DRAGUS CAPITAL, LLC
Adviser information for DRAGUS CAPITAL, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 92 | $159.8M |
| Non-Discretionary | 9 | $49.8M |
| Total | 101 | $209.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 84 | $209.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 84 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesWEALTH PLANNING AND CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-72521 |
|---|---|
| SEC ERA File Number | 801-72521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158122 |
| Legal Entity Identifier | None |
Principal Office
2121 PONCE DE LEON BOULEVARDSUITE 720
CORAL GABLES
FL
United States
TUESDAY-THURSDAY, MON & FRI BY APPT ONLY, 9:00AM - 5:00PM
Tel: 786-477-5777, Fax: 786-477-5770
Websites
Chief Compliance Officer
ADRIANA GUTIERREZ
2121 PONCE DE LEON BOULEVARD
SUITE 720
CORAL GABLES
FL
United States
Tel:
(786) 477-5777
Fax:
(786) 477-5770
A*********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANCHEZ, JORGE | Individual | – | MEMBER | 08/2011 | 25-50% |
| MADARIAGA, JAVIER | Individual | – | MEMBER | 08/2011 | 10-25% |
| GUTIERREZ, ADRIANA | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2011 | < 5% |
| POLEGRE, ANTONIO | Individual | – | MEMBER | 06/2019 | 25-50% |
| ALHAMBRA LIMITED | Foreign Entity | – | MEMBER | 12/2020 | 10-25% |
| THE ALHAMBRA TRUST | Foreign Entity | ALHAMBRA LIMITED | OWNER | 12/2020 | > 75% |
| BELMONT CAPITAL VENTURES INC. | Foreign Entity | THE ALHAMBRA TRUST | TRUSTEE | 12/2020 | |
| Sanchez Diez, Andres | Individual | – | CHIEF INVESTMENT OFFICER | 02/2024 | < 5% |