ARGYLE STREET MANAGEMENT LIMITED
Adviser information for ARGYLE STREET MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | British Virgin Islands |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 25 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $420.4M |
| Other | <5 | $7.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesSUBSCRIPTION FEES (PAID AT SUBSCRIPTION OF POOLED INV. VEHICLES) |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72518 |
|---|---|
| SEC ERA File Number | 801-72518 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158069 |
| Legal Entity Identifier | RH83QGQU7CCHHUGDZI92 |
Principal Office
UNIT 601-2 ST. GEORGE'S BUILDING2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9A.M. - 6P.M.
Tel: 852-21060888, Fax: 852-28683082
Chief Compliance Officer
WONG WEI JIAN, STEVEN
GENERAL COUNSEL, COMPLIANCE MANAGER
UNIT 601-2 ST. GEORGE'S BUILDING
2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Tel:
852-21060883
Fax:
852-28683082
C*********@********M
(Full email address available in API data)
Regulatory Contact
TSANG, WAI SUM
EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER
UNIT 601-2 ST. GEORGE'S BUILDING
2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Tel:
852-21060810
Fax:
852-28683082
A***********@********M
(Full email address available in API data)
Industry Affiliates
| ASM CONNAUGHT HOUSE GENERAL PARTNER II LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASM CONNAUGHT HOUSE GENERAL PARTNER III LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASM CONNAUGHT HOUSE GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASM CONNAUGHT HOUSE GENERAL PARTNER V LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SILK OASIS GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TIH INVESTMENT MANAGEMENT PTE. LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASM CO-INVESTMENT TERM TRUST I | Hedge Fund | $41.3M | $10.0M | 12 |
| ASM CONNAUGHT HOUSE (MASTER) FUND II LP | Hedge Fund | $99.6M | $5.0M | 18 |
| ASM CONNAUGHT HOUSE (MASTER) FUND III LP | Hedge Fund | $323.8M | $5.0M | 69 |
| ASM CONNAUGHT HOUSE FUND II LP | Hedge Fund | $99.6M | $5.0M | 18 |
| ASM CONNAUGHT HOUSE FUND III LP | Hedge Fund | $297.2M | $5.0M | 51 |
| ASM CONNAUGHT HOUSE FUND III, LLC | Hedge Fund | $26.6M | $5.0M | 22 |
| ASM CONNAUGHT HOUSE FUND LP | Hedge Fund | $133.4M | $5.0M | 43 |
| ASM CONNAUGHT HOUSE FUND, LLC | Hedge Fund | $20.3M | $0.3M | 16 |
| DTK OPPORTUNITY FUND | Hedge Fund | $752.1M | $0.1M | 70 |
| PHEONIX RESOURCES FUND | Hedge Fund | $10.0M | $0.1M | 70 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARGYLE STREET MANAGEMENT HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 03/2004 | > 75% |
| CHAN, KIN, (NMN) | Individual | – | DIRECTOR | 02/2002 | < 5% |
| YEH, VNEE, (NMN) | Individual | – | DIRECTOR | 10/2003 | < 5% |
| LI, ANGIE, YICK-YEE | Individual | – | DIRECTOR | 05/2017 | < 5% |
| CHAN, KIN, (NMN) | Individual | ARGYLE STREET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 02/2004 | 50-75% |
| YEH, VNEE, (NMN) | Individual | ARGYLE STREET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 04/2004 | 25-50% |
| LI, KWOK SING, (NMN) | Individual | – | DIRECTOR | 10/2006 | < 5% |
| TSANG, WAI SUM | Individual | – | EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER | 05/2017 | < 5% |
| WONG, WEI JIAN STEVEN | Individual | – | LEGAL COUNSEL, CHIEF COMPLIANCE OFFICER | 05/2017 | < 5% |
| CHAN, YAN HO LEO | Individual | – | CHIEF OPERATING OFFICER | 03/2020 | < 5% |