FORTUNE WEALTH MANAGEMENT, LLC
Adviser information for FORTUNE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 181 | $303.2M |
| Non-Discretionary | 10 | $2.8M |
| Total | 191 | $306.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $68.1M |
| HNW Individuals | 86 | $237.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-72503 |
|---|---|
| SEC ERA File Number | 801-72503 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157832 |
| Legal Entity Identifier | None |
Principal Office
12222 MERIT DRIVESUITE 1050
DALLAS
TX
United States
M-TH 8:15-4:30;FR 8:15-3:00, 8:15 AM TO 4:30 PM
Tel: 972-716-8002, Fax: None
Chief Compliance Officer
SONJA WHITE
PRESIDENT
12222 MERIT DRIVE
SUITE 1050
DALLAS
TX
United States
Tel:
972-716-8002
S****@**************************M
(Full email address available in API data)
Regulatory Contact
KRISTINA BELL
ASST. TO CHIEF COMPLIANCE OFFICER
12222 MERIT DRIVE
SUITE 1050
DALLAS
TX
United States
Tel:
972-716-8002
K*******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, SONJA, JO | Individual | – | OWNER AND CHIEF COMPLIANCE OFFICER | 06/2011 | > 75% |