Hedge Fund Database

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Adviser information for BASSWOOD CAPITAL MANAGEMENT, L.L.C. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15 $2.0B
Non-Discretionary 0 $0
Total 15 $2.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 11 $1.3B
Pension and profit sharing plans 0 $0
Charitable organizations <5 $153.3M
State or municipal gov entities <5 $446.8M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $13.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-72520
SEC ERA File Number 801-72520
SEC CIK Numbers 1085393
SEC CRD Numbers 138032
Legal Entity Identifier 549300PY20FEU0RGFX33

Principal Office

645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 212-521-9500, Fax: 212-521-9564

Websites

www.basswoodpartners.com www.linkedin.com/company/basswood-capital-management-llc/about/

Chief Compliance Officer

JUSTIN CANNIZZARO
CHIEF COMPLIANCE OFFICER
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
United States
Tel: 212-521-9500
Fax: 212-521-9564
(Full email address available in API data)

Industry Affiliates

BASSWOOD PARTNERS, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BASSWOOD CO-INVESTMENT FUND (SPC), LTD. Hedge Fund $7.7M $0.1M 2
BASSWOOD FINANCIAL FUND, L.P. Hedge Fund $318.4M $1.0M 27
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. Hedge Fund $27.8M $1.0M 13
BASSWOOD INTERNATIONAL FUND, L.P. Hedge Fund $15.0M $0.1M 16
BASSWOOD INTERNATIONAL FUND, LTD. Hedge Fund $15.1M $0.1M 3
BASSWOOD INTERNATIONAL LONG ONLY FUND, L.P. Hedge Fund $1.9M $0.1M 1
BASSWOOD INTERNATIONAL LONG ONLY FUND, LTD. Hedge Fund $5.7M $0.1M 3
BASSWOOD OPPORTUNITY FUND, INC. Hedge Fund $7.5M $0.1M 2
BASSWOOD OPPORTUNITY PARTNERS, L.P. Hedge Fund $938.1M $1.0M 29

Control Persons

Name Type Entity Title Since Ownership
LINDENBAUM, MATTHEW, AMIEL Individual – PRINCIPAL / MANAGING MEMBER 01/1999 25-50%
LINDENBAUM, BENNETT, DAVID Individual – PRINCIPAL / MANAGING MEMBER 01/1999 25-50%
SAMIT, MARC, EVAN Individual – PRINCIPAL, CHIEF OPERATING OFFICER / MEMBER 01/1999 10-25%
BRODER, SCOTT, BRIAN Individual – CHIEF FINANCIAL OFFICER 01/2006 < 5%
CANNIZZARO, JUSTIN, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 10/2011 < 5%

No. Employees, Historic

2010020202021202220232024202518 on 3/30/202018 on 3/31/202118 on 4/30/202118 on 6/10/202118 on 9/17/202118 on 11/26/202119 on 3/30/202219 on 4/29/202219 on 3/30/202317 on 3/30/2024

RAUM, Historic

3B2B02020202120222023202420251877397664 on 3/30/20201659110459 on 3/31/20211774022249 on 4/30/20211774022249 on 6/10/20211774022249 on 9/17/20211774022249 on 11/26/20212622949320 on 3/30/20222622949320 on 4/29/20221971946550 on 3/30/20231951000260 on 3/30/2024

No. Clients, Historic

2010020202021202220232024202513 on 3/30/202014 on 3/31/202114 on 4/30/202114 on 6/10/202114 on 9/17/202114 on 11/26/202114 on 3/30/202214 on 4/29/202213 on 3/30/202311 on 3/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AFFILIATED MANAGERS GROUP IN COM 17M 108K –
ALERUS FINL CORP COM 1M 60K –
ALLSTATE CORP COM 151K 943 –
ALLY FINL INC COM 21M 540K –
AMERIPRISE FINL INC COM 18M 42K –
APOLLO GLOBAL MGMT INC COM 25M 208K –
AXOS FINANCIAL INC COM 15M 259K –
BANC OF CALIFORNIA INC COM 3M 251K –
BANK AMERICA CORP COM 52M 1M –
BERKSHIRE HILLS BANCORP INC COM 3M 148K –
BLACKROCK INC COM 7M 8K –
BURFORD CAP LTD ORD SHS 5M 409K –
CAMDEN NATL CORP COM 8M 248K –
CAPITAL ONE FINL CORP COM 21M 151K –
CATALYST BANCORP INC COMMON STOCK 103K 11K –
CENTURY CMNTYS INC COM 32M 390K –
CITIGROUP INC COM NEW 1M 20K –
CITIZENS FINL GROUP INC COM 29M 817K –
COMERICA INC COM 5M 90K –
CUSHMAN WAKEFIELD PLC SHS 8M 722K –
DIME CMNTY BANCSHARES INC COM 41M 2M –
DISCOVER FINL SVCS COM 6M 48K –
EAGLE BANCORP INC MD COM 403K 21K –
EAST WEST BANCORP INC COM 23M 316K –
ESQUIRE FINL HLDGS INC COM 17M 354K –
EVERCORE INC CLASS A 16M 76K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 17M 334K –
FIFTH THIRD BANCORP COM 3M 94K –
FIRST BANCORP N C COM 4M 123K –
FIRST BUSEY CORP COM NEW 3M 117K –
FIRST CTZNS BANCSHARES INC N CL A 39M 23K –
FIRST UTD CORP COM 3M 155K –
F N B CORP COM 30M 2M –
GUILD HLDGS CO CL A 9M 584K –
HANCOCK WHITNEY CORPORATION COM 21M 444K –
HERITAGE FINL CORP WASH COM 4M 231K –
HOME BANCSHARES INC COM 4M 167K –
ISHARES TR 20 YR TR BD ETF 9M 96K –
JPMORGAN CHASE & CO. COM 95M 469K –
KB HOME COM 7M 103K –
KEYCORP COM 3K 262 –
KKR & CO INC COM 10M 93K –
SPDR SER TR S&P REGL BKG 296K 6K –
LAZARD INC COM 15M 403K –
LENNAR CORP CL A 61M 406K –
M & T BK CORP COM 2M 13K –
M/I HOMES INC COM 38M 309K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 414K 774 –
MERCHANTS BANCORP IND COM 26M 637K –
METROPOLITAN BK HLDG CORP COM 9M 220K –
MORGAN STANLEY COM NEW 36M 369K –
MR COOPER GROUP INC COM 30M 363K –
NEW YORK CMNTY BANCORP INC COM 5M 1M –
NORTHEAST BK LEWISTON ME COM 14M 229K –
OLD NATL BANCORP IND COM 9M 512K –
ONEMAIN HLDGS INC COM 44M 917K –
PARKE BANCORP INC COM 3M 185K –
PENNYMAC FINL SVCS INC NEW COM 43M 458K –
PERELLA WEINBERG PARTNERS CLASS A COM 19M 1M –
PNC FINL SVCS GROUP INC COM 19M 120K –
POPULAR INC COM NEW 24M 275K –
PROGRESSIVE CORP COM 394K 2K –
PROVIDENT FINL SVCS INC COM 7M 477K –
PULTE GROUP INC COM 15M 136K –
QUINSTREET INC COM 14M 820K –
RAYMOND JAMES FINL INC COM 19M 154K –
REGIONAL MGMT CORP COM 29M 1M –
REGIONS FINANCIAL CORP NEW COM 17M 830K –
SANDY SPRING BANCORP INC COM 504K 21K –
SCHWAB CHARLES CORP COM 19M 259K –
SMITH DOUGLAS HOMES CORP COM SHS CL A 4M 186K –
SOUTHSTATE CORPORATION COM 4M 53K –
STELLAR BANCORP INC COM 4M 176K –
SYNCHRONY FINANCIAL COM 22M 456K –
SYNOVUS FINL CORP COM NEW 29M 728K –
TAYLOR MORRISON HOME CORP COM 34M 617K –
ISHARES TR 20 YR TR BD ETF 1M 11K –
TOLL BROTHERS INC COM 28M 245K –
TRICO BANCSHARES COM 5M 138K –
UMB FINL CORP COM 19M 233K –
UNITED BANKSHARES INC WEST V COM 8M 233K –
US BANCORP DEL COM NEW 46M 1M –
USCB FINANCIAL HOLDINGS INC CLASS A COM 6M 449K –
VICTORY CAP HLDGS INC COM CL A 21M 443K –
VIRTUS INVT PARTNERS INC COM 22M 98K –
WEBSTER FINL CORP COM 73M 2M –
WELLS FARGO CO NEW COM 31M 529K –
WESBANCO INC COM 2M 59K –
WESTERN ALLIANCE BANCORP COM 28M 452K –
WORLD ACCEP CORPORATION COM 1M 11K –