SUN MOUNTAIN CAPITAL ADVISORS, LLC
Adviser information for SUN MOUNTAIN CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $599.0M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $599.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $599.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 45 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72312 |
|---|---|
| SEC ERA File Number | 801-72312 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151477 |
| Legal Entity Identifier | None |
Principal Office
527 DON GASPAR AVENUESANTA FE
NM
United States
Monday - Friday, 8 AM- 5 PM
Tel: 505-780-4218, Fax: 505-780-4219
Chief Compliance Officer
REED SOEHNEL
CHIEF FINANCIAL OFFICER
527 DON GASPAR AVENUE
SANTA FE
NM
United States
Tel:
505-780-4218
Fax:
505-780-4218
R***********@*********************M
(Full email address available in API data)
Regulatory Contact
BRIAN BIRK
MANAGING MEMBER
527 DON GASPAR AVENUE
SANTA FE
NM
United States
Tel:
505-780-4218
Fax:
505-780-4219
B*********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BADGER FUND OF FUNDS I, LP | Private Equity Fund | $30.2M | $0.1M | 26 |
| MEXICO VENTURES I ANNEX FUND, L.P. | Venture Capital Fund | $7.5M | $0.5M | 4 |
| MEXICO VENTURES I, L.P. | Private Equity Fund | $57.3M | $0.5M | 4 |
| MEXICO VENTURES II DIRECT FUND, LP | Venture Capital Fund | $36.9M | $0.5M | 6 |
| MEXICO VENTURES II FUND OF FUNDS, LP | Private Equity Fund | $153.2M | $0.5M | 6 |
| MEXICO VENTURES III, LP | Private Equity Fund | $56.0M | $0.5M | 2 |
| NEW MEXICO CATALYST FUND, LP | Private Equity Fund | $20.0M | $0.5M | 5 |
| NEW MEXICO RECOVERY FUND, L.P. | DEBT FINANCING | $38.1M | $0.0M | 2 |
| NMSIC CO-INVESTMENT FUND LP | Venture Capital Fund | $172.3M | $0.0M | 1 |
| SUN MOUNTAIN PRIVATE CREDIT FUND I, LP | PRIVATE CREDIT FUND | $20.3M | $0.0M | 56 |
| SUN MOUNTAIN PRIVATE CREDIT FUND II, LP | PRIVATE CREDIT FUND | $7.1M | $0.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BIRK, BRIAN, PETER | Individual | – | MANAGING MEMBER | 12/2006 | 25-50% |
| RAND, LEE, MICHAEL | Individual | – | MEMBER | 01/2009 | 25-50% |
| Soehnel, Reed, Handy | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |