FALCON BRIDGE CAPITAL
FALCON BRIDGE CAPITAL II, LLC Legal Name
Adviser information for FALCON BRIDGE CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $161.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $161.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $161.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | ADVISE BANKS ON WHOLE LOAN MORTGAGE |
Identifiers
| SEC RIA File Number | 801-72513 |
|---|---|
| SEC ERA File Number | 801-72513 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156661 |
| Legal Entity Identifier | None |
Principal Office
1999 HARRISON STREET, SUITE 1575OAKLAND
CA
United States
Monday - Friday, 9AM -4PM
Tel: 925-979-4280, Fax: 925-979-4285
Websites
Chief Compliance Officer
JUSTIN DROBENAIRE
1999 HARRISON ST., SUITE 1575
OAKLAND
CA
United States
Tel:
925-979-4280
Fax:
925-979-4285
J**********@**********************M
(Full email address available in API data)
Regulatory Contact
SUNIL CHOWDRY
CEO
1999 HARRISON ST., SUITE 1575
OAKLAND
CA
United States
Tel:
925-979-4280
Fax:
925-979-4285
S*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DROBENAIRE, H JUSTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2010 | < 5% |
| CHOWDRY, SUNIL | Individual | – | MANAGING MEMBER | 08/2008 | > 75% |