QUANTLAB CAPITAL MANAGEMENT, LLC
Adviser information for QUANTLAB CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 142 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $16.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $16.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $16.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | PORTFOLIO MANAGEMENT FOR PARTNERSHIPS |
|---|---|
| Compensation | FUND EXPENSES |
Identifiers
| SEC RIA File Number | 801-72440 |
|---|---|
| SEC ERA File Number | 801-72440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156239 |
| Legal Entity Identifier | 549300ZG11HOXH689647 |
Principal Office
3 GREENWAY PLAZASUITE 200
HOUSTON
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 713-333-5440, Fax: 713-333-5464
Chief Compliance Officer
JAMES S. ROBERTSON
3 GREENWAY PLAZA
SUITE 200
HOUSTON
TX
United States
Tel:
(713) 333-5456
Fax:
(713) 333-5464
J*********@***********M
(Full email address available in API data)
Regulatory Contact
JOHANNAH LADD
GENERAL COUNSEL MARKETS & REGULATORY AFFAIRS
3 GREENWAY PLAZA
SUITE 200
HOUSTON
TX
United States
Tel:
(713) 333-3709
J****@***********M
(Full email address available in API data)
Industry Affiliates
| QCM CAYMAN, LTD. | Other investment adviser, including financial planners |
| QUANTLAB BROKERAGE, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| QUANTLAB GROUP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| Q1 PARTNERS LP | Hedge Fund | $16.3M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUANTLAB FINANCIAL, LLC | Domestic Entity | – | SOLE MEMBER/MANAGING MEMBER | 08/2010 | > 75% |
| QUANTLAB GROUP GP, LLC | Domestic Entity | QUANTLAB GROUP, LP | GENERAL PARTNER | 08/2008 | |
| MARCO GP, LLC | Domestic Entity | MARCO, LP | GENERAL PARTNER | 02/2009 | |
| QUANTLAB GROUP, LP | Domestic Entity | QUANTLAB FINANCIAL, LLC | MEMBER | 12/2015 | > 75% |
| MARCO, LP | Domestic Entity | QUANTLAB GROUP GP, LLC | MEMBER | 01/2009 | > 75% |
| TRIDENT TRUST COMPANY (SOUTH DAKOTA) INC. | Domestic Entity | GREENWAY TRUST | TRUSTEE | 03/2021 | |
| ROBERTSON, JAMES, SEEAR | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| TRIDENT TRUST COMPANY (SOUTH DAKOTA) INC. | Domestic Entity | CARNIVAL TRUST | TRUSTEE | 01/2022 | |
| VARNER, TRAVIS, FRANK | Individual | – | PORTFOLIO MANAGER | 06/2019 | < 5% |
| GREENWAY TRUST | Domestic Entity | MARCO GP, LLC | MEMBER | 03/2021 | > 75% |
| CAPITAL TECHNOLOGIES, LLC | Domestic Entity | MARCO GP, LLC | MANAGER | 02/2020 | |
| GREENWAY TRUST | Domestic Entity | MARCO, LP | LIMITED PARTNER | 03/2021 | > 75% |
| CAPITAL TECHNOLOGIES, LLC | Domestic Entity | BLACK RHINO (GP), LLC | MANAGER | 01/2020 | |
| BFO TRUST | Domestic Entity | CAPITAL TECHNOLOGIES, LLC | MEMBER | 01/2022 | > 75% |
| TRIDENT TRUST COMPANY(SOUTH DAKOTA) INC. | Domestic Entity | BFO TRUST | TRUSTEE | 01/2022 | |
| BLACK RHINO, LP | Domestic Entity | QUANTLAB GROUP, LP | LIMITED PARTNER | 01/2022 | 25-50% |
| BLACK RHINO (GP), LLC | Domestic Entity | BLACK RHINO, LP | GENERAL PARTNER | 01/2022 | |
| CARNIVAL TRUST | Domestic Entity | BLACK RHINO, LP | LIMITED PARTNER | 01/2022 | > 75% |
| CARNIVAL TRUST | Domestic Entity | BLACK RHINO (GP), LLC | MEMBER | 01/2022 | > 75% |
| BIG BIRD PARTNERS | Foreign Entity | QUANTLAB GROUP, LP | LIMITED PARTNER | 01/2022 | 25-50% |
| BOSARGE, ANDREW, MARTIN | Individual | QUANTLAB FINANCIAL, LLC | MANAGER | 03/2021 | |
| RED LEMUR TRUST | Foreign Entity | BIG BIRD PARTNERS | SHAREHOLDER | 01/2022 | > 75% |
| WINCHESTER GLOBAL TRUST COMPANY LIMITED | Foreign Entity | RED LEMUR TRUST | TRUSTEE | 01/2022 | |
| BOSARGE, ANDREW, MARTIN | Individual | QUANTLAB GROUP GP, LLC | MANAGER | 06/2022 | |
| PRESUTTI, TIMOTHY, MICHAEL | Individual | QUANTLAB GROUP GP, LLC | MANAGER | 06/2022 | |
| BOSARGE, ANDREW, MARTIN | Individual | CAPITAL TECHNOLOGIES, LLC | MANAGER | 06/2022 | |
| McVey, Suzanna, Christine | Individual | CAPITAL TECHNOLOGIES, LLC | MANAGER | 06/2022 | |
| Kostenkova, Ana | Individual | CAPITAL TECHNOLOGIES, LLC | MANAGER | 06/2022 | |
| TOLLEFSON, DARLA, KAY | Individual | CAPITAL TECHNOLOGIES, LLC | MANAGER | 03/2023 | |
| RICHARD, SUSAN, HELEN | Individual | – | TREASURER | 01/2023 | < 5% |