DG CAPITAL MANAGEMENT, LLC
Adviser information for DG CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 13 | $479.4M |
Non-Discretionary | 0 | $0 |
Total | 13 | $479.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $445.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 9 | $34.4M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 9 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
460 PARK AVENUE22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 646-942-5700, Fax: 212-202-4639
Chief Compliance Officer
ERIC EVANTER
CHIEF FINANCIAL OFFICER
2255 GLADES ROAD
#319
BOCA RATON
FL
United States
Tel:
646-942-5700
E*******@****************M
(Full email address available in API data)
Regulatory Contact
KYLE VEDDER
CONTROLLER
460 PARK AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel:
646-942-5700
K******@****************M
(Full email address available in API data)
Industry Affiliates
DG CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
DG CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
DG VALUE PARTNERS II MASTER FUND, LP | Hedge Fund | $402.3M | $1.0M | 205 |
DG VALUE PARTNERS, LP | Hedge Fund | $42.7M | $1.0M | 61 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GERTZULIN, DOV, NMN | Individual | – | MANAGING MEMBER | 04/2007 | > 75% |
EVANTER, ERIC, IAN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 01/2016 | < 5% |
THE DOV GERTZULIN IRREVOCABLE TRUST - 2014 | Domestic Entity | – | MEMBER | 07/2014 | 10-25% |
POLLAK, STUART, NMN | Individual | THE DOV GERTZULIN IRREVOCABLE TRUST - 2014 | TRUSTEE | 07/2014 | |
FISCHMAN, SHAWN, ISAAC | Individual | THE DOV GERTZULIN IRREVOCABLE TRUST - 2014 | TRUSTEE | 11/2021 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADVISORSHARES TR | PURE US CANNABIS | 733K | 100K | – |
AIR TRANSPORT SERVICES GRP I | COM | 10M | 694K | – |
AMARIN CORP PLC | SPONS ADR NEW | 4M | 5M | – |
AWARE INC MASS | COM | 677K | 344K | – |
BURFORD CAP LTD | ORD SHS | 3M | 200K | – |
BURFORD CAP LTD | ORD SHS | 14M | 1M | – |
CAESARS ENTERTAINMENT INC NE | COM | 4M | 100K | – |
CAESARS ENTERTAINMENT INC NE | COM | 19M | 490K | – |
COMMUNITY HEALTH SYS INC NEW | COM | 8M | 2M | – |
ECARX HOLDINGS INC | *W EXP 99/99/999 | 2K | 46K | – |
EVERI HLDGS INC | COM | 16M | 2M | – |
FENNEC PHARMACEUTICALS INC | COM | 10M | 2M | – |
GENESIS ENERGY L P | UNIT LTD PARTN | 1M | 89K | – |
HERTZ GLOBAL HLDGS INC | COM NEW | 353K | 100K | – |
HERTZ GLOBAL HLDGS INC | COM NEW | 4M | 1M | – |
ILEARNINGENGINES INC | *W EXP 04/16/202 | 8K | 12K | – |
INSPIRED ENTMT INC | COM | 12M | 1M | – |
ISHARES TR | IBOXX HI YD ETF | 15M | 200K | – |
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | 1K | 13K | – |
SPDR S&P 500 ETF TR | TR UNIT | 14M | 25K | – |
SPDR S&P 500 ETF TR | TR UNIT | 82M | 150K | – |
TENET HEALTHCARE CORP | COM NEW | 42M | 314K | – |