Hedge Fund Database

SOUND POINT CAPITAL MANAGEMENT, LP

Adviser information for SOUND POINT CAPITAL MANAGEMENT, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 185
Investment Advisory/Research 76
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 147 $38.4B
Non-Discretionary 3 $4
Total 150 $38.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $2.2M
Business development companies 0 $0
Pooled investment vehicles 136 $37.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 6 $500.4M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $74.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 66

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based feesEARLY REDEMPTION FEES MAY BE CHARGED BY THE PRIVATE FUNDS
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-72515
SEC ERA File Number 801-72515
SEC CIK Numbers 1591307
SEC CRD Numbers 157479
Legal Entity Identifier 549300FZ417XL0BBLZ51

Principal Office

375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (212) 895-2280, Fax: None

Websites

www.soundpointcap.com www.linkedin.com/company/sound-point-capital-management-lp/

Chief Compliance Officer

ANDREA SAYAGO
CHIEF COMPLIANCE OFFICER
375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: 212-895-2280
(Full email address available in API data)

Regulatory Contact

WENDY RUBERTI
GENERAL COUNSEL
375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: (212) 895-2280
(Full email address available in API data)

Industry Affiliates

BLUEMOUNTAIN MONTENVERS GP SARL Sponsor, GP, manager of pooled investment vehicles
BLUEMOUNTAIN MONTENVERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT ASSET BACKED GP LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT BEACON GP,LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CAPITAL MANAGEMENT UK, LLP Other investment adviser, including financial planners
SOUND POINT CLO C-MOA, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO MANAGEMENT GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO WAREHOUSE II GP, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT CO-INVEST GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC Other investment adviser, including financial planners
SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CRE MANAGEMENT, LP Other investment adviser, including financial planners
SOUND POINT CREDIT OPPORTUNITIES GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT DISCOVERY MANAGER, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT GLS GP LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT GP PARENT, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT HARBOR FUND GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT LUNA GP HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT LUNA LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
SOUND POINT MERIDIAN FUND GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC Other investment adviser, including financial planners
SOUND POINT SENIOR GP II, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT SENIOR GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT STRATEGIC CAPITAL GP II, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT STRATEGIC CAPITAL GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II (GP) LTD. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING III GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. LENDING I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP COMMERCIAL FUNDING CAYMAN GP II, LLC Sponsor or syndicator of limited partnerships
SP COMMERCIAL FUNDING CAYMAN GP, LLC Sponsor or syndicator of limited partnerships
SP TECHNOLOGY PAYMENTS I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP TECHNOLOGY PAYMENTS II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SPCRE INPOINT ADVISORS, LLC Other investment adviser, including financial planners
STONE POINT CAPITAL LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ECHO INVESTMENTS II, LIMITED LONG ONLY FUND $0.2M $0.0M 2
NORTHPORT TRS, LLC Hedge Fund $55.2M $0.0M 10
SOUND POINT BEACON MASTER FUND, LP Hedge Fund $44.6M $1.0M 130
SOUND POINT CLO II, LTD. Securitized Asset Fund $459.8M $0.3M 0
SOUND POINT CLO III-R, LTD Securitized Asset Fund $192.7M $0.3M 0
SOUND POINT CLO IV-R, LTD Securitized Asset Fund $532.6M $0.3M 0
SOUND POINT CLO IX, LTD Securitized Asset Fund $457.3M $0.3M 0
SOUND POINT CLO MASTER FUND, LP Hedge Fund $189.3M $0.3M 32
SOUND POINT CLO V-R, LTD Securitized Asset Fund $552.5M $0.3M 0
SOUND POINT CLO VI-R, LTD Securitized Asset Fund $567.2M $0.3M 0
SOUND POINT CLO VII-R, LTD Securitized Asset Fund $482.8M $0.3M 0
SOUND POINT CLO VIII-R, LTD. Securitized Asset Fund $341.4M $0.3M 0
SOUND POINT CLO WAREHOUSE FUND II (US) L.P. Private Equity Fund $237.3M $0.3M 1
SOUND POINT CLO XII, LTD Securitized Asset Fund $175.4M $0.3M 0
SOUND POINT CLO XIV, LTD Securitized Asset Fund $159.9M $0.3M 0
SOUND POINT CLO XIX, LTD Securitized Asset Fund $433.5M $0.3M 0
SOUND POINT CLO XV, LTD Securitized Asset Fund $248.7M $0.3M 0
SOUND POINT CLO XVI, LTD Securitized Asset Fund $508.2M $0.3M 0
SOUND POINT CLO XVII, LTD Securitized Asset Fund $622.4M $0.3M 0
SOUND POINT CLO XVIII, LTD Securitized Asset Fund $658.5M $0.3M 0
SOUND POINT CLO XX, LTD Securitized Asset Fund $729.0M $0.3M 0
SOUND POINT CLO XXI, LTD. Securitized Asset Fund $4,848.8M $0.3M 0
SOUND POINT CLO XXII, LTD Securitized Asset Fund $486.0M $0.3M 0
SOUND POINT CLO XXIII, LTD Securitized Asset Fund $566.0M $0.3M 0
SOUND POINT CLO XXIV, LTD Securitized Asset Fund $471.4M $0.3M 0
SOUND POINT CLO XXIX, LTD Securitized Asset Fund $485.0M $0.3M 0
SOUND POINT CLO XXV, LTD Securitized Asset Fund $425.3M $0.3M 0
SOUND POINT CLO XXVI, LTD Securitized Asset Fund $479.4M $0.3M 0
SOUND POINT CLO XXVII, LTD Securitized Asset Fund $480.0M $0.3M 0
SOUND POINT CLO XXVIII, LTD Securitized Asset Fund $492.5M $0.3M 0
SOUND POINT CLO XXX, LTD Securitized Asset Fund $388.9M $0.3M 0
SOUND POINT CLO XXXI, LTD Securitized Asset Fund $522.1M $0.3M 0
SOUND POINT CLO XXXII, LTD Securitized Asset Fund $497.0M $0.3M 0
SOUND POINT CLO XXXIII, LTD Securitized Asset Fund $476.2M $0.3M 0
SOUND POINT CREDIT OPPORTUNITIES MASTER FUND, LP Hedge Fund $90.8M $1.0M 37
SOUND POINT DISCOVERY FUND LLC Hedge Fund $258.1M $0.3M 191
SOUND POINT EURO CLO 2 MANAGEMENT, LP COLLATERAL MANAGEMENT HOLDING COMPANY $37.8M $0.3M 1
SOUND POINT EURO CLO MANAGEMENT, LP COLLATERAL MANAGEMENT HOLDING COMPANY $48.6M $0.3M 5
SOUND POINT HARBOR MASTER FUND, LP Hedge Fund $507.4M $10.0M 89
SOUND POINT MERIDIAN MASTER FUND LP Hedge Fund $303.3M $10.0M 6
SOUND POINT SENIOR FLOATING RATE MASTER FUND, LP LONG ONLY FUND $76.1M $0.3M 77
SOUND POINT STRATEGIC CAPITAL MASTER FUND DAC Hedge Fund $242.1M $0.3M 30
SOUND POINT STRATEGIC CAPITAL MASTER FUND II DAC Hedge Fund $517.4M $0.3M 145
SOUND POINT TACTICAL LOAN OPPORTUNITY MASTER FUND I DAC Hedge Fund $324.6M $0.0M 74
SOUND POINT U.S. DIRECT LENDING FUND II (MASTER) LP Hedge Fund $430.8M $0.0M 17
SOUND POINT U.S. DIRECT LENDING FUND III (MASTER) L.P. Hedge Fund $114.4M $0.3M 10
SOUND POINT U.S. DIRECT LENDING FUND III (PARALLEL MASTER) L.P. Hedge Fund $115.6M $0.3M 5
SOUND POINT U.S. DIRECT LENDING II (CAYMAN HOLDINGS) LLC Hedge Fund $74.9M $0.0M 5
SOUND POINT U.S. DIRECT LENDING II (HOLDINGS), LLC Hedge Fund $33.5M $0.0M 5
SOUND POINT U.S. DIRECT LENDING III (LEVERED PARALLEL MASTER) LP Hedge Fund $0.0M $0.3M 0
SOUND POINT U.S. DIRECT LENDING LENDING FUND III (LEVERED MASTER) L.P. Hedge Fund $0.0M $0.3M 0
SP CO-INVEST FUND, LLC Hedge Fund $3.3M $0.0M 1
SP TECHNOLOGY PAYMENTS I, LLC Hedge Fund $269.8M $0.0M 3
SP TECHNOLOGY PAYMENTS II, LLC Hedge Fund $252.1M $0.0M 6
SPC RECEIVABLES FUNDING I TRUST Hedge Fund $57.9M $0.0M 6
SPC RECEIVABLES FUNDING II TRUST Hedge Fund $63.1M $0.0M 2
SPC RECEIVABLES FUNDING III TRUST Hedge Fund $46.0M $0.0M 4

Control Persons

Name Type Entity Title Since Ownership
KETCHUM, STEPHEN, JEROME Individual – MANAGING PARTNER 09/2009 < 5%
GERLITZ, KEVIN, PETER Individual – CHIEF FINANCIAL OFFICER 04/2010 < 5%
SPC PARTNERS GP, LLC Domestic Entity – GENERAL PARTNER 09/2009 < 5%
KETCHUM, STEPHEN, JEROME Individual SPC CONSOLIDATOR LLC MEMBER 12/2020 > 75%
DAVIS, CHARLES, ARTHUR Individual – LIMITED PARTNER 10/2014 5-10%
FRIEDMAN, STEPHEN, NMN Individual – LIMITED PARTNER 10/2014 5-10%
CAREY, JAMES, DAWSON Individual – MEMBER, BOARD OF MANAGERS 11/2009 < 5%
RUBERTI, WENDY, LYNNE Individual – GENERAL COUNSEL 02/2017 < 5%
BLUE OWL GP STAKES II GP LLC Foreign Entity BLUE OWL GP STAKES II (A) LP GENERAL PARTNER 05/2021
BLUE OWL GP STAKES II US INVESTORS LP Domestic Entity BLUE OWL GP STAKES II (A) LP LIMITED PARTNER 09/2013 25-50%
DYAL U.S. II LLC Domestic Entity BLUE OWL GP STAKES II (A) LP LIMITED PARTNER 12/2013 50-75%
BLUE OWL GP STAKES II GP LLC Foreign Entity BLUE OWL GP STAKES II US INVESTORS LP GENERAL PARTNER 05/2021
BLUE OWL GP STAKES II OFFSHORE INVESTORS LP Foreign Entity DYAL U.S. II LLC MEMBER 12/2013 > 75%
BLUE OWL GP STAKES II GP LLC Foreign Entity DYAL U.S. II LLC MANAGING MEMBER 05/2021
BLUE OWL GP STAKES II (A) LP Foreign Entity – LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP 03/2017 10-25%
SPC CONSOLIDATOR LLC Domestic Entity – LIMITED PARTNER 12/2020 25-50%
SEELAUS, SARAH, ZELLER Individual – CHIEF OPERATING OFFICER 09/2018 < 5%
WERMUTH, DAVID, JAY Individual – LIMITED PARTNER 10/2014 < 5%
ZERBIB, NICOLAS, DAVID Individual – LIMITED PARTNER 10/2014 < 5%
BLUE OWL GP STAKES II GP LLC Foreign Entity BLUE OWL GP STAKES II OFFSHORE INVESTORS LP GENERAL PARTNER 05/2021
BLUE OWL GP STAKES GP HOLDINGS LLC Domestic Entity BLUE OWL GP STAKES II GP LLC MANAGING MEMBER 05/2021
BLUE OWL CAPITAL CARRY LP Domestic Entity BLUE OWL GP STAKES GP HOLDINGS LLC MEMBER 05/2021 > 75%
NBSH BLUE INVESTMENTS, LLC Domestic Entity BLUE OWL CAPITAL CARRY LP LIMITED PARTNER 05/2021 25-50%
NBSH ACQUISITION LLC Domestic Entity NBSH BLUE INVESTMENTS, LLC MANAGING MEMBER 05/2021
BLUE OWL CAPITAL GP LLC Domestic Entity BLUE OWL CAPITAL CARRY LP GENERAL PARTNER 05/2021
BLUE OWL CAPITAL INC. Domestic Entity BLUE OWL CAPITAL GP HOLDINGS LLC MANAGING MEMBER 11/2021 > 75%
NEWBERRY, THOMAS, LANE Individual – CHIEF CREDIT OFFICER 07/2021 < 5%
SAYAGO, ANDREA, J.S. Individual – CHIEF COMPLIANCE OFFICER 08/2022 < 5%
BLUE OWL CAPITAL GP HOLDINGS LLC Domestic Entity BLUE OWL CAPITAL GP LLC MANAGING MEMBER 11/2021 > 75%
ASSURED GUARANTY US HOLDINGS INC. Domestic Entity – LIMITED PARTNER 07/2023 25-50%
ASSURED GUARANTY LTD. Foreign Entity ASSURED GUARANTY US HOLDINGS INC. SHAREHOLDER 02/2004 > 75%

No. Employees, Historic

2001000201920202021202220232024202560 on 5/23/201960 on 11/22/201960 on 2/25/202077 on 3/30/202077 on 5/13/202077 on 7/9/202077 on 9/4/202084 on 3/31/202184 on 5/26/202184 on 8/19/202184 on 9/8/202184 on 9/17/202184 on 10/26/202184 on 12/17/202184 on 2/28/202284 on 3/1/202284 on 3/31/2022120 on 5/27/2022120 on 7/18/2022120 on 7/28/2022120 on 7/28/2022120 on 7/28/2022120 on 8/17/2022120 on 3/1/2023141 on 3/31/2023175 on 7/29/2023175 on 11/27/2023185 on 3/29/2024

RAUM, Historic

40B20B0201920202021202220232024202518445620813 on 5/23/201918445620813 on 11/22/201918445620813 on 2/25/202017721133800 on 3/30/202017721133800 on 5/13/202017721133800 on 7/9/202017721133800 on 9/4/202018340356091 on 3/31/202118340356091 on 5/26/202118340356091 on 8/19/202118340356091 on 9/8/202118340356091 on 9/17/202118340356091 on 10/26/202118340356091 on 12/17/202118340356091 on 2/28/202218340356091 on 3/1/202225828139661 on 3/31/202225828139661 on 5/27/202225828139661 on 7/18/202225828139661 on 7/28/202225828139661 on 7/28/202225828139661 on 7/28/202225828139661 on 8/17/202225828139661 on 3/1/202321614769650 on 3/31/202333132682645 on 7/29/202333132682645 on 11/27/202338383491989 on 3/29/2024

No. Clients, Historic

2001000201920202021202220232024202540 on 5/23/201940 on 11/22/201940 on 2/25/202055 on 3/30/202055 on 5/13/202055 on 7/9/202055 on 9/4/202063 on 3/31/202163 on 5/26/202163 on 8/19/202163 on 9/8/202163 on 9/17/202163 on 10/26/202163 on 12/17/202163 on 2/28/202263 on 3/1/2022103 on 3/31/2022103 on 5/27/2022103 on 7/18/2022103 on 7/28/2022103 on 7/28/2022103 on 7/28/2022103 on 8/17/2022103 on 3/1/2023116 on 3/31/2023148 on 7/29/2023148 on 11/27/2023150 on 3/29/2024

Holdings

From latest 13F, filed February 14th, 2022 for period ending December 31st, 2021
Name Class Value $USD # Shares Private Fund
ALPS ETF TR ALERIAN MLP 1K 37K N/A
CLEAR CHANNEL OUTDOOR HLDGS COM 831 251K N/A
DISH NETWORK CORPORATION NOTE 3.375% 8/1 3K – N/A
DISH NETWORK CORPORATION NOTE 12/1 2K – N/A
DISH NETWORK CORPORATION CL A 1K 32K N/A
GRAY TELEVISION INC COM 963 48K N/A
IHEARTMEDIA INC COM CL A 1K 52K N/A
ISHARES TR IBOXX HI YD ETF 2K 20K N/A
LIONS GATE ENTMNT CORP CL B NON VTG 1K 70K N/A
MAXAR TECHNOLOGIES INC COM 2K 74K N/A
MUDRICK CAPITAL ACQU CORP II COM CL A 895 90K N/A
NATIONAL CINEMEDIA INC COM 393 140K N/A
SILVERBOX ENGAGED MERGER CO COM CL A 406 40K N/A
SINCLAIR BROADCAST GROUP INC CL A 1K 38K N/A
SPDR GOLD TR GOLD SHS 7K 43K N/A
SPDR GOLD TR GOLD SHS 1K 9K N/A
TELESAT CORP CL A & CL B SHS 336 12K N/A
VANECK ETF TRUST GOLD MINERS ETF 843 26K N/A
VANECK ETF TRUST JUNIOR GOLD MINE 619 15K N/A