIAGEO ADR SPONSORED | COMMON | 9K | 50K | – |
| DOCUSIGN INC COM | COMMON | 2K | 35K | – |
| DOLBY LABORATORIES IN | COMMON | 3K | 35K | – |
| DOORDASH INC CL A | COMMON | 257 | 3K | – |
| DOW INC COM | COMMON | 17K | 312K | – |
| DOXIMITY INC CL A | COMMON | 2K | 68K | – |
| DTE ENERGY CO COM | COMMON | 268 | 2K | – |
| DUPONT DE NEMOURS INC | COMMON | 225 | 3K | – |
| DXC TECHNOLOGY CO COM | COMMON | 2K | 70K | – |
| EATON CORP PLC SHS | COMMON | 1K | 6K | – |
| EDISON INTERNATIONAL | COMMON | 7K | 96K | – |
| ELI LILLY AND COMPANY | COMMON | 8K | 16K | – |
| EMERSON ELEC CO | COMMON | 41K | 451K | – |
| ENBRIDGE INC COM | COMMON | 53K | 1M | – |
| ENDEAVOR GROUP HLDGS | COMMON | 210 | 9K | – |
| ENI S P A SPONSORED A | COMMON | 4K | 153K | – |
| ENVISTA HLDGS CORP CO | COMMON | 2K | 63K | – |
| EOG RES INC COM | COMMON | 406 | 4K | – |
| EQT CORP COM | COMMON | 4K | 107K | – |
| EQUINIX INC COM PAR $ | ETF | 809 | 1K | – |
| ESTEE LAUDER COMPANIE | COMMON | 685 | 3K | – |
| ETSY INC COM | COMMON | 3K | 30K | – |
| EVERCORE INC CLASS A | COMMON | 270 | 2K | – |
| EVERGY INC COM | COMMON | 30K | 518K | – |
| EVERSOURCE ENERGY COM | COMMON | 3K | 47K | – |
| EXXON MOBIL CORPORATI | COMMON | 4K | 42K | – |
| EYEPOINT PHARMACEUTIC | COMMON | 127 | 15K | – |
| F M C CORP COM NEW | COMMON | 2K | 20K | – |
| FACEBOOK INC COM CL A | COMMON | 7K | 24K | – |
| FANUC CORPORATION ADR | COMMON | 5K | 299K | – |
| FEDEX CORP COM | COMMON | 221 | 891 | – |
| FIRST TR EXCHANG TRAD | ETF | 12K | 237K | – |
| FIRST TR EXCHANGE TRA | ETF | 40K | 895K | – |
| FIRST TR VALUE LINE D | ETF | 10K | 246K | – |
| FISERV INC COM | COMMON | 7K | 56K | – |
| FIVE BELOW INC COM | COMMON | 415 | 2K | – |
| FLYWIRE CORPORATION C | COMMON | 459 | 15K | – |
| FORTINET INC COM | COMMON | 8K | 105K | – |
| FREEPORT-MCMORAN INC | COMMON | 8K | 193K | – |
| FRESHPET INC COM | COMMON | 227 | 3K | – |
| FRESHWORKS INC CLASS | COMMON | 254 | 14K | – |
| GAMING & LEISURE PPTY | COMMON | 2K | 40K | – |
| GENERAL ELECTRIC CO C | COMMON | 336 | 3K | – |
| GENERAL MILLS INC COM | COMMON | 4K | 57K | – |
| GENERAL MOTORS CO COM | COMMON | 6K | 145K | – |
| GENUINE PARTS CO COM | COMMON | 201 | 1K | – |
| GEOPARK LTD USD SHS | COMMON | 2K | 170K | – |
| GILEAD SCIENCES INC C | COMMON | 49K | 632K | – |
| GITLAB INC CLASS A CO | COMMON | 489 | 10K | – |
| GOLDMAN SACHS ETF TR | ETF | 20K | 643K | – |
| GOLDMAN SACHS GROUP I | COMMON | 244 | 757 | – |
| GRAINGER W W INC COM | COMMON | 11K | 14K | – |
| GRANITE CONSTR INC CO | COMMON | 266 | 7K | – |
| GRAPHIC PACKAGING HLD | COMMON | 7K | 296K | – |
| GUARDANT HEALTH INC C | COMMON | 2K | 45K | – |
| HAEMONETICS CORP COM | COMMON | 381 | 4K | – |
| HALEON PLC SPON ADS | COMMON | 5K | 595K | – |
| HANNON ARMSTRONG SUST | COMMON | 4K | 153K | – |
| HARTFORD FDS EXCHANGE | ETF | 16K | 473K | – |
| HARTFORD FINL SVCS GR | COMMON | 267 | 4K | – |
| HEALTHEQUITY INC COM | COMMON | 376 | 6K | – |
| HERON THERAPEUTICS IN | COMMON | 18 | 15K | – |
| HERSHEY FOODS CORP | COMMON | 283 | 1K | – |
| HILTON WORLDWIDE HLDG | COMMON | 2K | 14K | – |
| HIMS & HERS HEALTH IN | COMMON | 162 | 17K | – |
| HOME DEPOT INC COM | COMMON | 45K | 145K | – |
| HONEYWELL INTL INC CO | COMMON | 502 | 2K | – |
| HOULIHAN LOKEY INC CL | COMMON | 615 | 6K | – |
| HOWMET AEROSPACE INC | COMMON | 3K | 69K | – |
| HUBSPOT INC COM | COMMON | 12K | 22K | – |
| HYATT HOTELS CORP COM | COMMON | 5K | 42K | – |
| ICON PLC SHS | COMMON | 307 | 1K | – |
| IDEXX LABS INC COM | COMMON | 269 | 536 | – |
| ILLINOIS TOOL WKS INC | COMMON | 368 | 1K | – |
| INDEXIQ ACTIVE ETF TR | ETF | 8K | 312K | – |
| INSMED INC COM PAR $. | COMMON | 216 | 10K | – |
| INSPIRE MED SYS INC C | COMMON | 530 | 2K | – |
| INSULET CORP COM | COMMON | 3K | 12K | – |
| INTEGER HLDGS CORP CO | COMMON | 424 | 5K | – |
| INTEL CORP COM | COMMON | 5K | 136K | – |
| INTERNATIONAL BUS MAC | COMMON | 47K | 350K | – |
| INTERPUBLIC GROUP COS | COMMON | 8K | 207K | – |
| INTRA CELLULAR THERAP | COMMON | 221 | 3K | – |
| INTUIT COM | COMMON | 749 | 2K | – |
| INTUITIVE SURGICAL IN | COMMON | 10K | 29K | – |
| INVESCO ACTIVELY MANA | ETF | 24K | 523K | – |
| INVESCO ACTIVELY MANA | ETF | 3K | 131K | – |
| INVESCO EXCH TRADED F | ETF | 136K | 892K | – |
| INVESCO EXCH TRD SLF | ETF | 2K | 79K | – |
| INVESCO EXCH TRD SLF | ETF | 31K | 867K | – |
| INVESCO EXCH TRD SLF | ETF | 88K | 2M | – |
| INVESCO EXCHANGE TRAD | ETF | 86K | 571K | – |
| INVESCO EXCHANGE TRAD | ETF | 26K | 152K | – |
| INVESCO EXCHANGE TRAD | ETF | 58K | 748K | – |
| INVESCO EXCHANGE TRAD | ETF | 71K | 1M | – |
| INVESCO EXCHANGE TRAD | ETF | 18K | 865K | – |
| INVESCO EXCHANGE TRAD | ETF | 9K | 369K | – |
| INVESCO EXCHANGE TRAD | ETF | 36K | 1M | – |
| INVESCO EXCHANGE TRAD | ETF | 6K | 316K | – |
| INVESCO EXCHANGE TRAD | ETF | 23K | 1M | – |
| INVESCO EXCHANGE TRAD | ETF | 32K | 717K | – |
| INVESCO EXCHANGE TRAD | ETF | 34K | 1M | – |
| INVESCO EXCHANGE TRAD | ETF | 27K | 518K | – |
| INVESCO EXCHANGE TRAD | ETF | 28K | 1M | – |
| INVESCO EXCHANGE TRAD | ETF | 26K | 968K | – |
| INVESCO EXCHANGE TRAD | ETF | 48K | 771K | – |
| INVESCO EXCHANGE TRAD | ETF | 9K | 675K | – |
| INVESCO EXCHANGE-TRAD | ETF | 26K | 1M | – |
| INVESCO EXCHNG TRADED | ETF | 27K | 2M | – |
| INVESCO QQQ TRUST UNI | ETF | 104K | 282K | – |
| IONIS PHARMACEUTICALS | COMMON | 3K | 73K | – |
| IQVIA HOLDINGS INC CO | COMMON | 5K | 23K | – |
| IRON MTN INC NEW COM | COMMON | 6K | 98K | – |
| ISHARES INC CORE MSCI | ETF | 18K | 359K | – |
| ISHARES INC ESG MSCI | ETF | 2K | 64K | – |
| ISHARES INC GLB AGRIC | ETF | 768 | 19K | – |
| ISHARES INC MSCI AUST | ETF | 6K | 273K | – |
| ISHARES INC MSCI CDA | ETF | 11K | 304K | – |
| ISHARES INC MSCI EM A | ETF | 6K | 92K | – |
| ISHARES INC MSCI EURZ | ETF | 14K | 298K | – |
| ISHARES INC MSCI JPN | ETF | 7K | 113K | – |
| ISHARES TR BROAD USD | ETF | 31K | 864K | – |
| ISHARES TR ESG US AGR | ETF | 15K | 322K | – |
| ISHARES TR GBL GREEN | ETF | 3K | 73K | – |
| ISHARES TR GL CLEAN E | ETF | 814 | 44K | – |
| ISHARES TR GLB INFRAS | ETF | 2K | 45K | – |
| ISHARES TR IBONDS DEC | ETF | 2K | 85K | – |
| ISHARES TR JP MOR EM | ETF | 19K | 222K | – |
| ISHARES TR MSCI AC AS | ETF | 27K | 406K | – |
| ISHARES TR MSCI CHINA | ETF | 7K | 152K | – |
| ISHARES TR MSCI UK ET | ETF | 6K | 194K | – |
| ISHARES TR SELECT DIV | ETF | 5K | 47K | – |
| ISHARES TRUST 0-5YR H | ETF | 53K | 1M | – |
| ISHARES TRUST 1 3 YR | ETF | 25K | 309K | – |
| ISHARES TRUST 20 YR T | ETF | 37K | 364K | – |
| ISHARES TRUST 3 7 YR | ETF | 23K | 200K | – |
| ISHARES TRUST AGENCY | ETF | 2K | 16K | – |
| ISHARES TRUST BARCLAY | ETF | 4K | 38K | – |
| ISHARES TRUST CORE MS | ETF | 80K | 1M | – |
| ISHARES TRUST CORE S& | ETF | 32K | 123K | – |
| ISHARES TRUST CORE S& | ETF | 29K | 288K | – |
| ISHARES TRUST CORE S& | ETF | 134K | 300K | – |
| ISHARES TRUST CORE US | ETF | 2K | 21K | – |
| ISHARES TRUST ESG 1 5 | ETF | 16K | 675K | – |
| ISHARES TRUST ESG MSC | ETF | 5K | 68K | – |
| ISHARES TRUST ESG MSC | ETF | 2K | 20K | – |
| ISHARES TRUST ESG USD | ETF | 8K | 348K | – |
| ISHARES TRUST HDG MSC | ETF | 26K | 834K | – |
| ISHARES TRUST IBOXX I | ETF | 30K | 277K | – |
| ISHARES TRUST INTL SE | ETF | 331 | 13K | – |
| ISHARES TRUST INTRM T | ETF | 51K | 999K | – |
| ISHARES TRUST LONG TE | ETF | 5K | 106K | – |
| ISHARES TRUST MBS ETF | ETF | 187K | 2M | – |
| ISHARES TRUST MIN VOL | ETF | 22K | 325K | – |
| ISHARES TRUST MSCI MI | ETF | 66K | 888K | – |
| ISHARES TRUST NATIONA | ETF | 38K | 361K | – |
| ISHARES TRUST RUS MID | ETF | 10K | 142K | – |
| ISHARES TRUST SH TR C | ETF | 42K | 836K | – |
| ISHARES TRUST SHRT NA | ETF | 3K | 33K | – |
| ISHARES TRUST USA MOM | ETF | 23K | 161K | – |
| ISHARES TRUST USA QUA | ETF | 121K | 901K | – |
| J P MORGAN EXCHANGE-T | ETF | 12K | 226K | – |
| J P MORGAN EXCHANGE-T | ETF | 80K | 1M | – |
| JACOBS SOLUTIONS INC | COMMON | 3K | 26K | – |
| JANUS DETROIT STR TR | ETF | 18K | 383K | – |
| JOHNSON CONTROLS INTL | COMMON | 6K | 86K | – |
| JOHNSON & JOHNSON COM | COMMON | 46K | 276K | – |
| JP MORGAN EXCHANGE TR | ETF | 4K | 82K | – |
| JPMORGAN CHASE & CO. | COMMON | 61K | 418K | – |
| KENNAMETAL INC COM | COMMON | 279 | 10K | – |
| KEYSIGHT TECHNOLOGIES | COMMON | 305 | 2K | – |
| KIMBERLY CLARK CORP C | COMMON | 4K | 29K | – |
| KRATOS DEFENSE & SEC | COMMON | 240 | 17K | – |
| KROGER CO COM | COMMON | 2K | 41K | – |
| L3 HARRIS TECHNOLOGIE | COMMON | 5K | 27K | – |
| LAM RESEARCH CORP COM | COMMON | 2K | 4K | – |
| LAMB WESTON HLDGS INC | COMMON | 3K | 25K | – |
| LAS VEGAS SANDS CORP | COMMON | 8K | 142K | – |
| LATTICE SEMICONDUCTOR | COMMON | 6K | 59K | – |
| LEGALZOOM COM INC COM | COMMON | 298 | 25K | – |
| LEGG MASON ETF INVT T | ETF | 5K | 110K | – |
| LIBERTY BROADBAND COR | COMMON | 929 | 12K | – |
| LIBERTY MEDIA CORPORA | COMMON | 741 | 23K | – |
| LIBERTY MEDIA CORPORA | COMMON | 1K | 14K | – |
| LIBERTY MEDIA CORPORA | COMMON | 317 | 5K | – |
| LIBERTY OILFIELD SVCS | COMMON | 339 | 25K | – |
| LINDE PLC SHS | COMMON | 18K | 47K | – |
| LIVENT CORP COM | COMMON | 3K | 115K | – |
| LIVERAMP HLDGS INC CO | COMMON | 296 | 10K | – |
| LOCKHEED MARTIN CORP | COMMON | 41K | 89K | – |
| LOWE'S COMPANIES INC | COMMON | 2K | 9K | – |
| LPL FINL HLDGS INC CO | COMMON | 13K | 59K | – |
| LULULEMON ATHLETICA I | COMMON | 234 | 617 | – |
| LYNAS RARE EARTHS LTD | COMMON | 2K | 396K | – |
| M & T BK CORP COM | COMMON | 39K | 314K | – |
| MADDEN STEVEN LTD COM | COMMON | 235 | 7K | – |
| MARATHON PETROLEUM CO | COMMON | 5K | 43K | – |
| MARSH & MCLENNAN COS | COMMON | 1K | 6K | – |
| MARTIN MARIETTA MATLS | COMMON | 392 | 849 | – |
| MARVELL TECHNOLOGY GR | COMMON | 388 | 6K | – |
| MASONITE INTL CORP NE | COMMON | 468 | 5K | – |
| MASTEC INC COM | COMMON | 3K | 27K | – |
| MASTERCARD INCORPORAT | COMMON | 7K | 18K | – |
| MATADOR RES CO COM | COMMON | 384 | 7K | – |
| MATCH GROUP INC NEW C | COMMON | 2K | 53K | – |
| MCDONALD'S CORPORATIO | COMMON | 3K | 9K | – |
| MCKESSON CORP COM | COMMON | 521 | 1K | – |
| MEDTRONIC PLC COM | COMMON | 35K | 396K | – |
| MELCO RESORT ENTERTAI | COMMON | 4K | 318K | – |
| MERCADOLIBRE INC COM | COMMON | 3K | 2K | – |
| MERCK & CO INC COM | COMMON | 11K | 94K | – |
| METLIFE INC COM | COMMON | 5K | 86K | – |
| MICROCHIP TECHNOLOGY | COMMON | 10K | 112K | – |
| MICROSOFT CORP COM | COMMON | 46K | 135K | – |
| MONDAY COM LTD SHS | COMMON | 4K | 2K | – |
| MONDELEZ INTL INC COM | COMMON | 11K | 151K | – |
| MONSTER BEVERAGE CORP | COMMON | 1K | 18K | – |
| MORGAN STANLEY COM | COMMON | 3K | 30K | – |
| MOTOROLA SOLUTIONS IN | COMMON | 572 | 2K | – |
| MURPHY USA INC COM | COMMON | 2K | 8K | – |
| M/I HOMES INC COM | COMMON | 475 | 5K | – |
| NERDY INC CL A COM | COMMON | 143 | 34K | – |
| NESTLE SA ADR SPONSOR | COMMON | 7K | 60K | – |
| NETFLIX INC COM | COMMON | 2K | 4K | – |
| NEW FORTRESS ENERGY L | COMMON | 2K | 87K | – |
| NEW YORK TIMES CO | COMMON | 321 | 8K | – |
| NEXTERA ENERGY INC CO | COMMON | 6K | 87K | – |
| NIKE INC CL B | COMMON | 1K | 10K | – |
| NORFOLK SOUTHERN CORP | COMMON | 3K | 12K | – |
| NORTHROP GRUMMAN CORP | COMMON | 6K | 12K | – |
| NUSHARES ETF TR ESG H | ETF | 1K | 64K | – |
| NUSHARES ETF TR NUVEE | ETF | 1K | 32K | – |
| NUTRIEN LTD COM | COMMON | 3K | 48K | – |
| NUVEEN ESG NUVEEN ESG | ETF | 2K | 52K | – |
| NVIDIA CORP COM | COMMON | 9K | 22K | – |
| O REILLY AUTOMOTIVE I | COMMON | 261 | 273 | – |
| OCEANEERING INTL INC | COMMON | 3K | 135K | – |
| ON HLDG AG NAMEN AKT | COMMON | 9K | 278K | – |
| ON SEMICONDUCTOR CORP | COMMON | 4K | 38K | – |
| ONTO INNOVATION INC C | COMMON | 522 | 4K | – |
| ORACLE SYS CORP | COMMON | 8K | 68K | – |
| OTIS WORLDWIDE CORP C | COMMON | 266 | 3K | – |
| OVINTIV INC COM | COMMON | 8K | 212K | – |
| PACER FDS TR US CASH | ETF | 12K | 255K | – |
| PAGERDUTY INC COM | COMMON | 2K | 77K | – |
| PALO ALTO NETWORKS IN | COMMON | 11K | 42K | – |
| PARKER HANNIFIN CORP | COMMON | 6K | 15K | – |
| PAYCOR HCM INC COM | COMMON | 356 | 15K | – |
| PAYMENTUS HOLDINGS IN | COMMON | 178 | 17K | – |
| PAYPAL HOLDINGS INC C | COMMON | 2K | 27K | – |
| PEBBLEBROOK HOTEL TR | COMMON | 142 | 10K | – |
| PEPSICO INC | COMMON | 730 | 4K | – |
| PERFORMANCE FOOD GROU | COMMON | 6K | 103K | – |
| PETCO HEALTH & WELLNE | COMMON | 126 | 14K | – |
| PFIZER INC COM | COMMON | 6K | 155K | – |
| PHILIP MORRIS INTL IN | COMMON | 30K | 309K | – |
| PHILLIPS 66 COM | COMMON | 43K | 451K | – |
| PHREESIA INC COM | COMMON | 341 | 11K | – |
| PIMCO ETF TR ACTIVE B | ETF | 27K | 290K | – |
| PIMCO ETF TR INTER MU | ETF | 2K | 33K | – |
| PIMCO ETF TRUST 0-5 H | ETF | 2K | 26K | – |
| PINNACLE FINL PARTNER | COMMON | 207 | 4K | – |
| PINTEREST INC CL A | COMMON | 2K | 83K | – |
| PIONEER NATURAL RESOU | COMMON | 11K | 54K | – |
| PLANET FITNESS INC CL | COMMON | 4K | 56K | – |
| PNC FINANCIAL SERVICE | COMMON | 4K | 34K | – |
| PORTILLOS INC COM CL | COMMON | 224 | 10K | – |
| PPG INDUSTRIES INC CO | COMMON | 8K | 51K | – |
| PRIMERICA INC COM | COMMON | 313 | 2K | – |
| PRIVIA HEALTH GROUP I | COMMON | 267 | 10K | – |
| PROCTER & GAMBLE CO C | COMMON | 8K | 55K | – |
| PROGRESSIVE CORP(OHIO | COMMON | 3K | 19K | – |
| PROLOGIS INC COM | COMMON | 246 | 2K | – |
| PROTERRA INC COM | COMMON | 56 | 46K | – |
| PTC THERAPEUTICS INC | COMMON | 246 | 6K | – |
| PUBLIC STORAGE COM | COMMON | 3K | 10K | – |
| QUANTA SVCS INC COM | COMMON | 7K | 36K | – |
| QUEST DIAGNOSTICS INC | COMMON | 2K | 11K | – |
| RAYMOND JAMES FINANCI | COMMON | 7K | 69K | – |
| RAYTHEON TECHNOLOGIES | COMMON | 17K | 174K | – |
| RBC BEARINGS INC COM | COMMON | 290 | 1K | – |
| RED ROCK RESORTS INC | COMMON | 398 | 9K | – |
| REGAL BELOIT CORP COM | COMMON | 7K | 42K | – |
| REINSURANCE GROUP AME | COMMON | 4K | 32K | – |
| RENT THE RUNWAY INC C | COMMON | 25 | 12K | – |
| RESIDEO TECHNOLOGIES | COMMON | 180 | 10K | – |
| REVANCE THERAPEUTICS | COMMON | 273 | 11K | – |
| REXFORD INDL RLTY INC | COMMON | 312 | 6K | – |
| ROKU INC COM CL A | COMMON | 5K | 84K | – |
| ROSS STORES INC COM | COMMON | 304 | 3K | – |
| RYMAN HOSPITALITY PPT | COMMON | 5K | 53K | – |
| SALESFORCE.COM INC CO | COMMON | 8K | 38K | – |
| SAP SE SPON ADR | COMMON | 7K | 53K | – |
| SCHLUMBERGER LIMITED | COMMON | 4K | 74K | – |
| SCHWAB CHARLES CORP N | COMMON | 436 | 8K | – |
| SCHWAB STRATEGIC TR E | ETF | 10K | 405K | – |
| SCHWAB STRATEGIC TR U | ETF | 453 | 10K | – |
| SEA LTD SPONSORED ADS | COMMON | 235 | 4K | – |
| SEAGATE TECHNOLOGY HL | COMMON | 3K | 50K | – |
| SELECT SECTOR SPDR TR | ETF | 10K | 76K | – |
| SELECT SECTOR SPDR TR | ETF | 9K | 116K | – |
| SEMPRA ENERGY COM | COMMON | 48K | 329K | – |
| SERVICENOW INC COM | COMMON | 637 | 1K | – |
| SHERWIN WILLIAMS CO C | COMMON | 952 | 4K | – |
| SHIFT4 PMTS INC CL A | COMMON | 2K | 32K | – |
| SHOCKWAVE MED INC COM | COMMON | 2K | 6K | – |
| SIMPLY GOOD FOODS CO | COMMON | 345 | 9K | – |
| SITIME CORPORATION CO | COMMON | 360 | 3K | – |
| SNOWFLAKE INC CL A | COMMON | 5K | 27K | – |
| SOLAREDGE TECHNOLOGIE | COMMON | 3K | 12K | – |
| SONOS INC COM | COMMON | 164 | 10K | – |
| SONY CORP - ADR | COMMON | 8K | 88K | – |
| SPDR INDEX SHARES FUN | ETF | 115K | 3M | – |
| SPDR INDEX SHARES FUN | ETF | 169K | 5M | – |
| SPDR SER TR PRTFLO S& | ETF | 14K | 389K | – |
| SPDR SER TR S&P 500 E | ETF | 5K | 105K | – |
| SPDR SERIES TRUST POR | ETF | 20K | 778K | – |
| SPDR SERIES TRUST POR | ETF | 4K | 124K | – |
| SPDR SERIES TRUST POR | ETF | 8K | 262K | – |
| SPDR SERIES TRUST POR | ETF | 5K | 183K | – |
| SPDR SERIES TRUST PRT | ETF | 138K | 2M | – |
| SPDR SERIES TRUST PRT | ETF | 130K | 3M | – |
| SPDR SERIES TRUST SPD | ETF | 417 | 5K | – |
| SPDR SERIES TRUST S&P | ETF | 8K | 165K | – |
| SPDR S&P500 ETF TRUST | ETF | 1K | 3K | – |
| SPLUNK INC COM | COMMON | 622 | 6K | – |
| SSGA ACTIVE ETF TR BL | ETF | 8K | 188K | – |
| SSGA ACTIVE ETF TR SP | ETF | 29K | 721K | – |
| STAG INDUSTRIAL INC C | COMMON | 3K | 79K | – |
| STARBUCKS CORP COM | COMMON | 2K | 21K | – |
| STIFEL FINL CORP COM | COMMON | 3K | 42K | – |
| STRYKER CORP COM | COMMON | 4K | 12K | – |
| SUNNOVA ENERGY INTL I | COMMON | 2K | 135K | – |
| SYNOPSYS INC COM | COMMON | 1K | 3K | – |
| SYSCO CORP COM | COMMON | 4K | 54K | – |
| S&P GLOBAL INC COM | COMMON | 1K | 3K | – |
| TAPESTRY INC COM | COMMON | 5K | 128K | – |
| TASKUS INC CLASS A CO | COMMON | 118 | 10K | – |
| TC ENERGY CORP COM | COMMON | 296 | 7K | – |
| TE CONNECTIVITY LTD C | COMMON | 16K | 116K | – |
| TELEDYNE TECHNOLOGIES | COMMON | 214 | 520 | – |
| TESLA INC COM | COMMON | 2K | 6K | – |
| TEXAS INSTRUMENTS INC | COMMON | 3K | 18K | – |
| TEXAS ROADHOUSE INC C | COMMON | 393 | 4K | – |
| THERMO FISHER SCIENTI | COMMON | 1K | 2K | – |
| TJX COS INC NEW COM | COMMON | 3K | 30K | – |
| TRAVELERS COMPANIES I | COMMON | 33K | 187K | – |
| TRI POINTE GROUP INC | COMMON | 358 | 11K | – |
| TYSON FOODS INC CL A | COMMON | 29K | 571K | – |
| T-MOBILE US INC COM | COMMON | 8K | 54K | – |
| UBER TECHNOLOGIES INC | COMMON | 3K | 81K | – |
| ULTA BEAUTY INC COM | COMMON | 6K | 12K | – |
| UNION PACIFIC CORP CO | COMMON | 7K | 33K | – |
| UNITED PARCEL SERVICE | COMMON | 54K | 300K | – |
| UNITEDHEALTH GROUP IN | COMMON | 29K | 60K | – |
| US BANCORP COM | COMMON | 301 | 9K | – |
| VANECK VECTORS ETF TR | ETF | 27K | 966K | – |
| VANECK VECTORS ETF TR | ETF | 18K | 229K | – |
| VANECK VECTORS ETF TR | ETF | 20K | 389K | – |
| VANECK VECTORS ETF TR | ETF | 15K | 579K | – |
| VANGUARD DIV APP ETF | ETF | 27K | 168K | – |
| VANGUARD FTSE DEV MKT | ETF | 7K | 156K | – |
| VANGUARD FTSE EMR MKT | ETF | 1K | 34K | – |
| VANGUARD GROWTH ETF | ETF | 24K | 85K | – |
| VANGUARD INDEX FDS SM | ETF | 712 | 4K | – |
| VANGUARD REAL ESTATE | ETF | 5K | 65K | – |
| VANGUARD TAX EXEMPT B | ETF | 9K | 175K | – |
| VANGUARD TOTAL BND MR | ETF | 32K | 445K | – |
| VANGUARD WHITEHALL FD | ETF | 401 | 6K | – |
| VANGUARD WORLD FD ESG | ETF | 3K | 42K | – |
| VERIZON COMMUNICATION | COMMON | 5K | 129K | – |
| VERTEX PHARMACEUTICAL | COMMON | 15K | 43K | – |
| VERTIV HOLDINGS LLC C | COMMON | 3K | 130K | – |
| VIAVI SOLUTIONS INC C | COMMON | 185 | 16K | – |
| VICI PPTYS INC COM | COMMON | 4K | 114K | – |
| VISA INC COM CL A | COMMON | 20K | 83K | – |
| VONTIER CORPORATION C | COMMON | 319 | 10K | – |
| VOYA FINL INC COM | COMMON | 4K | 62K | – |
| VULCAN MATERIALS CO C | COMMON | 11K | 47K | – |
| WAL MART STORES INC | COMMON | 574 | 4K | – |
| WALT DISNEY COMPANY ( | COMMON | 4K | 48K | – |
| WARNER BROS DISCOVERY | COMMON | 1K | 109K | – |
| WASTE MANAGEMENT INC | COMMON | 6K | 36K | – |
| WATERS CORP COM | COMMON | 3K | 12K | – |
| WEBSTER FINL CORP CON | COMMON | 5K | 137K | – |
| WELLS FARGO & COMPANY | COMMON | 2K | 50K | – |
| WESCO INTL INC COM | COMMON | 3K | 17K | – |
| WESTERN DIGITAL CORP | COMMON | 2K | 40K | – |
| WILLIAMS COMPANIES IN | COMMON | 13K | 409K | – |
| WILLSCOT MOBIL MINI H | COMMON | 6K | 135K | – |
| WINGSTOP INC COM | COMMON | 6K | 31K | – |
| WISDOMTREE TR US QTLY | ETF | 12K | 184K | – |
| WOLFSPEED INC COM | COMMON | 4K | 65K | – |
| WORKDAY INC CL A | COMMON | 6K | 27K | – |
| WORLD GOLD TR SPDR GL | ETF | 16K | 430K | – |
| WORLD WRESTLING ENTMT | COMMON | 935 | 9K | – |
| ZIMMER BIOMET HLDGS I | COMMON | 225 | 2K | – |
| ZOETIS INC COM CL A | COMMON | 6K | 32K | – |