L CATTERTON
CATTERTON MANAGEMENT COMPANY, L.L.C. Legal Name
Adviser information for L CATTERTON last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 183 |
|---|---|
| Investment Advisory/Research | 135 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 62 | $25.6B |
| Non-Discretionary | 0 | $0 |
| Total | 62 | $25.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 62 | $25.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 32 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
599 WEST PUTNAM AVENUEGREENWICH
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 203-629-4901, Fax: 203-629-4903
Chief Compliance Officer
MITZIE PIERRE
CHIEF COMPLIANCE OFFICER
599 WEST PUTNAM AVENUE
GREENWICH
CT
United States
Tel:
(203) 629-4901
Fax:
(203) 629-4903
M************@*************M
(Full email address available in API data)
Regulatory Contact
MAGGIE FELLI
VP, COMPLIANCE
599 W. PUTNAM AVENUE
GREENWICH
CT
United States
Tel:
203-629-4901
Fax:
203-629-4903
M***********@*************M
(Full email address available in API data)
Industry Affiliates
| C8 MANAGEMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CALA 2 MANAGERS LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CALA MANAGING PARTNER II, LP | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON CALEDONIA 1, LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON CALEDONIA 2, LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON GROWTH MANAGING PARTNER II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON GROWTH MANAGING PARTNER III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON GROWTH MANAGING PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON MANAGING PARTNER EVF VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON MANAGING PARTNER VII, L.LC. | Sponsor, GP, manager of pooled investment vehicles |
| CATTERTON MANAGING PARTNER VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CGP MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CGP2 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| CGP2 MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CGP3 MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CP7 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| CP7 MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| L CATTERTON (HK) LIMITED | Other investment adviser, including financial planners |
| L CATTERTON ASIA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| L CATTERTON AUSTRALIA PTY LTD | Other investment adviser, including financial planners |
| L CATTERTON CONSULTANCY (SHANGHAI) CO., LTD. | Other investment adviser, including financial planners |
| L CATTERTON EUROPE | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| L CATTERTON GROWTH MANAGING PARTNER IV, LP | Sponsor, GP, manager of pooled investment vehicles |
| L CATTERTON GROWTH MANAGING PARTNER V, LP | Sponsor, GP, manager of pooled investment vehicles |
| L CATTERTON ITALY ADVISORS S.R.L. | Other investment adviser, including financial planners |
| L CATTERTON JAPAN LLC | Other investment adviser, including financial planners |
| L CATTERTON MANAGING PARTNER IX, LP | Sponsor, GP, manager of pooled investment vehicles |
| L CATTERTON MANAGING PARTNER X, LP | Sponsor, GP, manager of pooled investment vehicles |
| L CATTERTON MUMBAI ADVISORY SERVICES PRIVATE LIMITED | Other investment adviser, including financial planners |
| L CATTERTON REAL ESTATE ADVISORS (HK) LIMITED | Other investment adviser, including financial planners |
| L CATTERTON REAL ESTATE ADVISORS SAS (FRANCE) | Other investment adviser, including financial planners |
| L CATTERTON REAL ESTATE ADVISORS UK LIMITED | Other investment adviser, including financial planners |
| L CATTERTON REAL ESTATE SARL | Other investment adviser, including financial planners |
| L CATTERTON SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| L CATTERTON UK ADVISORS LTD. | Other investment adviser, including financial planners |
| LC BIRCHTREE MANAGING PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LC DIRECT LENDING MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LC IMPACT MANAGING PARTNER, LP | Sponsor, GP, manager of pooled investment vehicles |
| LC10 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| LC10 MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LC8 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| LC9 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| LC9 MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LCG3 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| LCG4 MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LCG5 CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| LCG5 MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LCGIV CALEDONIA AIV GP, LLP | Sponsor, GP, manager of pooled investment vehicles |
| LCH PARTNERS (UK) LIMITED | Other investment adviser, including financial planners |
| LCH PARTNERS LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LCLA MANAGING PARTNER III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TOWER AIV UGP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATTERTON GROWTH PARTNERS II OFFSHORE, L.P. | Hedge Fund | $19.2M | $10.0M | 4 |
| CATTERTON GROWTH PARTNERS II, L.P. | Hedge Fund | $270.4M | $10.0M | 4 |
| CATTERTON PARTNERS VI EVF VI, L.P. | Hedge Fund | $496.4M | $10.0M | 24 |
| CATTERTON PARTNERS VII OFFSHORE, L.P. | Hedge Fund | $328.8M | $10.0M | 29 |
| CATTERTON PARTNERS VII SPECIAL PURPOSE, L.P. | Hedge Fund | $15.0M | $10.0M | 3 |
| CATTERTON PARTNERS VII, L.P. | Hedge Fund | $918.0M | $10.0M | 64 |
| CGP ADB HOLDINGS, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $0.1M | $0.0M | 1 |
| CGP PB HOLDINGS, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $10.5M | $0.0M | 3 |
| CGP PIADA HOLDINGS, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $93.9M | $0.0M | 9 |
| CGP SNAP KITCHEN, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $1.1M | $0.0M | 1 |
| CGP SOTTERA HOLDINGS, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $0.4M | $0.0M | 1 |
| CGP2 BURGER BAR, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $100.0M | $0.0M | 6 |
| CGP2 PAIN RELIEF, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $17.9M | $0.0M | 2 |
| CGP2 SCRATCH SALAD LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $159.9M | $0.0M | 7 |
| CGP2 ZOOM HOLDING, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $286.7M | $0.0M | 5 |
| CP PRIMANTI HOLDINGS, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $6.5M | $0.0M | 1 |
| CP SQUAM LAKE COINVEST, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $9.0M | $0.0M | 2 |
| CP7 FOUNDATION HOLDING, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $190.4M | $0.0M | 4 |
| CP7 PET FOOD INVESTMENT, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $2.2M | $0.0M | 2 |
| FRONTIER FOODS CO-INVEST, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $23.4M | $0.0M | 28 |
| L CATTERTON (CO-INVEST N), LP | SPECIAL PURPOSE VEHICLE | $184.1M | $0.0M | 0 |
| L CATTERTON BIRCHTREE, L.P. | SPECIAL PURPOSE VEHICLE | $89.9M | $0.0M | 1 |
| L CATTERTON GROWTH IV, L.P. | Hedge Fund | $1,027.0M | $1.0M | 83 |
| L CATTERTON GROWTH PARTNERS III OFFSHORE, LP | Hedge Fund | $36.9M | $0.1M | 3 |
| L CATTERTON GROWTH PARTNERS III, L.P. | Hedge Fund | $12,812.0M | $0.1M | 36 |
| L CATTERTON GROWTH V, L.P. | Hedge Fund | $1,078.1M | $1.0M | 65 |
| L CATTERTON IMPACT, L.P. | Hedge Fund | $77.0M | $5.0M | 4 |
| L CATTERTON IX OFFSHORE, L.P. | Hedge Fund | $2,875.1M | $10.0M | 72 |
| L CATTERTON IX, L.P. | Hedge Fund | $2,931.1M | $10.0M | 95 |
| L CATTERTON LATIN AMERICA II (B), L.P. | Hedge Fund | $40.6M | $0.1M | 1 |
| L CATTERTON LATIN AMERICA II, L.P. | Hedge Fund | $451.4M | $0.1M | 31 |
| L CATTERTON LATIN AMERICA III, L.P. | Hedge Fund | $765.7M | $0.1M | 58 |
| L CATTERTON LATIN AMERICA IV, LP | Hedge Fund | $344.0M | $0.1M | 4 |
| L CATTERTON VIII OFFSHORE, L.P. | Hedge Fund | $884.5M | $10.0M | 54 |
| L CATTERTON VIII, L.P. | Hedge Fund | $1,730.2M | $10.0M | 83 |
| L CATTERTON X OFFSHORE, L.P. | Hedge Fund | $3,269.7M | $10.0M | 57 |
| L CATTERTON X, L.P. | Hedge Fund | $2,441.5M | $10.0M | 65 |
| LC DL (P), LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $10.2M | $0.0M | 1 |
| LC SWOLL LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $325.0M | $0.0M | 6 |
| LC-MC HOLDINGS, L.L.C. | INVESTMENT SPECIAL PURPOSE VEHICLE | $12.8M | $0.0M | 1 |
| LC10 HEALTHSPAN AGGREGATOR, LP | SPECIAL PURPOSE VEHICLE | $777.4M | $0.0M | 7 |
| LC10 SOUS CHEF AGGREGATOR, L.P. | SPECIAL PURPOSE VEHICLE | $719.4M | $0.0M | 3 |
| LC8 AIRX HOLDINGS, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $285.6M | $0.0M | 4 |
| LC8 DCC INVESTMENT HOLDINGS, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $238.0M | $0.0M | 11 |
| LC9 GLUCKLICHE ZEHEN INVESTMENT LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $3,315.2M | $0.0M | 24 |
| LC9 REAL HERO AGGREGATOR, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $1,175.2M | $0.0M | 18 |
| LC9 STRATUS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $5,137.5M | $0.0M | 7 |
| LCG4 CARE TECHCO, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $16.6M | $0.0M | 3 |
| LCG4 CLEAN ESSENTIALS, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $21.9M | $0.0M | 1 |
| LCG4 CRESCENDO HOLDINGS, LLC | INVESTMENT SPECIAL PURPOSE VEHICLE | $64.6M | $0.0M | 1 |
| LCG4 REGATTA, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $119.4M | $0.0M | 3 |
| LCG4 SMART CITY, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $264.3M | $0.0M | 10 |
| LCG5 MOBILITY HUB, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $70.0M | $0.0M | 4 |
| LCG5 OAR, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $47.4M | $0.0M | 1 |
| LCGIV FERMENTED FIZZ HOLDINGS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $49.2M | $0.0M | 1 |
| LCGP3 ACCELERATOR, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $0.2M | $0.0M | 2 |
| LCGP3 FLEXIBLE FITNESS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $34.0M | $0.0M | 1 |
| LCGP3 FRESH FLAVORS HOLDINGS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $71.1M | $0.0M | 4 |
| LCGP3 ILY, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $49.9M | $0.0M | 1 |
| LCLA DAYLIGHT L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $265.9M | $0.1M | 12 |
| LCLA2 BRAZIL HOLDINGS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $266.1M | $0.0M | 5 |
| LCLA2 HEATHCOTE HOLDINGS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $132.5M | $0.0M | 4 |
| LCLA3 BRAZIL HOLDINGS, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $285.4M | $0.1M | 13 |
| MEOW MEOW HOLDINGS, L.P. | INVESTMENT SPECIAL PURPOSE VEHICLE | $567.4M | $0.0M | 8 |
| REY DA LA CARNE, LP | INVESTMENT SPECIAL PURPOSE VEHICLE | $477.6M | $0.0M | 23 |
| TOWER AGGREGATOR, L.P. | SPECIAL PURPOSE VEHICLE | $273.2M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHU, JAMES, MICHAEL | Individual | – | MEMBER OF MANAGING COMMITTEE | 01/2004 | < 5% |
| DAHNKE, SCOTT, A. (MI ONLY) | Individual | – | MEMBER OF MANAGING COMMITTEE | 01/2004 | < 5% |
| REID, DANIEL, TIMOTHY | Individual | – | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | 05/2021 | < 5% |
| L CATTERTON MANAGEMENT LIMITED | Foreign Entity | – | SOLE MEMBER | 12/2015 | > 75% |
| LC INVESTISSEMENTS | Foreign Entity | L CATTERTON MANAGEMENT LIMITED | B ORDINARY SHAREHOLDER | 12/2015 | 25-50% |
| L CATTERTON, L.P. | Domestic Entity | CATTERTON HOLDINGS, L.L.C. | SOLE MEMBER | 12/2015 | > 75% |
| BULLET LLC | Domestic Entity | L CATTERTON GP, LLC | MEMBER | 12/2015 | 50-75% |
| CHU, JAMES, MICHAEL | Individual | L CATTERTON GP, LLC | SHAREHOLDER | 12/2015 | > 75% |
| DAHNKE, SCOTT, A. (MI ONLY) | Individual | BULLET LLC | SOLE MEMBER | 12/2015 | > 75% |
| FLAVIUS INVESTISSEMENTS | Foreign Entity | LC INVESTISSEMENTS | CLASS B SHAREHOLDER | 12/2015 | 50-75% |
| LVMH MISCELLANEES S.A. | Foreign Entity | FLAVIUS INVESTISSEMENTS | SHAREHOLDER | 12/2021 | > 75% |
| LVMH MOET HENNESSY LOUIS VUITTON | Foreign Entity | LVMH FINANCE | SHAREHOLDER | 06/1999 | > 75% |
| FINANCIERE AGACHE SA | Foreign Entity | LC INVESTISSEMENTS | SHAREHOLDER | 12/2015 | 25-50% |
| GROUPE ARNAULT | Foreign Entity | FINANCIERE AGACHE SA | SHAREHOLDER | 12/1994 | > 75% |
| ARNAULT, BERNARD, (NMN) | Individual | GROUPE ARNAULT | SHAREHOLDER | 01/1984 | > 75% |
| L CATTERTON GP, LLC | Domestic Entity | L CATTERTON, L.P. | GENERAL PARTNER | 12/2015 | |
| CATTERTON HOLDINGS, L.L.C. | Domestic Entity | L CATTERTON MANAGEMENT LIMITED | A ORDINARY SHAREHOLDER | 12/2015 | > 75% |
| PIERRE, MITZIE, ARCHANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
| KYPRIANOU, ANNE, (NO MIDDLE NAME) | Individual | – | GLOBAL CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BETTER HOME & FINANCE HOLDIN | COM CL A | 11M | 23M | – |
| BIRKENSTOCK HOLDING PLC | COM SHS | 6B | 117M | – |
| BURGERFI INTERNATIONAL INC | COM | 285K | 1M | – |
| DESPEGAR.COM CORP | ORD SHS | 146M | 11M | – |
| HONEST CO INC | COM | 36M | 12M | – |
| ODDITY TECH LTD | SHS CL A | 300M | 8M | – |
| VROOM, INC | COM NEW | 3M | 318K | – |