RAY|THEIL WEALTH MANAGEMENT, LLC
Adviser information for RAY|THEIL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 99 | $220.9M |
| Non-Discretionary | 0 | $0 |
| Total | 99 | $220.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $15.3M |
| HNW Individuals | 34 | $203.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-72348 |
|---|---|
| SEC ERA File Number | 801-72348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157443 |
| Legal Entity Identifier | None |
Principal Office
70 BIRCH ALLEYSUITE 202
BEAVERCREEK
OH
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 9375317972, Fax: (937) 329-9220
Websites
Chief Compliance Officer
MATTHEW T. THEIL
MEMBER, CIO
70 BIRCH ALLEY
SUITE 202
BEAVERCREEK
OH
United States
Tel:
937-531-7972
Fax:
(937) 329-9220
M***@***********M
(Full email address available in API data)
Regulatory Contact
DON L. RAY
MEMBER
70 BIRCH ALLEY
SUITE 202
BEAVERCREEK
OH
United States
Tel:
937-531-7971
Fax:
(937) 329-9220
D**@***********M
(Full email address available in API data)
Industry Affiliates
| TMT ACCOUNTING | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THEIL, MATTHEW, TRISTEN | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 05/2011 | 50-75% |
| RAY, DON, LYNN | Individual | – | MANAGING MEMBER | 05/2011 | 50-75% |