ADVISORS PREFERRED LLC
Adviser information for ADVISORS PREFERRED LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 20 | $1.6B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1445 RESEARCH BOULEVARD#530
ROCKVILLE
MD
United States
Monday - Friday, 8:30 - 5:30
Tel: 866-842-3356, Fax: 301-424-3817
Websites
Chief Compliance Officer
ANGELA HOLLAND
CCO
1445 RESEARCH BLVD.
SUITE 530
ROCKVILLE
MD
United States
Tel:
240-223-2022
Fax:
301-424-3817
C*********@**********M
(Full email address available in API data)
Regulatory Contact
CATHERINE AYERS-RIGSBY
CEO
1445 RESEARCH BOULEVARD
#530
ROCKVILLE
MD
United States
Tel:
2402231998
Fax:
301-424-3817
C************@**********M
(Full email address available in API data)
Industry Affiliates
| ATCAP PARTNERS, LLC | Other investment adviser, including financial planners |
| CEROS FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INNOVATION X ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AYERS-RIGSBY, MARY, CATHERINE | Individual | – | CEO | 04/2011 | < 5% |
| ADVISORS PREFERRED HOLDING, LLC | Domestic Entity | – | OWNER OF ADVISORS PREFERRED, LLC | 05/2016 | > 75% |
| HOLLAND, ANGELA, LYNNETTE | Individual | – | CCO | 03/2022 | < 5% |
| NORMANDY SHORES, LLC | Domestic Entity | DGBM HOLDINGS, LLC | MEMBER | 11/2023 | |
| BROWN, DAVID, PETER | Individual | DGBM HOLDINGS, LLC | MEMBER | 11/2023 | |
| DEWEY, CHRISTOPHER, CLAIBORNE | Individual | CHRISTOPHER C. DEWEY TRUST | TRUSTEE | 08/2018 | > 75% |
| GOLDWASSER, MARK, HARRY | Individual | NORMANDY SHORES, LLC | MEMBER | 08/2019 | 50-75% |
| GOLDWASSER, DIRK, DAVID | Individual | NORMANDY SHORES, LLC | MEMBER | 08/2019 | 50-75% |
| DGBM HOLDINGS, LLC | Domestic Entity | ADVISORS PREFERRED HOLDING, LLC | OWNER | 11/2023 | > 75% |
| CHRISTOPHER C. DEWEY TRUST | Domestic Entity | DGBM HOLDINGS, LLC | MEMBER | 08/2018 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Advanced Micro Devices, Inc. | COM | 2M | 14K | Flexible Plan Investments, Ltd. |
| Affiliated Managers Group, Inc. | COM | 3M | 18K | Flexible Plan Investments, Ltd. |
| American Axle & Manufacturing Holdings, Inc. | COM | 2M | 274K | Flexible Plan Investments, Ltd. |
| American Financial Group, Inc. | COM | 347K | 3K | Flexible Plan Investments, Ltd. |
| Amplify Junior Silver Miners ETF | ETF | 116K | 10K | Flexible Plan Investments, Ltd. |
| AptarGroup, Inc. | COM | 8M | 60K | Flexible Plan Investments, Ltd. |
| Automatic Data Processing, Inc. | COM | 340K | 1K | Flexible Plan Investments, Ltd. |
| Avery Dennison Corporation | COM | 9M | 40K | Flexible Plan Investments, Ltd. |
| Boot Barn Holdings, Inc. | COM | 2M | 12K | Flexible Plan Investments, Ltd. |
| Brinker International, Inc. | COM | 2M | 24K | Flexible Plan Investments, Ltd. |
| British American Tobacco plc | ADR | 200K | 6K | Flexible Plan Investments, Ltd. |
| CSX Corporation | COM | 346K | 10K | Flexible Plan Investments, Ltd. |
| Chipotle Mexican Grill, Inc. | COM | 5M | 78K | Flexible Plan Investments, Ltd. |
| Coca-Cola Company (The) | COM | 343K | 5K | Flexible Plan Investments, Ltd. |
| Colgate-Palmolive Company | COM | 348K | 4K | Flexible Plan Investments, Ltd. |
| Crocs, Inc. | COM | 1M | 9K | Flexible Plan Investments, Ltd. |
| Deckers Outdoor Corporation | COM | 1M | 1K | Flexible Plan Investments, Ltd. |
| Deluxe Corporation | COM | 3M | 142K | Flexible Plan Investments, Ltd. |
| Fidelity MSCI Consumer Discretionary Index ETF USD Class | ETF | 557K | 7K | Flexible Plan Investments, Ltd. |
| Fiserv, Inc. | COM | 3M | 17K | Flexible Plan Investments, Ltd. |
| Honda Motor Company Ltd. | ADR | 235K | 7K | Flexible Plan Investments, Ltd. |
| Honeywell International, Inc. | COM | 349K | 2K | Flexible Plan Investments, Ltd. |
| Illinois Tool Works, Inc. | COM | 10M | 42K | Flexible Plan Investments, Ltd. |
| iShares MSCI Emerging Markets ETF USD Class | ETF | 45M | 1M | Flexible Plan Investments, Ltd. |
| iShares Global Tech ETF | ETF | 329K | 4K | Flexible Plan Investments, Ltd. |
| iShares Global Financials ETF | ETF | 730K | 9K | Flexible Plan Investments, Ltd. |
| iShares 20 plus Year Treasury Bond ETF USD Class | ETF | 99K | 1K | Flexible Plan Investments, Ltd. |
| iShares 20 plus Year Treasury Bond ETF USD Class | ETF | 54K | 600 | Flexible Plan Investments, Ltd. |
| iShares Expanded Tech Sector ETF | ETF | 343K | 4K | Flexible Plan Investments, Ltd. |
| iShares U.S. Financial Services ETF | ETF | 246K | 4K | Flexible Plan Investments, Ltd. |
| iShares iBoxx $ High Yield Corporate Bond ETF USD Class | ETF | 3M | 40K | Flexible Plan Investments, Ltd. |
| iShares MBS ETF USD Class | ETF | 9M | 101K | Flexible Plan Investments, Ltd. |
| iShares Global Consumer Discretionary ETF | ETF | 1M | 7K | Flexible Plan Investments, Ltd. |
| iShares U.S. Insurance ETF | ETF | 599K | 5K | Flexible Plan Investments, Ltd. |
| iShares U.S. Broker-Dealers & Securities Exchanges ETF | ETF | 62K | 524 | Flexible Plan Investments, Ltd. |
| Johnson & Johnson | COM | 346K | 2K | Flexible Plan Investments, Ltd. |
| Kimberly-Clark Corporation | COM | 343K | 2K | Flexible Plan Investments, Ltd. |
| Lear Corporation | COM | 3M | 24K | Flexible Plan Investments, Ltd. |
| Lincoln National Corporation | COM | 5M | 170K | Flexible Plan Investments, Ltd. |
| Lloyds Banking Group plc | ADR | 177K | 64K | Flexible Plan Investments, Ltd. |
| Lockheed Martin Corporation | COM | 346K | 741 | Flexible Plan Investments, Ltd. |
| Marsh & McLennan Companies, Inc. | COM | 345K | 2K | Flexible Plan Investments, Ltd. |
| Mereo Biopharma Group plc | ADR | 90K | 25K | Flexible Plan Investments, Ltd. |
| Mesoblast Ltd. | ADR | 46K | 7K | Flexible Plan Investments, Ltd. |
| MorphoSys A.G. | ADR | 118K | 7K | Flexible Plan Investments, Ltd. |
| Motorola Solutions, Inc. | COM | 355K | 920 | Flexible Plan Investments, Ltd. |
| Novo Nordisk A/S | ADR | 88K | 603 | Flexible Plan Investments, Ltd. |
| Chord Energy Corporation | COM | 6M | 33K | Flexible Plan Investments, Ltd. |
| Occidental Petroleum Corporation | COM | 2M | 38K | Flexible Plan Investments, Ltd. |
| Paychex, Inc. | COM | 340K | 3K | Flexible Plan Investments, Ltd. |
| PepsiCo, Inc. | COM | 345K | 2K | Flexible Plan Investments, Ltd. |
| Procter & Gamble Company (The) | COM | 340K | 2K | Flexible Plan Investments, Ltd. |
| Rambus, Inc. | COM | 2M | 32K | Flexible Plan Investments, Ltd. |
| Republic Services, Inc. | COM | 11M | 56K | Flexible Plan Investments, Ltd. |
| Ross Stores, Inc. | COM | 7M | 48K | Flexible Plan Investments, Ltd. |
| Ross Stores, Inc. | COM | 344K | 2K | Flexible Plan Investments, Ltd. |
| Shell plc | ADR | 287K | 4K | Flexible Plan Investments, Ltd. |
| Sasol Ltd. | ADR | 47K | 6K | Flexible Plan Investments, Ltd. |
| Schlumberger N.V. | COM | 2M | 40K | Flexible Plan Investments, Ltd. |
| SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF | ETF | 406K | 14K | Flexible Plan Investments, Ltd. |
| Schwab US Dividend Equity ETF USD Class | ETF | 11M | 136K | Flexible Plan Investments, Ltd. |
| Schwab U.S. Aggregate Bond ETF | ETF | 13M | 289K | Flexible Plan Investments, Ltd. |
| Siren DIVCON Leaders Dividend USD Class | ETF | 440K | 7K | Flexible Plan Investments, Ltd. |
| Sysco Corporation | COM | 341K | 5K | Flexible Plan Investments, Ltd. |
| TJX Companies, Inc. (The) | COM | 346K | 3K | Flexible Plan Investments, Ltd. |
| Telefonica S.A. | ADR | 228K | 54K | Flexible Plan Investments, Ltd. |
| Teva Pharmaceutical Industries Ltd. | ADR | 159K | 10K | Flexible Plan Investments, Ltd. |
| Turkcell Iletisim Hizmetleri A/S | ADR | 150K | 20K | Flexible Plan Investments, Ltd. |
| Union Pacific Corporation | COM | 344K | 2K | Flexible Plan Investments, Ltd. |
| Vanguard Dividend Appreciation ETF USD Class | ETF | 11M | 60K | Flexible Plan Investments, Ltd. |
| Vanguard International Dividend Appreciation ETF | ETF | 6M | 80K | Flexible Plan Investments, Ltd. |
| Vanguard Value ETF Class A | ETF | 5M | 32K | Flexible Plan Investments, Ltd. |
| Voya Financial, Inc. | COM | 2M | 35K | Flexible Plan Investments, Ltd. |
| Williams Companies, Inc. (The) | COM | 348K | 8K | Flexible Plan Investments, Ltd. |
| Wolverine World Wide, Inc. | COM | 1M | 78K | Flexible Plan Investments, Ltd. |
| Woori Financial Group, Inc. | ADR | 66K | 2K | Flexible Plan Investments, Ltd. |
| Invesco QQQ Trust Series 1 USD Class | ETF | 7M | 14K | Flexible Plan Investments, Ltd. |
| Vale S.A. | ADR | 162K | 14K | Flexible Plan Investments, Ltd. |
| Alerian MLP ETF USD Class | ETF | 14M | 292K | Flexible Plan Investments, Ltd. |
| ALPS Disruptive Technologies ETF | ETF | 982K | 24K | Flexible Plan Investments, Ltd. |
| AbbVie, Inc. | COM | 346K | 2K | Flexible Plan Investments, Ltd. |
| AltShares Merger Arbitrage ETF | ETF | 759K | 28K | Flexible Plan Investments, Ltd. |
| Ameriprise Financial, Inc. | COM | 343K | 805 | Flexible Plan Investments, Ltd. |
| BNY Mellon US Large Cap Core Equity ETF USD Class | ETF | 8M | 76K | Flexible Plan Investments, Ltd. |
| CDW Corporation | COM | 336K | 2K | Flexible Plan Investments, Ltd. |
| Centrais Eletricas Brasileiras S.A. | ADR | 55K | 8K | Flexible Plan Investments, Ltd. |
| Cisco Systems, Inc. | COM | 361K | 8K | Flexible Plan Investments, Ltd. |
| ConocoPhillips | COM | 2M | 21K | Flexible Plan Investments, Ltd. |
| Cracker Barrel Old Country Store, Inc. | COM | 2M | 56K | Flexible Plan Investments, Ltd. |
| Direxion Work From Home ETF | ETF | 200K | 4K | Flexible Plan Investments, Ltd. |
| Eni SpA | ADR | 206K | 7K | Flexible Plan Investments, Ltd. |
| EMCOR Group, Inc. | COM | 2M | 5K | Flexible Plan Investments, Ltd. |
| Energizer Holdings, Inc. | COM | 6M | 196K | Flexible Plan Investments, Ltd. |
| Entergy Corporation | COM | 3M | 25K | Flexible Plan Investments, Ltd. |
| First Trust MultiCap Growth AlphaDEX Fund | ETF | 74K | 605 | Flexible Plan Investments, Ltd. |
| Global X Artificial Intelligence & Technology ETF USD Class | ETF | 594K | 17K | Flexible Plan Investments, Ltd. |
| Global X Silver Miners ETF | ETF | 669K | 22K | Flexible Plan Investments, Ltd. |
| Grupo Supervielle S.A. | ADR | 33K | 5K | Flexible Plan Investments, Ltd. |
| Halozyme Therapeutics, Inc. | COM | 5M | 97K | Flexible Plan Investments, Ltd. |
| Invesco S&P 500 Equal Weight ETF USD Class | ETF | 6M | 40K | Flexible Plan Investments, Ltd. |
| INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF | ETF | 341K | 7K | Flexible Plan Investments, Ltd. |
| Invesco Leisure & Entertainment ETF | ETF | 406K | 9K | Flexible Plan Investments, Ltd. |
| Invesco DWA Technology Momentum ETF | ETF | 36K | 586 | Flexible Plan Investments, Ltd. |
| Invesco S&P 500 Low Volatility ETF USD Class | ETF | 8M | 124K | Flexible Plan Investments, Ltd. |
| Invesco Preferred ETF USD Class | ETF | 6M | 537K | Flexible Plan Investments, Ltd. |
| Invesco KBW Property & Casualty ETF USD Class | ETF | 187K | 2K | Flexible Plan Investments, Ltd. |
| Invesco Fundamental High Yield Corporate Bond ETF USD Class | ETF | 3M | 173K | Flexible Plan Investments, Ltd. |
| Invesco Emerging Markets Sovereign Debt ETF | ETF | 9M | 465K | Flexible Plan Investments, Ltd. |
| Invesco Senior Loan ETF USD Class | ETF | 9M | 443K | Flexible Plan Investments, Ltd. |
| Invesco Nasdaq 100 ETF USD Class | ETF | 13M | 66K | Flexible Plan Investments, Ltd. |
| Invesco RAFI Strategic US ETF | ETF | 507K | 11K | Flexible Plan Investments, Ltd. |
| iShares U.S. Tech Independence Focused ETF USD Class | ETF | 1M | 17K | Flexible Plan Investments, Ltd. |
| iShares Global Equity Factor ETF | ETF | 652K | 15K | Flexible Plan Investments, Ltd. |
| iShares 0-3 Month Treasury Bond ETF USD Class | ETF | 13M | 128K | Flexible Plan Investments, Ltd. |
| KB Financial Group, Inc. | ADR | 47K | 831 | Flexible Plan Investments, Ltd. |
| Koppers Holdings, Inc. | COM | 956K | 26K | Flexible Plan Investments, Ltd. |
| Mastercard, Inc. | COM | 341K | 780 | Flexible Plan Investments, Ltd. |
| Pediatrix Medical Group, Inc. | COM | 2M | 235K | Flexible Plan Investments, Ltd. |
| Mosaic Company (The) | COM | 1M | 52K | Flexible Plan Investments, Ltd. |
| NVIDIA Corporation | COM | 2M | 17K | Flexible Plan Investments, Ltd. |
| PennyMac Mortgage Investment Trust | REIT | 4M | 292K | Flexible Plan Investments, Ltd. |
| Petroleo Brasileiro S.A. | ADR | 105K | 7K | Flexible Plan Investments, Ltd. |
| Pilgrim's Pride Corporation | COM | 3M | 76K | Flexible Plan Investments, Ltd. |
| Prudential plc | ADR | 80K | 4K | Flexible Plan Investments, Ltd. |
| Qorvo, Inc. | COM | 1M | 10K | Flexible Plan Investments, Ltd. |
| SPDR S&P 500 ETF Trust USD Class | ETF | 101M | 186K | Flexible Plan Investments, Ltd. |
| SPDR Gold Shares USD Class | ETF | 1M | 6K | Flexible Plan Investments, Ltd. |
| SPDR Portfolio S&P 500 ETF USD Class | ETF | 3M | 40K | Flexible Plan Investments, Ltd. |
| SPDR Bloomberg High Yield Bond ETF USD Class | ETF | 4M | 44K | Flexible Plan Investments, Ltd. |
| SPDR Bloomberg 1-3 Month T-Bill ETF USD Class | ETF | 5M | 53K | Flexible Plan Investments, Ltd. |
| Consumer Discretionary Select Sector SPDR Fund | ETF | 102K | 559 | Flexible Plan Investments, Ltd. |
| Financial Select Sector SPDR Fund USD Class | ETF | 175K | 4K | Flexible Plan Investments, Ltd. |
| Technology Select Sector SPDR Fund USD Class | ETF | 194K | 849 | Flexible Plan Investments, Ltd. |
| Technology Select Sector SPDR Fund USD Class | ETF | 13M | 58K | Flexible Plan Investments, Ltd. |
| ServiceNow, Inc. | COM | 4M | 5K | Flexible Plan Investments, Ltd. |
| Silence Therapeutics plc | ADR | 100K | 5K | Flexible Plan Investments, Ltd. |
| Super Micro Computer, Inc. | COM | 778K | 958 | Flexible Plan Investments, Ltd. |
| Qifu Technology, Inc. | ADR | 46K | 2K | Flexible Plan Investments, Ltd. |
| Valvoline, Inc. | COM | 6M | 144K | Flexible Plan Investments, Ltd. |
| VanEck BDC Income ETF | ETF | 701K | 42K | Flexible Plan Investments, Ltd. |
| VanEck Junior Gold Miners ETF | ETF | 344K | 8K | Flexible Plan Investments, Ltd. |
| Vanguard Information Technology ETF | ETF | 51M | 87K | Flexible Plan Investments, Ltd. |
| Vanguard Russell 1000 Growth ETF | ETF | 6M | 59K | Flexible Plan Investments, Ltd. |
| Vanguard Long-Term Corporate Bond ETF USD Class | ETF | 3M | 41K | Flexible Plan Investments, Ltd. |
| Verisk Analytics, Inc. | COM | 353K | 1K | Flexible Plan Investments, Ltd. |
| Corp Inmobiliaria Vesta S.A.B. de C.V. | ADR | 173K | 6K | Flexible Plan Investments, Ltd. |
| Visa, Inc. | COM | 346K | 1K | Flexible Plan Investments, Ltd. |
| Waste Management, Inc. | COM | 9M | 43K | Flexible Plan Investments, Ltd. |
| WisdomTree Managed Futures Strategy Fund USD Class | ETF | 401K | 11K | Flexible Plan Investments, Ltd. |
| WisdomTree US LargeCap Dividend Fund USD Class | ETF | 13M | 182K | Flexible Plan Investments, Ltd. |
| WisdomTree International Hedged Quality Dividend Growth Fund USD Class | ETF | 606K | 13K | Flexible Plan Investments, Ltd. |
| Wyndham Hotels & Resorts, Inc. | COM | 337K | 5K | Flexible Plan Investments, Ltd. |
| Yalla Group Ltd. | ADR | 141K | 32K | Flexible Plan Investments, Ltd. |
| ZoomInfo Technologies, Inc. | COM | 690K | 54K | Flexible Plan Investments, Ltd. |
| Capri Holdings Ltd. | COM | 356K | 10K | Flexible Plan Investments, Ltd. |
| Fresh Del Monte Produce, Inc. | COM | 2M | 94K | Flexible Plan Investments, Ltd. |
| Weatherford International plc | COM | 3M | 25K | Flexible Plan Investments, Ltd. |