MERRICKS CAPITAL PTY LTD
Adviser information for MERRICKS CAPITAL PTY LTD last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.3B |
| Non-Discretionary | 1 | $173.4M |
| Total | 5 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $173.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72326 |
|---|---|
| SEC ERA File Number | 801-72326 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157533 |
| Legal Entity Identifier | 549300LWDGH90UHR5346 |
Principal Office
LEVEL 18, 90 COLLINS STREETMELBOURNE
Australia
Monday - Friday, 8 A.M. TO 7 P.M. (AEST TIME)
Tel: +613 8319 8111, Fax: +613 8319 8110
Chief Compliance Officer
ANNE FORBES-HARPER
LEVEL 18, 90 COLLINS STREET
MELBOURNE
Australia
Tel:
+613 8319 8123
Fax:
+613 8319 8110
C*********@******************M
(Full email address available in API data)
Regulatory Contact
AVI ZAACKS
HEAD OF RISK AND COMPLIANCE
LEVEL 18, 90 COLLINS STREET
MELBOURNE
Australia
Tel:
+613 8319 8107
Fax:
+613 8319 8110
C*********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MERRICKS CAPITAL FOO MASTER FUND | Hedge Fund | $276.5M | $2.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REDLICH, ADRIAN | Individual | – | EXECUTIVE CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | 05/2008 | 25-50% |
| JINT1 PTY LTD | Foreign Entity | JINT1 UNIT TRUST | TRUSTEE | 05/2007 | |
| JRJJ CAPITAL PTY LTD | Foreign Entity | – | CORPORATE OWNER | 07/2007 | > 75% |
| JRJJ MANAGEMENT PTY LTD | Foreign Entity | JRJJ MANAGEMENT UNIT TRUST | TRUSTEE | 05/2007 | |
| JAGEN NOMINEES PTY LTD | Foreign Entity | B LIBERMAN FAMILY TRUST | TRUSTEE | 05/2007 | |
| LIBERMAN, BORI | Individual | JAGEN NOMINEES PTY LTD | DIRECT INDIVIDUAL OWNER | 04/1996 | 50-75% |
| GREENWICH STREET PTY LTD | Foreign Entity | REDLICH FAMILY TRUST | TRUSTEE | 05/2008 | |
| REDLICH, ADRIAN | Individual | GREENWICH STREET PTY LTD | DIRECT INDIVIDUAL OWNER | 02/2006 | 50-75% |
| JINT1 UNIT TRUST | Foreign Entity | JRJJ CAPITAL PTY LTD | CORPORATE OWNER | 05/2007 | 25-50% |
| JRJJ MANAGEMENT UNIT TRUST | Foreign Entity | JRJJ CAPITAL PTY LTD | CORPORATE OWNER | 05/2007 | 25-50% |
| Forbes-Harper, Anne, Louise | Individual | – | GENERAL COUNSEL, COMPANY SECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| LIBERMAN, HELEN | Individual | JAGEN NOMINEES PTY LTD | DIRECT INDIVIDUAL OWNER | 04/1996 | 50-75% |
| REDLICH, CHRISTINA | Individual | GREENWICH STREET PTY LTD | DIRECT INDIVIDUAL OWNER | 02/2006 | 50-75% |
| HACKETT, DAVID, MALCOLM | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | 11/2021 | < 5% |
| REDLICH FAMILY TRUST | Foreign Entity | JRJJ MANAGEMENT UNIT TRUST | CORPORATE OWNER | 05/2007 | > 75% |
| B LIBERMAN FAMILY TRUST | Foreign Entity | JINT1 UNIT TRUST | CORPORATE OWNER | 05/2007 | > 75% |