LOWE WEALTH ADVISORS, LLC
Adviser information for LOWE WEALTH ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,246 | $388.1M |
| Non-Discretionary | 67 | $15.4M |
| Total | 1,313 | $403.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 271 | $102.6M |
| HNW Individuals | 128 | $295.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 42 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
6230 OLD DOBBIN LANESUITE 170
COLUMBIA
MD
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 443-766-7160, Fax: 443-766-7198
Chief Compliance Officer
GREGORY LOWE
VICE PRESIDENT
6230 OLD DOBBIN LANE
SUITE 170
COLUMBIA
MD
United States
Tel:
443-766-7160
Fax:
443-766-7198
G***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOWE, GREGORY, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 05/2011 | < 5% |
| WILLIAMS, BRADLEY, ALAN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2015 | < 5% |
| LOWE, HAROLD, ALAN | Individual | – | PRESIDENT | 05/2011 | < 5% |
| LOWE & ASSOCIATES FINANCIAL SERVICES, LTD | Domestic Entity | – | MEMBER | 05/2011 | > 75% |
| LOWE, HAROLD, ALAN | Individual | LOWE & ASSOCIATES FINANCIAL SERVICES, LTD | PRESIDENT / SHAREHOLDER | 06/1994 | > 75% |
| LOWE, GREGORY, ALAN | Individual | LOWE & ASSOCIATES FINANCIAL SERVICES, LTD | VICE PRESIDENT / SHAREHOLDER | 01/2015 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AB Ultra Short Income ETF | ULTRA SHORT INCM | 1M | 21K | – |
| ABBOTT LABORATORIES | COM | 14K | 138 | – |
| ACADIA Pharmaceuticals Inc | COM | 3K | 180 | – |
| Advanced Battery Technologies Inc | COM | 0 | 30 | – |
| Agnico Eagle Mines Ltd | COM | 11K | 172 | – |
| Air Products & Chemicals Inc | COM | 52K | 200 | – |
| Alibaba Group Holding Ltd Adr | SPONSORED ADR | 3K | 40 | – |
| Align Technology Inc | COM | 7K | 30 | – |
| Alphabet Inc C | COM | 55K | 300 | – |
| Amazon.com Inc | COM | 177K | 915 | – |
| Ameren Corp | COM | 294K | 4K | – |
| American Electric Power Co Inc | COM | 45K | 511 | – |
| Ameriprise Financial Inc | COM | 43K | 100 | – |
| AMGEN INC. | COM | 64K | 204 | – |
| APPLE INC. | COM | 732K | 3K | – |
| Aqua Metals Inc | COM | 146 | 455 | – |
| Ares Capital Corporation | COM | 4K | 200 | – |
| ASTRAZENECA PLC -SPONS ADR | ADR | 8K | 100 | – |
| AT&T Inc | COM | 28K | 1K | – |
| Automatic Data Processing | COM | 290K | 1K | – |
| Avago Technologies Ltd | COM | 8K | 5 | – |
| Badger Meter Inc | COM | 160K | 860 | – |
| Bank of America Corporation | COM | 20K | 505 | – |
| Becton Dickinson & Co | COM | 7K | 30 | – |
| Berkshire Hathaway Inc | COM | 49K | 120 | – |
| Beyond Meat Inc | COM | 1K | 200 | – |
| BlackRock MuniYield | COM | 11K | 1K | – |
| Boeing Co | COM | 41K | 223 | – |
| Booz Allen Hamilton Holding Corp | COM | 8K | 51 | – |
| BP PLC | ADR | 18K | 500 | – |
| Brighthouse Finl Inc Com | COM | 1K | 24 | – |
| Bristol-Myers Squibb Company | COM | 415 | 10 | – |
| Broadridge Financial Solutions Inc | COM | 97K | 491 | – |
| Cardinal Health Inc | COM | 7K | 70 | – |
| CATERPILLAR INC. | COM | 25K | 76 | – |
| CHEVRON CORPORATION | COM | 97K | 618 | – |
| Churchill Downs Inc | COM | 14K | 100 | – |
| Cisco Systems Inc | COM | 10K | 208 | – |
| CME Group Inc/IL | COM | 10K | 50 | – |
| Coca-Cola Co | COM | 128K | 2K | – |
| Cohen & Steers Infrastructure Common | COM | 18K | 808 | – |
| Colgate-Palmolive Co | COM | 10K | 100 | – |
| Comcast Corp | COM | 9K | 234 | – |
| comScore Inc | COM | 355 | 25 | – |
| ConocoPhillips | COM | 11K | 100 | – |
| Consumer Discret Select Sector SPDRA | SBI CONS DISCR | 4K | 20 | – |
| Costco Wholesale Corp | COM | 69K | 81 | – |
| CSX Corp | COM | 13K | 396 | – |
| CVS CAREMARK CORPORATION | COM | 18K | 297 | – |
| DARDEN RESTAURANTS INC. | COM | 151 | 1 | – |
| Dell Inc | COM | 16K | 114 | – |
| Devon Energy Corp | COM | 12K | 258 | – |
| Dimensional US High Profitability ETF | US HIGH PROFITAB | 57K | 2K | – |
| DISNEY WALT COMPANY | COM | 64K | 646 | – |
| DNP Select Income Common | COM | 44K | 5K | – |
| Dollar General Corp | COM | 32K | 240 | – |
| Dow Chemical Co | COM | 743 | 14 | – |
| Duke Energy Corporation | COM | 30K | 299 | – |
| Emergent BioSolutions Inc | COM | 273 | 40 | – |
| Energy Select Sector SPDRA | COM | 2M | 23K | – |
| Enovix Corp | COM | 3K | 180 | – |
| Enphase Energy Inc | COM | 7K | 75 | – |
| Enterprise Products Partners LP | COM | 17K | 600 | – |
| Exelon Corp | COM | 12K | 345 | – |
| Exxon Mobil Corporation | COM | 566K | 5K | – |
| Facebook Inc | COM | 348K | 691 | – |
| Financial Select Sector SPDR | ETF | 7K | 180 | – |
| First Trust Health Care AlphaDEX | ETF | 17K | 161 | – |
| First Trust NASDAQ Cybersecurity ETF | NASDAQ CYB ETF | 4K | 75 | – |
| FirstEnergy Corp | COM | 11K | 285 | – |
| Ford Motor Company | COM | 21K | 2K | – |
| Freeport-McMoran Copper & Gold | COM | 65K | 1K | – |
| Garmin Ltd | SHS | 65K | 400 | – |
| GE HealthCare Technologies Inc Common Stock | COMMON STOCK | 3K | 43 | – |
| Ge Vernova Llc Com | COM | 3K | 19 | – |
| GENERAL ELECTRIC COMPANY | COM | 13K | 80 | – |
| General Mills Inc | COM | 71K | 1K | – |
| Global X Copper Miners ETF | ETF | 1M | 33K | – |
| Global X Robotics & Artfcl Intllgnc ETF | ETF | 2K | 50 | – |
| Golar LNG Ltd | SHS | 45K | 1K | – |
| Guggenheim S&P 500 Pure Growth ETF | ETF | 17K | 465 | – |
| Guggenheim S&P 500A Equal Weight | ETF | 6K | 35 | – |
| H&R Block Inc | COM | 22K | 406 | – |
| Health Care Select Sector SPDR | SBI HEALTHCARE | 11K | 75 | – |
| Hershey Co | COM | 172K | 934 | – |
| Hilton Worldwide Holdings Inc | COM | 22K | 100 | – |
| HOME DEPOT INC. | COM | 89K | 259 | – |
| Honda Motor Co Ltd | AMERN SHS | 23K | 718 | – |
| Horizon Kinetics Inflation Bnfcrs ETF | HORIZON KINETICS | 7M | 223K | – |
| Industrial Select Sector SPDRA | SBI INT-INDS | 12K | 100 | – |
| INTEL CORP | COM | 55K | 2K | – |
| International Business Machines Corp | COM | 169K | 980 | – |
| Invesco Cleantech ETF | ETF | 197 | 5 | – |
| Invesco FTSE RAFI Dev Mkts ex-US ETF | ETF | 799K | 16K | – |
| Invesco FTSE RAFI Emerging Markets ETF | ETF | 875K | 43K | – |
| Invesco QQQ Trust | UNIT SER 1 | 24M | 50K | – |
| Invesco Russell 1000 Dynamic Mltfct ETF | ETF | 47K | 900 | – |
| Invesco S&P 500 Revenue ETF | ETF | 46K | 500 | – |
| iShares 0-5 Year High Yield Corp Bd ETF | ETF | 137K | 3K | – |
| iShares 1-3 Year Treasury Bond | ETF | 85K | 1K | – |
| iShares Aaa - A Rated Corporate Bond ETF | ETF | 102K | 2K | – |
| iShares Core MSCI EAFE | ETF | 342K | 5K | – |
| iShares Core MSCI Emerging Markets | ETF | 314K | 6K | – |
| iShares Core MSCI Pacific ETF | ETF | 133K | 2K | – |
| iShares Core MSCI Total Intl Stk | ETF | 6K | 85 | – |
| iShares Core S&P 500 | ETF | 49K | 90 | – |
| iShares Core S&P Mid-Cap | ETF | 78K | 1K | – |
| iShares Core S&P Small-Cap | ETF | 111K | 1K | – |
| iShares Core S&P Total US Stock Mkt | ETF | 20K | 172 | – |
| iShares Core US Aggregate Bond | ETF | 14K | 142 | – |
| iShares Core US REIT ETF | ETF | 43K | 798 | – |
| iShares DJ US Total Market Index | ETF | 5M | 36K | – |
| iShares Emerging Markets Dividend ETF | ETF | 389K | 14K | – |
| iShares ESG Aware MSCI EAFE ETF | ETF | 28K | 350 | – |
| iShares ESG MSCI USA ETF | ETF | 128K | 1K | – |
| iShares Gold Trust | ETF | 7M | 167K | – |
| iShares High Dividend | ETF | 276K | 3K | – |
| iShares iBonds Dec 2024 Term Tr ETF | ETF | 2K | 94 | – |
| iShares iBonds Dec 2025 Term Tr ETF | ETF | 103K | 4K | – |
| iShares iBonds Dec 2026 Term Tr ETF | ETF | 100K | 4K | – |
| iShares iBonds Dec 2027 Term Tr ETF | ETF | 2K | 101 | – |
| iShares iBonds Dec 2028 Term Tr ETF | ETF | 2K | 102 | – |
| iShares International Dividend Gr ETF | ETF | 70K | 1K | – |
| iShares International Select Dividend | ETF | 67K | 2K | – |
| iShares JPMorgan USD Emerg Markets Bond | ETF | 48K | 544 | – |
| iShares Morningstar Small-Cap Growth ETF | ETF | 10K | 210 | – |
| iShares MSCI ACWI ex US ETF | ETF | 87K | 2K | – |
| iShares MSCI Brazil ETF | ETF | 631K | 23K | – |
| iShares MSCI EAFE | ETF | 6K | 77 | – |
| iShares MSCI EAFE Growth ETF | ETF | 3K | 27 | – |
| iShares MSCI Emerging Markets | ETF | 109K | 3K | – |
| iShares MSCI EmrgMkts MinVolatility | ETF | 14K | 245 | – |
| iShares MSCI KLD 400 Social ETF | ETF | 165K | 2K | – |
| iShares MSCI Mexico ETF | ETF | 105K | 2K | – |
| Ishares Nasdaq Biotechnology | ETF | 3K | 25 | – |
| iShares Russell 1000 Growth | ETF | 2K | 6 | – |
| iShares Russell 2000 | ETF | 9K | 45 | – |
| iShares Russell 3000 | ETF | 1M | 5K | – |
| iShares Russell Mid-Cap | ETF | 49K | 600 | – |
| Ishares Russell MidCap Growth ETF | ETF | 17K | 150 | – |
| iShares S&P 100 Index Fund CBOE | ETF | 59K | 224 | – |
| iShares S&P 500 Growth | ETF | 153K | 2K | – |
| iShares S&P MidCap 400 Growth | ETF | 4K | 40 | – |
| iShares S&P Small-Cap 600 Growth | ETF | 6K | 50 | – |
| iShares Select Dividend | ETF | 81K | 667 | – |
| iShares Semiconductor ETF | ETF | 12K | 50 | – |
| Ishares Silver Trust | ETF | 56K | 2K | – |
| iShares Tr MSCI USA MinVolatility | ETF | 19M | 232K | – |
| iShares US Real Estate | ETF | 14K | 158 | – |
| Jazz Pharmaceuticals PLC | COM | 320 | 3 | – |
| Johnson and Johnson | COM | 94K | 646 | – |
| Johnson Controls Inc | COM | 598 | 9 | – |
| JPMorgan Chase & Co | COM | 30K | 150 | – |
| JPMorgan Equity Premium Income ETF | ETF | 6M | 98K | – |
| JPMorgan Short Duration Core Plus ETF | ETF | 1M | 23K | – |
| JPMorgan Ultra-Short Income ETF | ETF | 10M | 203K | – |
| JPMORGN HEDGD EQTY LAD OVRLY ETF | ETF | 27K | 454 | – |
| Kimberly-Clark Corp | COM | 8K | 60 | – |
| Kohl s Corp | COM | 161 | 7 | – |
| LINKBANCORP ORD | COM | 91K | 15K | – |
| Live Nation Entertainment Inc | COM | 76K | 816 | – |
| Lockheed Martin Corp | COM | 87K | 187 | – |
| lowes companies incorporated | COM | 8K | 35 | – |
| Lululemon Athletica Inc Com Usd0.005 | COM | 1K | 5 | – |
| Main Street Capital Corp | COM | 35K | 700 | – |
| Marathon Petroleum Corp | COM | 249K | 1K | – |
| Market Vectors Agribusiness ETF | ETF | 14K | 200 | – |
| Market Vectors Gold Miners ETF | ETF | 2M | 45K | – |
| Market Vectors Junior Gold Miners ETF | ETF | 8K | 200 | – |
| Marriott International Inc | COM | 4K | 18 | – |
| MasterCard Inc | COM | 22K | 50 | – |
| Materials Select Sector SPDRA | ETF | 13K | 150 | – |
| McCormick & Company Inc | COM | 987K | 14K | – |
| McDonald s Corp | COM | 38K | 150 | – |
| Medifast Inc | COM | 655 | 30 | – |
| Medtronic Inc | COM | 708 | 9 | – |
| MERCK & CO. INC. | COM | 66K | 532 | – |
| MetLife Inc | COM | 21K | 294 | – |
| Microsoft Corp | COM | 1M | 3K | – |
| MODERNA INC | COM | 15K | 130 | – |
| Molson Coors Brewing Co B | CL B | 5K | 100 | – |
| NETFLIX INC. | COM | 11K | 17 | – |
| New Age Beverages Corp | COM | 0 | 100 | – |
| Newmont Mining Corp | COM | 62K | 1K | – |
| Nokia Oyj | SPONSORED ADR | 11K | 3K | – |
| Northrop Grumman Corp | COM | 34K | 78 | – |
| Norwegian Cruise Line Holdings Ltd | SHS | 4K | 193 | – |
| Nutanix Inc | CL A | 6K | 100 | – |
| Nuveen Quality Muni Income Fund | COM | 14K | 1K | – |
| Nvent Electric Plc Shs | SHS | 153 | 2 | – |
| NVIDIA Corp | COM | 25K | 200 | – |
| Occidental Petroleum Corp | COM | 13K | 200 | – |
| ONEOK Inc | COM | 20K | 251 | – |
| Oracle Corporation | COM | 28K | 200 | – |
| Pacer US Cash Cows 100 ETF | US CASH COWS 100 | 720K | 13K | – |
| Pacer US Small Cap Cash Cows 100 ETF | PACER US SMALL | 855K | 20K | – |
| Pan American Silver Corp | COM | 10K | 479 | – |
| Paramount Global Class B | COM | 16K | 2K | – |
| Paychex Inc | COM | 9K | 80 | – |
| Pentair Plc | COM | 6K | 77 | – |
| PepsiCo Inc | COM | 43K | 258 | – |
| Pfizer Inc | COM | 5K | 175 | – |
| PIMCO Enhanced Short Maturity ETF | ETF | 9M | 87K | – |
| PNC Financial Services Group Inc | COM | 48K | 308 | – |
| PowerShares FTSE RAFI US 1000 ETF | ETF | 17K | 450 | – |
| PowerShares Water Resources | ETF | 454 | 7 | – |
| PPL Corp | COM | 224K | 8K | – |
| Procter & Gamble Co | COM | 17K | 105 | – |
| Prologis Inc | COM | 48K | 423 | – |
| ProShares S&P 500 Dividend Aristocrats | S&P 500 DV ARIST | 2M | 23K | – |
| ProShares Short S&P500 | SHORT QQQ NEW | 108K | 9K | – |
| Prothena Corp PLC | SHS | 206 | 10 | – |
| Prudential Financial Inc | COM | 114K | 976 | – |
| Public Service Enterprise Group Inc | COM | 151K | 2K | – |
| Pure Storage Inc | COM | 19K | 300 | – |
| Quadratic Intrst Rt Vol & Infl H ETF | QUADRTC INT RT | 152K | 8K | – |
| Qualcomm Inc | COM | 16K | 80 | – |
| Quanta Services Inc | COM | 15K | 58 | – |
| Range Resources Corp | COM | 7K | 204 | – |
| Raytheon Technologies Ord | COM | 24K | 241 | – |
| Reaves Utility Income | COM | 212K | 8K | – |
| RIVIAN AUTOMOTIVE INC CLASS A | COM | 2K | 127 | – |
| Rockwell Automation Inc | COM | 68K | 248 | – |
| Royal Caribbean Cruises Ltd | COM | 2K | 10 | – |
| RUMBLE CL A ORD | COM | 2K | 400 | – |
| Sabine Royalty Trust | UNIT BEN INT | 10K | 160 | – |
| SALESFORCE COM COMPANY | COM | 5K | 18 | – |
| Schwab Fundamental US Broad Market ETF | ETF | 328 | 5 | – |
| Schwab International Equity ETF | ETF | 82K | 2K | – |
| Schwab US Dividend Equity ETF | ETF | 6K | 75 | – |
| Schwab US Large-Cap ETF | ETF | 115K | 2K | – |
| Schwab US Mid-Cap ETF | ETF | 55K | 708 | – |
| Snap Inc Cl A | COM | 2K | 150 | – |
| Southwest Airlines Co | COM | 3K | 120 | – |
| SPDR Dow Jones Industrial Average | ETF | 14K | 36 | – |
| SPDR Gold Shares | ETF | 6K | 30 | – |
| SPDR S&P 500 ETF | ETF | 73M | 133K | – |
| SPDR S&P Dividend ETF | ETF | 17K | 136 | – |
| SPDR S&P MidCap 400 | ETF | 2M | 4K | – |
| SPDR S&P Oil & Gas Exploration & Production ETF | ETF | 157K | 1K | – |
| SPDR Blmbg Barclays 1-3 Mth T-Bill ETF | ETF | 70K | 758 | – |
| SPDR MSCI ACWI ex-US ETF | ETF | 81K | 3K | – |
| SPDR Portfolio Short Term Treasury ETF | ETF | 8M | 293K | – |
| SPDR S&P 500 Growth | ETF | 47K | 581 | – |
| SPDR S&P 600 Small Cap Growth ETF | ETF | 18K | 214 | – |
| SPDR S&P Aerospace & Defense ETF | ETF | 21K | 150 | – |
| SPDR S&P Emerging Asia Pacific ETF | ETF | 9K | 83 | – |
| SPDR S&P Global Infrastructure ETF | ETF | 34K | 621 | – |
| SPDR S&P Global Natural Resources ETF | ETF | 15K | 270 | – |
| SPDR Wells Fargo Preferred Stock ETF | ETF | 120K | 4K | – |
| Spectrum Brands Holdings Inc Com | COM | 258 | 3 | – |
| Sprott Physical Gold and Silver Trust | TR UNIT | 88K | 4K | – |
| SQUARE INC A | CL A | 13K | 200 | – |
| Starbucks Corp | COM | 90K | 1K | – |
| Starwood Property Trust Inc. | COM | 3K | 180 | – |
| Stericycle Inc | COM | 12K | 200 | – |
| Stryker Corporation | COM | 37K | 110 | – |
| Sun Life Financial Inc | COM | 75K | 2K | – |
| Synopsys Inc | COM | 39K | 65 | – |
| T. Rowe Price Capital Apprec Eq ETF | CAP APPRECIATION | 394K | 13K | – |
| Taiwan Semiconductor Manufacturing Co Ltd | SPONSORED ADR | 79K | 452 | – |
| TARGET CORPORATION | COM | 3K | 20 | – |
| TE Connectivity Ltd | SHS | 2K | 10 | – |
| Technology Select Sector SPDRA | ETF | 26K | 116 | – |
| TESLA MTRS INC | COM | 41K | 206 | – |
| Teva Pharmaceutical Industries Ltd | ADR | 1K | 68 | – |
| The St. Joe Co | COM | 63K | 1K | – |
| Thermo Fisher Scientific Inc | COM | 18K | 32 | – |
| TJX Companies Inc | COM | 264K | 2K | – |
| TRI-CONTINENTAL CORPORATION | COM | 46K | 2K | – |
| Truist Finl Corp Com | COM | 1K | 30 | – |
| UNDER ARMOUR INC. | COM | 4K | 566 | – |
| UNDER ARMOUR INC-CLASS C | COM | 4K | 639 | – |
| Union Pacific Corp | COM | 11K | 50 | – |
| United Parcel Service Inc | COM | 3K | 25 | – |
| UnitedHealth Group Inc | COM | 55K | 108 | – |
| Utilities SPDR ETF | ETF | 118K | 2K | – |
| Vale SA | SPONSORED ADS | 45K | 4K | – |
| Valero Energy Corp | COM | 24K | 155 | – |
| VanEck CLO ETF | ETF | 7K | 131 | – |
| VanEck Morningstar SMID Moat ETF | ETF | 325K | 10K | – |
| VanEck Morningstar Wide Moat ETF | ETF | 159K | 2K | – |
| VanEck Vectors Semiconductor ETF | ETF | 1M | 4K | – |
| Vanguard Dividend Apprec Idx ETF | ETF | 461K | 3K | – |
| Vanguard Emerging Markets Stock Idx ETF | ETF | 52K | 1K | – |
| Vanguard FTSE All-Wld ex-US ETF | ETF | 42K | 712 | – |
| Vanguard FTSE Developed Markets ETF | ETF | 2K | 43 | – |
| Vanguard Growth ETF | ETF | 160K | 429 | – |
| Vanguard High Dividend Yield ETF | ETF | 3M | 25K | – |
| Vanguard Index Funds Vanguard Mid-Cap Etf | ETF | 484 | 2 | – |
| Vanguard Intl Div Apprec ETF | ETF | 100K | 1K | – |
| Vanguard Intl Hi Div Yld Idx ETF | ETF | 102K | 1K | – |
| Vanguard Large-Cap ETF | ETF | 75K | 300 | – |
| Vanguard REIT ETF | ETF | 214K | 3K | – |
| Vanguard S&P 500 ETF | ETF | 1K | 2 | – |
| Vanguard S&P 500 Growth ETF | ETF | 1K | 3 | – |
| Vanguard S&P Mid-Cap 400 ETF | ETF | 29K | 288 | – |
| Vanguard Short-Term Corporate Bond ETF | ETF | 12M | 149K | – |
| Vanguard Short-Term Infl-Prot Secs ETF | ETF | 18K | 369 | – |
| Vanguard Total Stock Market ETF | ETF | 145K | 542 | – |
| Vanguard Value ETF | ETF | 66K | 412 | – |
| Verizon Communications Inc | COM | 86K | 2K | – |
| Viatris Inc | COM | 159 | 15 | – |
| Visa Inc | COM | 120K | 458 | – |
| VISHAY INTERTECHNOLOGY INC | COM | 335 | 15 | – |
| Wal-Mart Stores Inc | COM | 50K | 732 | – |
| Waste Management Inc | COM | 22K | 102 | – |
| Westinghouse Air Brake Technologies Corp | COM | 474 | 3 | – |
| Wheeler Real Estate Investment Trust Inc | CV PFD SER | 2K | 700 | – |
| WisdomTree Europe SmallCap Dividend ETF | ETF | 298 | 5 | – |
| WisdomTree India Earnings ETF | ETF | 933K | 19K | – |
| WisdomTree Japan Hedged Equity | ETF | 20K | 175 | – |
| WisdomTree US Dividend ex-Financials ETF | ETF | 86K | 863 | – |
| Wyndham Hotels & Resorts Inc | COM | 1K | 20 | – |
| Xcel Energy Inc | COM | 35K | 658 | – |