NAPIER PARK GLOBAL CAPITAL LTD
Adviser information for NAPIER PARK GLOBAL CAPITAL LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $5.1B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $5.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $4.8B |
| Pension and profit sharing plans | <5 | $166.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $202.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72524 |
|---|---|
| SEC ERA File Number | 801-72524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157629 |
| Legal Entity Identifier | 213800UAKGM2TVQJQV58 |
Principal Office
5 HANOVER SQUARE5TH FLOOR
LONDON
United Kingdom
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 011-44-207-866-4772, Fax: None
Websites
Chief Compliance Officer
SONIA PLATA
CHIEF COMPLIANCE OFFICER
280 PARK AVENUE
3RD FLOOR
NEW YORK
NY
United States
Tel:
212-235-0717
S**********@*******************M
(Full email address available in API data)
Regulatory Contact
SONIA PLATA
COUNSEL AND COMPLIANCE OFFICER
33 CAVENDISH SQUARE 8TH FLO5 HANOVER SQUARE
5TH FLOOR
LONDON
United Kingdom
Tel:
011-44-207-866-4778
Fax:
212-235-0922
S**********@*******************M
(Full email address available in API data)
Industry Affiliates
| BLACKSTONE LIQUID CREDIT ADVISORS I LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CORSAIR ADVISORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CORSAIR INVESTMENTS, L.P. | Other investment adviser, including financial planners |
| CORSAIR PARTNERS MENTOR MANAGEMENT, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FEF DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIRST EAGLE ALTERNATIVE CREDIT EU MOA, LTD | Sponsor, GP, manager of pooled investment vehicles |
| FIRST EAGLE ALTERNATIVE CREDIT EU, LLC | Other investment adviser, including financial planners |
| FIRST EAGLE CLO EQUITY FUND GP, LLC | Other investment adviser, including financial planners |
| FIRST EAGLE DIRECT LENDING FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRST EAGLE DIRECT LENDING FUND III (CAYMAN) GP, LTD | Other investment adviser, including financial planners |
| FIRST EAGLE DIRECT LENDING MANAGER III, LLC | Other investment adviser, including financial planners |
| FIRST EAGLE FUND GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| LE BREVENT RAILCAR LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK ABS INCOME FUND GP HOLDINGS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK ABS INCOME FUND GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK DEEP VALUE FUND II GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK GLOBAL CAPITAL GMBH | Other investment adviser, including financial planners |
| NAPIER PARK GLOBAL CAPITAL LLC | Other investment adviser, including financial planners |
| NAPIER PARK MULTI-ASSET FUND I GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK MUNI CAPITAL GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK SELECT FUND GP HOLDINGS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK SELECT FUND GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK STRATEGIC CLO FUND GP HOLDINGS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK STRATEGIC CLO FUND GP LP | Other investment adviser, including financial planners |
| NAPIER PARK STRATEGIC LOAN FUND CAYMAN GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK STRATEGIC LOAN FUND GP HOLDINGS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NAPIER PARK STRATEGIC LOAN FUND GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NO RAILCAR INVESTMNENTS III GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OLD LANE INDIA GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| REGATTA LOANMANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHELTENHAM SP, A SEGREGATED PORTFOLIO OF NAPIER PARK EUROPE SPC | Hedge Fund | $67.4M | $1.0M | 7 |
| HENLEY CLO I DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $593.5M | $0.1M | 1 |
| HENLEY CLO II DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $443.6M | $0.1M | 1 |
| HENLEY CLO III DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $444.3M | $0.1M | 1 |
| HENLEY CLO IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $444.6M | $0.1M | 1 |
| HENLEY CLO V DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $444.3M | $0.1M | 1 |
| HENLEY CLO VI DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $442.5M | $0.1M | 1 |
| HENLEY CLO VII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $444.4M | $0.1M | 1 |
| NAPIER PARK ETON FUND LTD | Hedge Fund | $1,202.9M | $1.0M | 47 |
| NAPIER PARK EUROPE LOAN MANAGEMENT DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $358.9M | $0.1M | 19 |
| TRILOGY SP, A SEGREGATED PORTFOLIO OF NAPIER PARK EUROPE SPC | Hedge Fund | $34.3M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLATA, SONIA | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2016 | < 5% |
| HARDING, INNES, LIAM | Individual | – | CHIEF OPERATING OFFICER AND DIRECTOR | 10/2020 | < 5% |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | Domestic Entity | – | SOLE MEMBER AND MANAGING MEMBER | 01/2020 | > 75% |
| FIRST EAGLE HOLDINGS, INC. | Domestic Entity | FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER AND PARENT COMPANY | 03/1987 | > 75% |
| BCP CC HOLDINGS L.P. | Domestic Entity | FIRST EAGLE HOLDINGS, INC. | SHAREHOLDER | 12/2015 | 50-75% |
| BLACKSTONE CAPITAL PARTNERS VI L.P. | Domestic Entity | BCP CC HOLDINGS L.P. | LIMITED PARTNER | 12/2015 | 25-50% |
| CORSAIR MENTOR L.P. | Domestic Entity | BCP CC HOLDINGS L.P. | LIMITED PARTNER | 12/2015 | 25-50% |
| CORSAIR MENTOR INVESTORS L.P. | Foreign Entity | CORSAIR MENTOR L.P. | LIMITED PARTNER | 12/2015 | > 75% |
| CORSAIR MENTOR MANAGEMENT L.P. | Foreign Entity | CORSAIR MENTOR INVESTORS L.P. | GENERAL PARTNER | 12/2015 | |
| CORSAIR CAPITAL LLC | Domestic Entity | CORSAIR MENTOR MANAGEMENT L.P. | GENERAL PARTNER | 12/2015 | |
| BLACKSTONE MANAGEMENT ASSOCIATES VI L.L.C. | Domestic Entity | BLACKSTONE CAPITAL PARTNERS VI L.P. | GENERAL PARTNER | 12/2015 | |
| BMA V1 L.L.C. | Domestic Entity | BLACKSTONE MANAGEMENT ASSOCIATES VI L.L.C. | SOLE MEMBER | 12/2015 | > 75% |
| BLACKSTONE HOLDINGS III L.P. | Foreign Entity | BMA V1 L.L.C. | MANAGING MEMBER | 12/2015 | 50-75% |
| BLACKSTONE HOLDINGS III GP L.P. | Domestic Entity | BLACKSTONE HOLDINGS III L.P. | GENERAL PARTNER | 12/2015 | |
| BLACKSTONE HOLDINGS III GP MANAGEMENT L.L.C. | Domestic Entity | BLACKSTONE HOLDINGS III GP L.P. | GENERAL PARTNER | 12/2015 | |
| BLACKSTONE INC. | Domestic Entity | BLACKSTONE HOLDINGS III GP MANAGEMENT L.L.C. | SOLE MEMBER | 12/2015 | > 75% |
| BCP CC HOLDINGS GP L.L.C | Domestic Entity | BCP CC HOLDINGS L.P. | GENERAL PARTNER | 12/2015 | |
| CORSAIR IV FINANCIAL SERVICES CAPITAL PARTNERS L.P. | Foreign Entity | BCP CC HOLDINGS GP L.L.C | MEMBER | 12/2015 | 50-75% |
| CORSAIR IV MANAGEMENT L.P. | Foreign Entity | CORSAIR IV FINANCIAL SERVICES CAPITAL PARTNERS L.P. | GENERAL PARTNER | 05/2010 | |
| CORSAIR PARTNERS MENTOR MANAGEMENT, L.P. | Foreign Entity | CORSAIR MENTOR L.P. | GENERAL PARTNER | 12/2015 | |
| CORSAIR CAPITAL, L.P. | Foreign Entity | CORSAIR CAPITAL LLC | SOLE MEMBER | 01/2018 | > 75% |
| CORSAIR CAPITAL GROUP, LTD. | Foreign Entity | CORSAIR CAPITAL, L.P. | GENERAL PARTNER | 12/2010 | |
| CORSAIR CAPITAL FEEDER, L.P. | Domestic Entity | CORSAIR CAPITAL, L.P. | LIMITED PARTNER | 07/2021 | > 75% |
| VAYU INVESTORS LLC | Domestic Entity | CORSAIR CAPITAL FEEDER, L.P. | LIMITED PARTNER | 07/2021 | 25-50% |
| JAYANTI, DHARMA, TEJA IGNACIO | Individual | VAYU INVESTORS LLC | SOLE MEMBER | 12/2006 | > 75% |
| JAYANTI, DHARMA, TEJA IGNACIO | Individual | CORSAIR CAPITAL GROUP, LTD. | MEMBER | 12/2010 | > 75% |
| CORSAIR CAPITAL LLC | Domestic Entity | CORSAIR IV MANAGEMENT L.P. | GENERAL PARTNER | 05/2009 | |
| BLACKSTONE CAPITAL PARTNERS VI L.P. | Domestic Entity | BCP CC HOLDINGS GP L.L.C | MEMBER | 12/2015 | 50-75% |
| CORSAIR CAPITAL LLC | Domestic Entity | CORSAIR PARTNERS MENTOR MANAGEMENT, L.P. | GENERAL PARTNER | 06/2015 | |
| CORSAIR CAPITAL PARTNERS, L.P. | Foreign Entity | CORSAIR PARTNERS MENTOR MANAGEMENT, L.P. | LIMITED PARTNER | 06/2015 | > 75% |
| CORSAIR CAPITAL PARTNERS, L.P. | Foreign Entity | CORSAIR IV MANAGEMENT L.P. | LIMITED PARTNER | 05/2010 | > 75% |
| CORSAIR CAPITAL PARTNERS GROUP, LTD. | Foreign Entity | CORSAIR CAPITAL PARTNERS, L.P. | GENERAL PARTNER | 03/2012 | |
| CORSAIR CAPITAL GROUP, LTD. | Foreign Entity | CORSAIR CAPITAL FEEDER, L.P. | GENERAL PARTNER | 07/2021 | |
| NAPIER PARK GLOBAL CAPITAL LLC | Domestic Entity | – | SOLE SHAREHOLDER | 02/2013 | > 75% |