GASBER FINANCIAL ADVISORS, INC
Adviser information for GASBER FINANCIAL ADVISORS, INC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 351 | $141.4M |
| Non-Discretionary | 26 | $105.9M |
| Total | 377 | $247.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $143.9M |
| HNW Individuals | 35 | $96.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-72295 |
|---|---|
| SEC ERA File Number | 801-72295 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157329 |
| Legal Entity Identifier | None |
Principal Office
81 BLUE RAVINE ROADSUITE 250
FOLSOM
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 916-985-2594, Fax: 916-985-2001
Chief Compliance Officer
GERALD GASBER
PRESIDENT / CHIEF COMPLIANCE OFFICER
81 BLUE RAVINE ROAD
SUITE 250
FOLSOM
CA
United States
Tel:
916-985-2594
Fax:
916-985-2001
G****@******************M
(Full email address available in API data)
Regulatory Contact
KAREN MILLER
ASSOCIATE FINANCIAL ADVISOR
81 BLUE RAVINE ROAD
SUITE 250
FOLSOM
CA
United States
Tel:
916-985-2594
Fax:
916-985-2001
K****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GASBER, GERALD, EUGENE | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 09/1995 | > 75% |
| MILLER, KAREN, ARVILLA | Individual | – | MEMBER | 06/2020 | 10-25% |