ALLIANCE PARTNERS LLC
Adviser information for ALLIANCE PARTNERS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $522.8M |
| Non-Discretionary | 128 | $2.1B |
| Total | 131 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 131 | $2.6B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 264 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsEducational seminars/workshopsIDENTIFY AND REFER CREDIT ASSETS TO BANKING INSTITUTIONS. |
|---|---|
| Compensation | % of AUMORIGINATION FEES ON PRINCIPAL LOAN TRANSACTIONS |
| Other Business Activities | Bank |
Identifiers
| SEC RIA File Number | 801-72413 |
|---|---|
| SEC ERA File Number | 801-72413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157700 |
| Legal Entity Identifier | None |
Principal Office
4445 WILLARD AVENUESUITE 1100
CHEVY CHASE
MD
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 301-232-5400, Fax: 301-656-2739
Chief Compliance Officer
MICHAEL A. HOUSLEY
CHIEF FINANCIAL OFFICER, SECRETARY
4445 WILLARD AVE.
SUITE 1100
CHEVY CHASE
MD
United States
Tel:
301-232-5450
Fax:
301-656-2739
M*******@*******************M
(Full email address available in API data)
Regulatory Contact
DEREK A. ANDERSON
PRESIDENT & CHIEF EXECUTIVE OFFICER
4445 WILLARD AVE.
SUITE 1100
CHEVY CHASE
MD
United States
Tel:
301-315-6522
Fax:
301-656-2739
D********@*******************M
(Full email address available in API data)
Industry Affiliates
| FORBRIGHT BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOUSLEY, MICHAEL, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | 02/2017 | < 5% |
| O'CONNOR, HUGH, MICHAEL | Individual | – | TREASURER | 01/2018 | < 5% |
| FORBRIGHT BANK | Domestic Entity | – | MEMBER | 01/2018 | > 75% |
| FORBRIGHT, INC. | Domestic Entity | FORBRIGHT BANK | SHAREHOLDER | 01/2018 | > 75% |
| BETTINGER, LORI, HELLER | Individual | – | CO-PRESIDENT | 01/2020 | < 5% |
| TWOMEY, VINCENT | Individual | – | CO-PRESIDENT | 01/2020 | < 5% |