HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Pennsylvania, United States

Employees

Total Number of Employees	11
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	6
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	796	$394.1M
Non-Discretionary	13	$103.4M
Total	809	$497.4M

Clients

Type	Number	RAUM
Individuals	399	$122.3M
HNW Individuals	150	$267.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	4	$3.8M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	13	$103.4M

Type	Number
No. of Non-RAUM Clients	13
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops
Compensation	% of AUMPLANNING FEES BASED ON A PERCENTAGE OF CLIENT'S INCOME

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	15.2M

Portfolio Manager to Program	Sponsor
H&A SWIM	HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT

Identifiers

SEC RIA File Number	801-72352
SEC ERA File Number	801-72352
SEC CIK Numbers	1695959
SEC CRD Numbers	157523
Legal Entity Identifier	None

Principal Office

301 GRANT STREET
SUITE 2550
PITTSBURGH
PA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic