GABALEX CAPITAL MANAGEMENT LLC
Adviser information for GABALEX CAPITAL MANAGEMENT LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72486 |
|---|---|
| SEC ERA File Number | 801-72486 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156794 |
| Legal Entity Identifier | 549300M6ZVHF8Q5QKR68 |
Principal Office
12 EAST 49TH STREET11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-371-9952, Fax: None
Chief Compliance Officer
KENNETH COWIN
MEMBER, CHIEF OPERATING OFFICER
12 EAST 49TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel:
212-371-9952
K**@**********M
(Full email address available in API data)
Industry Affiliates
| PITTENCRIEFF ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PITTENCRIEFF MASTER FUND INTERNATIONAL, LTD. | Hedge Fund | $211.0M | $10.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREIG, NIGEL, LEWIS | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2008 | < 5% |
| COWIN, KENNETH | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 06/2008 | < 5% |
| GABALEX MANAGEMENT LP | Domestic Entity | – | SOLE MEMBER | 01/2018 | > 75% |
| GREIG, NIGEL, LEWIS | Individual | GABALEX MANAGEMENT LP | LIMITED PARTNER | 01/2018 | > 75% |
| GABALEX GP LLC | Domestic Entity | GABALEX MANAGEMENT LP | GENERAL PARTNER | 01/2018 |