BRAESIDE INVESTMENTS, LLC
Adviser information for BRAESIDE INVESTMENTS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $120.8M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $120.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $120.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72448 |
|---|---|
| SEC ERA File Number | 801-72448 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131184 |
| Legal Entity Identifier | None |
Principal Office
14841 DALLAS PARKWAYSUITE 415
DALLAS
TX
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 214.276.9001, Fax: None
Chief Compliance Officer
YOUNG M. CHO
14841 DALLAS PARKWAY
SUITE 415
DALLAS
TX
United States
Tel:
214.276.9001
Y****@******************M
(Full email address available in API data)
Regulatory Contact
STEVEN MCINTYRE
ELECTED MANAGER AND CHIEF INVESTMENT OFFICER
14841 DALLAS PARKWAY
SUITE 415
DALLAS
TX
United States
Tel:
214.276.9001
S*****@******************M
(Full email address available in API data)
Industry Affiliates
| BRAESIDE MANAGEMENT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRAESIDE CAPITAL II, L.P. | Hedge Fund | $50.5M | $0.8M | 44 |
| BRAESIDE CAPITAL, L.P. | Hedge Fund | $45.4M | $0.8M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEIN, TODD, JONATHAN | Individual | – | ELECTED MANAGER AND MEMBER | 03/2004 | 50-75% |
| MCINTYRE, STEVEN, PAUL | Individual | – | ELECTED MANAGER AND CHIEF INVESTMENT OFFICER | 03/2004 | 50-75% |
| CHO, YOUNG, MAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |