TRIGRAN INVESTMENTS, INC.

Adviser information for TRIGRAN INVESTMENTS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 17 $1.1B
Non-Discretionary 0 $0
Total 17 $1.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $19.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $643.8M
Pension and profit sharing plans <5 $92.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $387.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-72437
SEC ERA File Number 801-72437
SEC CIK Numbers 1336800
SEC CRD Numbers 155200
Legal Entity Identifier None

Principal Office

630 DUNDEE ROAD
SUITE 230
NORTHBROOK
IL
United States
Monday - Friday, 8:00 A.M. - 5:30 P.M.
Tel: 847-656-1640, Fax: 847-656-0060

Chief Compliance Officer

BRADLEY F. SIMON
CHIEF COMPLIANCE OFFICER
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
United States
Tel: 847-656-1640
Fax: 847-656-0060
(Full email address available in API data)

Regulatory Contact

LAWRENCE A. OBERMAN
EXECUTIVE VICE PRESIDENT
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
United States
Tel: 847-656-1640
Fax: 847-656-0060
(Full email address available in API data)

Industry Affiliates

TRIGRAN HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TRIGRAN INVESTMENTS, L.P. Hedge Fund $297.8M $0.5M 100
TRIGRAN INVESTMENTS, L.P. II Hedge Fund $345.9M $0.5M 150

Control Persons

Name Type Entity Title Since Ownership
GRANAT, DOUGLAS, TODD Individual DIRECTOR/PRESIDENT 06/1992 50-75%
OBERMAN, LAWRENCE, ALLEN Individual DIRECTOR/EXECUTIVE VICE PRESIDENT 06/1993 25-50%
SIMON, STEVEN, GASUL Individual DIRECTOR/VICE PRESIDENT 01/2003 10-25%
SIMON, BRADLEY, FREDRICK Individual CHIEF COMPLIANCE OFFICER 09/2007 < 5%
DOUGLAS GRANAT REVOCABLE TRUST U/T/A DATED JULY 20, 1999 Domestic Entity SHAREHOLDER 11/2003 50-75%
LAWRENCE OBERMAN REVOCABLE TRUST U/T/A DATED AUGUST 8, 2000 Domestic Entity SHAREHOLDER 11/2003 25-50%
STEVE SIMON REVOCABLE TRUST U/A/D OCTOBER 15, 2007 Domestic Entity SHAREHOLDER 01/2008 10-25%
GRANAT, DOUGLAS, TODD Individual DOUGLAS GRANAT REVOCABLE TRUST U/T/A DATED JULY 20, 1999 TRUSTEE 07/1999
THE STEVEN GIFT TRUST Domestic Entity SHAREHOLDER 01/2017 < 5%
OBERMAN, LAWRENCE, ALLEN Individual LAWRENCE OBERMAN REVOCABLE TRUST U/T/A DATED AUGUST 8, 2000 TRUSTEE 08/2000
SIMON, STEVEN, GASUL Individual STEVE SIMON REVOCABLE TRUST U/A/D OCTOBER 15, 2007 TRUSTEE 10/2007
MONIESON, STEVEN, ROSS Individual VICE PRESIDENT 12/2011 < 5%
MONIESON, STEVEN, ROSS Domestic Entity THE STEVEN GIFT TRUST TRUSTEE 11/1988
BRADLEY F. SIMON REVOCABLE TRUST Domestic Entity SHAREHOLDER 03/2022 < 5%
SIMON, BRADLEY, FREDRICK Individual BRADLEY F. SIMON REVOCABLE TRUST TRUSTEE 06/2021

No. Employees, Historic

105020192020202120222023202420258 on 5/8/20198 on 3/26/20208 on 6/19/20208 on 3/29/202110 on 3/24/202210 on 3/28/202310 on 4/12/202310 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025674902001 on 5/8/2019769942521 on 3/26/2020769942521 on 6/19/2020915543160 on 3/29/20211190758123 on 3/24/20221111711656 on 3/28/20231111711656 on 4/12/20231143305769 on 3/27/2024

No. Clients, Historic

105020192020202120222023202420252 on 5/8/20192 on 3/26/20202 on 6/19/20202 on 3/29/20212 on 3/24/20222 on 3/28/20232 on 4/12/20232 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ANIKA THERAPEUTICS INC COM 34M 1M
ANIKA THERAPEUTICS INC COM 18M 718K
ANIKA THERAPEUTICS INC COM 2M 95K
BARRETT BUSINESS SVCS INC COM 462K 14K
BARRETT BUSINESS SVCS INC COM 136K 4K
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K
BRIGHTCOVE INC COM 5M 2M
BRIGHTCOVE INC COM 3M 1M
BRIGHTCOVE INC COM 560K 236K
CALIX INC COM 21M 579K
CALIX INC COM 14M 392K
CALIX INC COM 1M 38K
ENPRO INC COM 19M 130K
ENPRO INC COM 11M 77K
ENPRO INC COM 1M 10K
EXTREME NETWORKS COM 18M 1M
EXTREME NETWORKS COM 13M 954K
EXTREME NETWORKS COM 1M 92K
GENTHERM INC COM 56M 1M
GENTHERM INC COM 33M 667K
GENTHERM INC COM 4M 79K
HACKETT GROUP INC COM 24M 1M
HACKETT GROUP INC COM 15M 710K
HACKETT GROUP INC COM 2M 83K
HARMONIC INC COM 47M 4M
HARMONIC INC COM 28M 2M
HARMONIC INC COM 3M 277K
HAYWARD HLDGS INC COM 9M 724K
HAYWARD HLDGS INC COM 5M 416K
HAYWARD HLDGS INC COM 595K 48K
MATERION CORP COM 49M 453K
MATERION CORP COM 30M 277K
MATERION CORP COM 3M 31K
MIMEDX GROUP INC COM 19M 3M
MIMEDX GROUP INC COM 11M 2M
MIMEDX GROUP INC COM 1M 186K
OOMA INC COM 26M 3M
OOMA INC COM 13M 1M
OOMA INC COM 2M 199K
RED VIOLET INC COM 35M 1M
RED VIOLET INC COM 17M 653K
RED VIOLET INC COM 2M 95K
SHUTTERSTOCK INC COM 30M 774K
SHUTTERSTOCK INC COM 20M 505K
SHUTTERSTOCK INC COM 2M 56K
SONOS INC COM 47M 3M
SONOS INC COM 28M 2M
SONOS INC COM 3M 220K
SURMODICS INC COM 28M 662K
SURMODICS INC COM 14M 336K
SURMODICS INC COM 2M 46K
SYNAPTICS INC COM 54M 613K
SYNAPTICS INC COM 32M 361K
SYNAPTICS INC COM 4M 41K
TECHTARGET INC COM 55M 2M
TECHTARGET INC COM 35M 1M
TECHTARGET INC COM 4M 125K