COLLINS ADVISORS, LLC
Adviser information for COLLINS ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 284 | $140.9M |
| Non-Discretionary | 1 | $679,074 |
| Total | 285 | $141.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 285 | $50.7M |
| HNW Individuals | 38 | $90.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $808,401 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72267 |
|---|---|
| SEC ERA File Number | 801-72267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129270 |
| Legal Entity Identifier | None |
Principal Office
610 MAIN STREETSUITE 202
BUFFALO
NY
United States
Monday - Friday, 8AM - 5PM
Tel: 716-833-6338, Fax: 716-835-3739
Chief Compliance Officer
CHRISTINE COLLINS-SCHWINGER
COO
610 MAIN STREET
SUITE 202
BUFFALO
NY
United States
Tel:
716-833-6338
Fax:
716-835-3739
C********@*********************M
(Full email address available in API data)
Regulatory Contact
MARY COLLINS SANBORN
PRESIDENT
610 MAIN STREET
SUITE 202
BUFFALO
NY
United States
Tel:
7162289153
Fax:
716-835-3739
M***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLINS, MARY, LEE | Individual | – | MANAGING MEMBER | 03/2003 | 50-75% |
| COLLINS-SCHWINGER, CHRISTINE, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2005 | 25-50% |