CLEARSHARES LLC
Adviser information for CLEARSHARES LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $405.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $405.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $405.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72414 |
|---|---|
| SEC ERA File Number | 801-72414 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157531 |
| Legal Entity Identifier | None |
Principal Office
606 BALD EAGLE DRIVE, SUITE 608MARCO ISLAND
FL
United States
Monday - Friday, 9:00A - 5:00P
Tel: 212-292-0959, Fax: None
Websites
Chief Compliance Officer
ALAN GILMORE
606 BALD EAGLE DRIVE, SUITE 608
MARCO ISLAND
FL
United States
Tel:
609 216-4787
A*******@***************M
(Full email address available in API data)
Industry Affiliates
| CIC, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GILMORE, WALTER, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2011 | < 5% |
| CODEY, FRANK, J. | Individual | – | COO | 10/2019 | < 5% |
| THE COLT GROUP, LLC | Domestic Entity | – | MEMBER | 10/2019 | 10-25% |
| CODEY, FRANK, J. | Individual | THE COLT GROUP, LLC | MEMBER | 10/2009 | > 75% |
| JJKKP HOLDINGS, LLC | Domestic Entity | – | MEMBER | 01/2020 | 10-25% |
| BASE A LLC | Domestic Entity | JJKKP HOLDINGS, LLC | MEMBER | 01/2020 | 25-50% |
| JPD LEGACY ONE | Domestic Entity | JJKKP HOLDINGS, LLC | MEMBER | 01/2020 | 25-50% |
| FORTESCUE, JAMES, PATRICK | Individual | JJKKP HOLDINGS, LLC | MANAGING MEMBER | 01/2020 | |
| GRAYSCALE INVESTMENTS, LLC | Domestic Entity | – | MEMBER | 04/2021 | 10-25% |
| DIGITAL CURRENCY GROUP, INC. | Domestic Entity | GRAYSCALE INVESTMENTS, LLC | MEMBER | 05/2013 | > 75% |
| DUISKE HOLDIINGS, LLC | Domestic Entity | – | MEMBER | 10/2023 | 25-50% |
| DEEGAN, THOMAS, EDWARD | Individual | – | CEO | 01/2017 | < 5% |
| DEEGAN, THOMAS, EDWARD | Individual | DUISKE HOLDIINGS, LLC | SOLE MEMBER | 10/2023 | > 75% |