Hedge Fund Database

PARAGON FINANCIAL PARTNERS

PARAGON FINANCIAL PARTNERS, INC. Legal Name

Adviser information for PARAGON FINANCIAL PARTNERS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 415 $188.8M
Non-Discretionary 113 $92.1M
Total 528 $280.9M

Clients

Type Number RAUM
Individuals 39 $8.8M
HNW Individuals 100 $271.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $304,053
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-72424
SEC ERA File Number 801-72424
SEC CIK Numbers 1910845
SEC CRD Numbers 158041
Legal Entity Identifier None

Principal Office

5850 CANOGA AVENUE
SUITE 400
WOODLAND HILLS
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 310-557-1515, Fax: 310-943-2615

Websites

www.paragonpodcast.com www.paragonfinancialpartners.com www.youtube.com/channel/uce3p9vbrwcltdgup9srtbwa www.linkedin.com/company/paragon-financial-partners/ www.facebook.com/paragon-financial-partners-325081954191441/

Chief Compliance Officer

EVAN F. SHORTEN
PRESIDENT
5850 CANOGA AVENUE
SUITE 400
WOODLAND HILLS
CA
United States
Tel: 310-557-1515
Fax: 310-943-2615
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHORTEN, EVAN, FLOYD Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 05/2011 > 75%

No. Employees, Historic

10502020202120222023202420252 on 3/19/20202 on 6/22/20202 on 9/2/20202 on 11/23/20202 on 3/20/20212 on 3/17/20222 on 3/22/20232 on 3/20/2024

RAUM, Historic

300M150M0202020212022202320242025210164416 on 3/19/2020210164416 on 6/22/2020210164416 on 9/2/2020210164416 on 11/23/2020228822002 on 3/20/2021263855019 on 3/17/2022247023084 on 3/22/2023280943409 on 3/20/2024

No. Clients, Historic

2001000202020212022202320242025113 on 3/19/2020113 on 6/22/2020113 on 9/2/2020113 on 11/23/2020116 on 3/20/2021129 on 3/17/2022137 on 3/22/2023139 on 3/20/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 421K 4K –
ABBVIE INC COM 832K 5K –
ADVANCED MICRO DEVICES INC COM 681K 4K –
ALPHABET INC CAP STK CL A 842K 5K –
ALPHABET INC CAP STK CL C 803K 4K –
ALTRIA GROUP INC COM 1M 22K –
AMAZON COM INC COM 1M 7K –
APPLE INC COM 6M 29K –
BANK AMERICA CORP COM 1M 31K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 761K 2K –
BOEING CO COM 337K 2K –
CISCO SYS INC COM 602K 13K –
COCA COLA CO COM 268K 4K –
CONSTELLATION ENERGY CORP COM 614K 3K –
COPART INC COM 433K 8K –
COSTCO WHSL CORP NEW COM 2M 3K –
CROWDSTRIKE HLDGS INC CL A 383K 1K –
DARDEN RESTAURANTS INC COM 218K 1K –
DIMENSIONAL ETF TRUST US TARGETED VLU 527K 10K –
DISNEY WALT CO COM 219K 2K –
EATON CORP PLC SHS 408K 1K –
ELI LILLY & CO COM 206K 228 –
EXELON CORP COM 338K 10K –
EXXON MOBIL CORP COM 279K 2K –
GE AEROSPACE COM NEW 272K 2K –
GENERAL MLS INC COM 260K 4K –
INTEL CORP COM 244K 8K –
INTERNATIONAL BUSINESS MACHS COM 285K 2K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 206K 3K –
INVESCO QQQ TR UNIT SER 1 369K 770 –
ISHARES TR CORE S&P500 ETF 202K 370 –
ISHARES TR CORE S&P TTL STK 212K 2K –
ISHARES TR EXPND TEC SC ETF 348K 4K –
ISHARES TR RUS 1000 ETF 568K 2K –
ISHARES TR RUS 1000 GRW ETF 10M 26K –
ISHARES TR RUS 1000 VAL ETF 1M 8K –
ISHARES TR RUSSELL 2000 ETF 319K 2K –
ISHARES TR RUS 2000 VAL ETF 390K 3K –
ISHARES TR RUS MD CP GR ETF 838K 8K –
ISHARES TR US AER DEF ETF 4M 30K –
ISHARES TR US INDUSTRIALS 317K 3K –
ISHARES TR U.S. MED DVC ETF 1M 18K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 471K 8K –
JOHNSON & JOHNSON COM 614K 4K –
JPMORGAN CHASE & CO. COM 300K 1K –
MCDONALDS CORP COM 972K 4K –
MCKESSON CORP COM 315K 539 –
MERCK & CO INC COM 475K 4K –
META PLATFORMS INC CL A 2M 4K –
MICROSOFT CORP COM 4M 9K –
MONDELEZ INTL INC CL A 757K 12K –
MOODYS CORP COM 210K 500 –
NETFLIX INC COM 1M 2K –
NIKE INC CL B 307K 4K –
NVIDIA CORPORATION COM 12M 101K –
OREILLY AUTOMOTIVE INC COM 1M 1K –
PAYPAL HLDGS INC COM 210K 4K –
PHILIP MORRIS INTL INC COM 2M 18K –
SELECT SECTOR SPDR TR SBI CONS STPLS 581K 8K –
SELECT SECTOR SPDR TR FINANCIAL 3M 72K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 397K 3K –
SELECT SECTOR SPDR TR INDL 217K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 703K 3K –
SELECT SECTOR SPDR TR SBI INT-UTILS 3M 48K –
SHERWIN WILLIAMS CO COM 361K 1K –
SOUTHERN COPPER CORP COM 498K 5K –
SPDR GOLD TR GOLD SHS 593K 3K –
SPDR S&P 500 ETF TR TR UNIT 17M 32K –
SPDR SER TR PORTFOLI S&P1500 269K 4K –
SPDR SER TR AEROSPACE DEF 334K 2K –
SPDR SER TR S&P DIVID ETF 676K 5K –
STARBUCKS CORP COM 344K 4K –
STERLING INFRASTRUCTURE INC COM 207K 2K –
TESLA INC COM 267K 1K –
TEXAS ROADHOUSE INC COM 999K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 446K 891 –
VANGUARD INDEX FDS TOTAL STK MKT 764K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 8K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 15M 126K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 447K 7K –
VANGUARD WORLD FD ENERGY ETF 2M 15K –
VANGUARD WORLD FD HEALTH CAR ETF 8M 30K –
VANGUARD WORLD FD INF TECH ETF 399K 692 –
YUM BRANDS INC COM 513K 4K –