TRUST ADVISORS, INC.
Adviser information for TRUST ADVISORS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 83 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,347 | $5.5B |
| Total | 1,347 | $5.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 5 | $146.8M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $5.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | PORTFOLIO ADVISORY SERVICES TO TRUSTEES AND MEMBER MANAGED LLCS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72355 |
|---|---|
| SEC ERA File Number | 801-72355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157508 |
| Legal Entity Identifier | None |
Principal Office
1929 ALLEN PARKWAYHOUSTON
TX
United States
Monday - Friday, 9:00-5:00 CST
Tel: (713) 525-7607, Fax: 1 (866) 593-9399
Chief Compliance Officer
KENDALL HANNO
DIRECTOR, VICE-PRESIDENT AND SECRETARY
1929 ALLEN PARKWAY
HOUSTON
TX
United States
Tel:
713-525-7607
Fax:
1 (866) 593-9399
K************@*******************M
(Full email address available in API data)
Regulatory Contact
STAN SZAFRAN
VICE PRESIDENT
8917 BAYSHORE LANE
ROWLETT
TX
United States
Tel:
(214) 293-4850
Fax:
(214) 306-4842
S***********@*******************M
(Full email address available in API data)
Industry Affiliates
| INVESTORS TRUST, INC. | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLEN PERPETUAL CARE, L.L.C. | MEMBER-MANAGED INVESTMENT FUND | $352.2M | $0.0M | 1 |
| CLEARVIEW PRENEED, L.L.C. | MEMBER-MANAGED INVESTMENT FUND | $885.5M | $0.0M | 1 |
| HEIGHTS MERCHANDISE, L.L.C. | MEMBER-MANAGED INVESTMENT FUND | $2,028.8M | $0.0M | 1 |
| MILLENNIUM GROWTH FUND, LLC | MEMBER MANAGED INVESTMENT FUND | $526.2M | $0.0M | 1 |
| MILLENNIUM INCOME FUND, LLC | MEMBER MANAGED INVESTMENT FUND | $79.1M | $0.0M | 1 |
| NOLA TOTAL RETURN PERPETUAL CARE, LLC | MEMBER-MANAGED INVESTMENT FUND | $1,018.4M | $0.0M | 1 |
| TRIDENT PRENEED, L.L.C. | MEMBER-MANAGED INVESTMENT FUND | $461.1M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCI FUNERAL SERVICES, LLC | Domestic Entity | – | SHAREHOLDER | 04/2011 | > 75% |
| SERVICE CORPORATION INTERNATIONAL | Domestic Entity | SCI FUNERAL SERVICES, LLC | SHAREHOLDER | 04/2011 | > 75% |
| SZAFRAN, STANLEY, RAY | Individual | – | DIRECTOR AND VICE PRESIDENT | 06/2014 | < 5% |
| BATEMAN, MARIA, ESTHER, HERRERO | Individual | – | DIRECTOR, PRESIDENT AND TREASURER | 06/2014 | < 5% |
| Hanno, Kendall, Claire | Individual | – | DIRECTOR, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, AND SECRETARY | 10/2017 | < 5% |
| Beaves, Sara | Individual | – | DIRECTOR | 05/2017 | < 5% |
| Tunstall, Randall | Individual | – | CHIEF INFORMATION SECURITY OFFICER | 01/2020 | < 5% |
| Wang, Shirley, Li | Individual | – | DIRECTOR | 01/2024 | < 5% |