CHARTERED ADVISORY GROUP
CHARTERED ADVISORY GROUP, INC. Legal Name
Adviser information for CHARTERED ADVISORY GROUP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 227 | $28.9M |
| Non-Discretionary | 496 | $90.6M |
| Total | 723 | $119.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 286 | $104.0M |
| HNW Individuals | 10 | $15.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshopsCONSULTING |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-72496 |
|---|---|
| SEC ERA File Number | 801-72496 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116517 |
| Legal Entity Identifier | None |
Principal Office
130 COMMONS COURTCHADDS FORD
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-459-8872, Fax: 610-459-8171
Chief Compliance Officer
WILLIAM H. KANTNER
PRESIDENT
130 COMMONS COURT
CHADDS FORD
PA
United States
Tel:
610-459-8872
Fax:
610-459-8171
B***@************M
(Full email address available in API data)
Regulatory Contact
ROBERT PEDRICK
EXECUTIVE VICE PRESIDENT
130 COMMONS COURT
CHADDS FORD
PA
United States
Tel:
610-459-8872
Fax:
610-459-8171
B**@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KANTNER, WILLIAM, HENRY | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/2001 | > 75% |