ZEAL ASSET MANAGEMENT LIMITED
Adviser information for ZEAL ASSET MANAGEMENT LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $300.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $916.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
UNIT 1006A, 10/F, BANK OF AMERICA TOWERNO.12 HARCOURT ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 0900 TO 1800
Tel: 85236269700, Fax: 85236269736
Chief Compliance Officer
REBECCA WOO
CHIEF COMPLIANCE OFFICER
UNIT 1006A, 10/F, BANK OF AMERICA TOWER
NO.12 HARCOURT ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
85236269728
Fax:
85236269736
C*********@************M
(Full email address available in API data)
Regulatory Contact
MANDA TANG
SENIOR COMPLIANCE MANAGER
UNIT 1006A, 10/F, BANK OF AMERICA TOWER
NO.12 HARCOURT ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
85236269763
Fax:
85236269736
C*********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ZEAL CHINA FUND LIMITED | Hedge Fund | $114.9M | $1.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NGAN, WAI, WAH | Individual | – | DIRECTOR & CHIEF EXECUTIVE OFFICER | 12/2009 | < 5% |
| ZEAL CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2009 | > 75% |
| CHOI, NGA, CHUNG | Individual | – | DIRECTOR & CHIEF INVESTMENT OFFICER | 08/2009 | < 5% |
| POON, CHUN PONG, DANIEL | Individual | – | MANAGING DIRECTOR & DEPUTY CHIEF INVESTMENT OFFICER | 08/2009 | < 5% |
| CHOI, NGA, CHUNG | Individual | ZEAL CAPITAL LIMITED | SHAREHOLDER | 08/2009 | 25-50% |
| NGAN, WAI, WAH | Individual | ZEAL CAPITAL LIMITED | SHAREHOLDER | 12/2009 | 25-50% |
| WOO, LAI, NGA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| WU, CHI KI HILDA | Individual | – | CHIEF OPERATING OFFICER | 03/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 7th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Beigene Ltd | SPONSORED ADR | 13K | 73K | – |
| H World Group Ltd | SPONSORED ADS | 26K | 662K | – |