NEW FRONTIER ADVISORS, LLC
Adviser information for NEW FRONTIER ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 248 | $79.4M |
| Non-Discretionary | 4 | $3.7B |
| Total | 252 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $52.0M |
| HNW Individuals | 10 | $27.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 4 | $3.7B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $228,087 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BNY MELLON ADVISORS MANAGED 360 PROGRAM | BNY MELLON ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-72506 |
|---|---|
| SEC ERA File Number | 801-72506 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147181 |
| Legal Entity Identifier | None |
Principal Office
155 FEDERAL STREET10TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (617) 482-1433, Fax: None
Chief Compliance Officer
THERESA MULLER
155 FEDERAL STREET
10TH FLOOR
BOSTON
MA
United States
Tel:
(617) 482-1433
T******@**********************M
(Full email address available in API data)
Regulatory Contact
ABIGAIL
GABRIELSE
155 FEDERAL STREET, 10TH FLOOR
BOSTON
MA
United States
Tel:
(617) 482-1433
A*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MICHAUD, RICHARD, OMER | Individual | – | MANAGER, PRESIDENT AND CHAIRMAN (AND SOLE TRUSTEE OF RICHARD MICHAUD 2017 TRUST) | 01/2008 | < 5% |
| MICHAUD, ROBERT, OMER | Individual | – | MANAGER, CHIEF INVESTMENT OFFICER | 01/2008 | 25-50% |
| RICHARD MICHAUD 2017 TRUST | Domestic Entity | – | MEMBER | 08/2017 | 50-75% |
| Esch, David, Nathaniel | Individual | – | MANAGING DIRECTOR - RESEARCH | 01/2011 | < 5% |
| MULLER, THERESA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |