CI GLOBAL INVESTMENTS INC.
Adviser information for CI GLOBAL INVESTMENTS INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $10.9B |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $10.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 24 | $10.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | APPROXIMATELY 110% OF THE ADVISOR'S EXPENSES |
Identifiers
| SEC RIA File Number | 801-72494 |
|---|---|
| SEC ERA File Number | 801-72494 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156752 |
| Legal Entity Identifier | None |
Principal Office
1111 BROADWAYSUITE 300
OAKLAND
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 416-364-1145, Fax: 416-365-0501
Chief Compliance Officer
WILLIAM CHINKIWSKY
SENIOR VICE PRESIDENT, CI ENTERPRISE COMPLIANCE & CHIEF COMPLIANCE OFFICER, CI GLOBAL ASSET MANAGEMENT
15 YORK STREET
SECOND FLOOR
TORONTO, ONTARIO
Canada
Tel:
416-681-2889
B**********@*****M
(Full email address available in API data)
Industry Affiliates
| CI GLOBAL ASSET MANAGEMENT | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHINKIWSKY, WILLIAM, ALBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| CI INVESTMENTS INC. | Foreign Entity | – | SOLE SHAREHOLDER | 09/1999 | > 75% |
| CI FINANCIAL CORP. | Foreign Entity | CI INVESTMENTS INC. | SOLE SHAREHOLDER | 09/1999 | > 75% |
| MUNI, AMIT | Individual | – | EXECUTIVE VICE-PRESIDENT | 08/2021 | < 5% |
| Urbanky, Darie | Individual | – | DIRECTOR | 12/2019 | < 5% |
| Li, Elsa | Individual | – | DIRECTOR, SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 10/2022 | < 5% |
| Zhang, Yvette | Individual | – | DIRECTOR AND CHIEF FINANCIAL OFFICER | 10/2022 | < 5% |