LUMINUS MANAGEMENT, LLC

Adviser information for LUMINUS MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $1.0B
Non-Discretionary 0 $0
Total 10 $1.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 10 $1.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-72331
SEC ERA File Number 801-72331
SEC CIK Numbers None
SEC CRD Numbers 157536
Legal Entity Identifier 549300N57ZLMJHG8OB15

Principal Office

1811 BERING DRIVE
SUITE 400
HOUSTON
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-424-2868, Fax: 212-424-2801

Chief Compliance Officer

CARLOS TREISTMAN
GENERAL COUNSEL
1811 BERING DRIVE
SUITE 400
HOUSTON
TX
United States
Tel: 713.826.6262
(Full email address available in API data)

Industry Affiliates

913 HOLDINGS GP II, LLC Sponsor or syndicator of limited partnerships
IRIS CAPITAL GROUP LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
LUMINUS CAPITAL PARTNERS GP LLC Sponsor, GP, manager of pooled investment vehicles
NOVA SPECIAL OPPORTUNITIES GP, LLC Sponsor, GP, manager of pooled investment vehicles
POLARIS ENERGY GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LUMINUS CAPITAL PARTNERS MASTER FUND, LP Hedge Fund $99.3M $0.0M 2
LUMINUS CAPITAL PARTNERS OFFSHORE, LTD. Hedge Fund $7.5M $1.0M 6
LUMINUS CAPITAL PARTNERS ONSHORE, LP Hedge Fund $91.9M $1.0M 21
LUMINUS ENERGY ITINERIS, L.P. Hedge Fund $276.2M $0.0M 2
LUMINUS ENERGY PARTNERS MASTER FUND, LTD. Hedge Fund $498.8M $0.0M 2
LUMINUS ENERGY PARTNERS QP, L.P. Hedge Fund $222.5M $1.0M 29
LUMINUS ENERGY PARTNERS, LTD. Hedge Fund $267.9M $1.0M 28
LUMINUS SPECIAL OPPORTUNITIES II MASTER FUND, LTD. Hedge Fund $270.0M $1.0M 1
LUMINUS SPECIAL OPPORTUNITIES II, L.P. Hedge Fund $270.0M $1.0M 2

Control Persons

Name Type Entity Title Since Ownership
BARRETT, JONATHAN, DAN Individual CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 08/2011 > 75%
LUMINUS PARTNERS, LP Domestic Entity SOLE MEMBER 07/2017 > 75%
BARRETT, JONATHAN, DAN Individual LUMINUS MANAGEMENT GP, LLC MANAGING MEMBER OF GENERAL PARTNER 07/2017 > 75%
LUMINUS MANAGEMENT GP, LLC Domestic Entity LUMINUS PARTNERS, LP GENERAL PARTNER OF SOLE MEMBER 07/2017
TREISTMAN, CARLOS Individual CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 10/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202564 on 8/23/201964 on 2/13/202057 on 4/1/202038 on 6/25/202033 on 8/7/202030 on 10/23/202015 on 3/30/20214 on 10/4/20214 on 10/11/20214 on 11/11/20216 on 3/24/20226 on 3/29/20236 on 10/3/20238 on 3/25/2024

RAUM, Historic

9B5B020192020202120222023202420258610916000 on 8/23/20198610916000 on 2/13/20206655348000 on 4/1/20204487314899 on 6/25/20204487314899 on 8/7/20204487314899 on 10/23/20202756331137 on 3/30/20212126264045 on 10/4/20212126264045 on 10/11/20212126264045 on 11/11/20212399461000 on 3/24/20221121551969 on 3/29/20231121551969 on 10/3/20231001858876 on 3/25/2024

No. Clients, Historic

2010020192020202120222023202420254 on 8/23/20194 on 2/13/202010 on 4/1/202013 on 6/25/202013 on 8/7/202013 on 10/23/202014 on 3/30/20219 on 10/4/20219 on 10/11/20219 on 11/11/20219 on 3/24/202210 on 3/29/202310 on 10/3/202310 on 3/25/2024