CAPITAL INVESTMENT ADVISORS, LLC
Adviser information for CAPITAL INVESTMENT ADVISORS, LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 80 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 42 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12,390 | $5.3B |
| Non-Discretionary | 0 | $0 |
| Total | 12,390 | $5.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,763 | $1.5B |
| HNW Individuals | 1,614 | $3.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPERCENTAGE OF PLAN ASSETS |
Principal Office
10 GLENLAKE PARKWAYNORTH TOWER, SUITE 1000
ATLANTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 404-531-0018, Fax: 404-531-0010
Websites
twitter.com/wesmoss365
m.facebook.com/groups/retiresoonerteam
www.facebook.com/retiresoonerteam
www.youtube.com/@retiresoonerteam
www.wesmoss.com
www.facebook.com/capitalinvestmentadvisors
www.youtube.com/user/capitalinvestmentadv
twitter.com/retiresoonertm
www.yourwealth.com
www.youtube.com/c/wesmossmoneymatters/
capital-fo.com/
www.retiresoonerteam.com/
www.instagram.com/retiresoonerteam/
www.tiktok.com/@retiresoonerpodcast
www.linkedin.com/in/wesmoss/
www.linkedin.com/company/capital-investment-advisors
wesmossbooks.com
www.facebook.com/wesmoss365
Chief Compliance Officer
HOLLY E. MALLORY
PARTNER, OPERATIONS DIRECTOR
10 GLENLAKE PARKWAY
NORTH TOWER, SUITE 1000
ATLANTA
GA
United States
Tel:
404-531-0018
Fax:
404-531-0010
H****@*************M
(Full email address available in API data)
Regulatory Contact
MITCHELL REINER
MANAGING PARTNER
10 GLENLAKE PARKWAY
NORTH TOWER, SUITE 1000
ATLANTA
GA
United States
Tel:
404-531-0018
Fax:
404-531-0010
M**************@*************M
(Full email address available in API data)
Industry Affiliates
| ALTERA ASHLAND STORAGE PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA ASTRA FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA BATTLE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA BIG BLUE PA 2 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA BIG BLUE PA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA BLOCKCHAIN FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA BLUE SAGE PA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA BOARDWALK KSI PA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA CALIBOGUE PA II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA CHATHAM PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA DEFENSE FUND 2 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA DIVERSIFIED EQUITY CAV I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA DIVERSIFIED REAL ESTATE CAV I MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA EAGLE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA EXTENDED STAY DEVELOPMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA GEM I PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA GOOD GROWTH VENTURE PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA GROWTH EQUITY 2 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA GROWTH EQUITY I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA HERITAGE PARTNERS PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA HUNGRY HARVEST PA 2 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA KENDALL PARTNERS PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA LEVEL 5 PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA MIDWEST PARTNERS PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA OCEAN AVENUE PA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA PA SPV I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA PRIVATE ACCESS, LLC | Other investment adviser, including financial planners |
| ALTERA PRIVATE CREDIT 2 PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA PRIVATE CREDIT 3 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA ROSE PA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SELF STORAGE PA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SENIOR LIVING 2 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SILAS GROWTH FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SLT EXTENDED STAY 3 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SLT EXTENDED STAY GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SLT EXTENDED STAY PA 2 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA SOUTHERN DAIRIES PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA ST. LOUIS STORAGE PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA STORAGE DEVELOPMENT 3 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA STORAGE FUND 3 PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA STORAGE FUND 4 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA STORAGE YIELD PLUS PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA TITAN FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA VALUE ADD RE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERA VISION PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL ACCOUNTING & TAX, LLC (A SUBSIDIARY OF CAPITAL INVESTMENT ADVISORS, LLC) | Accountant or accounting firm |
| ILLUMINARIUM ACCESS PA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| OPC VENTURE FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WELA STRATEGIES, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REINER, MATTHEW, ROSS | Individual | SWAMP RABBIT TRUST | TRUSTEE | 12/2009 | |
| REINER, MICHAEL, JULES | Individual | – | FOUNDER, CHAIRMAN OF THE BOARD | 12/2010 | < 5% |
| MOSS, WESLEY, HANES | Individual | – | MANAGING PARTNER, CHIEF INVESTMENT STRATEGIST | 02/2011 | < 5% |
| REINER, MITCHELL, BUDDY | Individual | SWAMP RABBIT TRUST | TRUSTEE | 12/2009 | |
| REINER, MATTHEW, ROSS | Individual | – | MANAGING PARTNER | 06/2013 | < 5% |
| REINER, MITCHELL, BUDDY | Individual | – | MANAGING PARTNER | 02/2009 | < 5% |
| SWAMP RABBIT TRUST | Domestic Entity | – | MEMBER | 12/2016 | 25-50% |
| DESERT COTTONTAIL TRUST | Domestic Entity | – | MEMBER | 12/2016 | 25-50% |
| Mallory, Holly, Evans | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| REINER, MITCHELL, BUDDY | Individual | DESERT COTTONTAIL TRUST | TRUSTEE | 12/2009 | |
| REINER, MATTHEW, ROSS | Individual | DESERT COTTONTAIL TRUST | TRUSTEE | 12/2009 | |
| AMC FAMILY TRUST 1/1/2020 | Domestic Entity | – | MEMBER | 04/2020 | 25-50% |
| MOSS, WESLEY, HANES | Individual | AMC FAMILY TRUST 1/1/2020 | TRUSTEE | 01/2020 | > 75% |
| Moss, Brannan | Individual | AMC FAMILY TRUST 1/1/2020 | TRUSTEE | 01/2020 | |
| SANDERS, ROBERT, LAWRENCE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
| Miller, Connor, Douglas | Individual | – | CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |
| SANDERS, ROBERT, LAWRENCE | Individual | – | CHIEF OPERATING OFFICER | 12/2022 | < 5% |
| Miller, Connor, Douglas | Individual | – | CO-CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 7M | 73K | 0 |
| ABBOTT LABS | COM | 2M | 21K | 0 |
| ABBVIE INC | COM | 32M | 188K | 0 |
| ABRDN ASIA PACIFIC INCOME FU | COM | 94K | 35K | 0 |
| ABRDN INCOME CREDIT STRATEGI | COM | 2M | 299K | 0 |
| ABRDN NATL MUN INCOME FD | SH BEN INT | 470K | 45K | 0 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 489K | 58K | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 901K | 3K | 0 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 1M | 60K | 0 |
| ADOBE INC | COM | 3M | 6K | 0 |
| ADVANCED MICRO DEVICES INC | COM | 2M | 10K | 0 |
| AFLAC INC | COM | 2M | 22K | 0 |
| AGILENT TECHNOLOGIES INC | COM | 246K | 2K | 0 |
| AIR PRODS & CHEMS INC | COM | 1M | 6K | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE0.375% 9/0 | 11K | 11K | 0 |
| ALIGN TECHNOLOGY INC | COM | 1M | 4K | 0 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 1M | 143K | 0 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 865K | 78K | 0 |
| ALLIANT ENERGY CORP | COM | 259K | 5K | 0 |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 81K | 17K | 0 |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 152K | 23K | 0 |
| ALLSPRING MULTI SECTOR INCOM | COM | 439K | 49K | 0 |
| ALLSTATE CORP | COM | 557K | 3K | 0 |
| ALPHABET INC | CAP STK CL A | 69M | 377K | 0 |
| ALPHABET INC | CAP STK CL C | 5M | 30K | 0 |
| ALTRIA GROUP INC | COM | 27M | 603K | 0 |
| AMAZON COM INC | COM | 39M | 202K | 0 |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 2M | 22K | 0 |
| AMERICAN ELEC PWR CO INC | COM | 5M | 58K | 0 |
| AMERICAN EXPRESS CO | COM | 26M | 111K | 0 |
| AMERICAN TOWER CORP NEW | COM | 503K | 3K | 0 |
| AMGEN INC | COM | 10M | 32K | 0 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 767K | 20K | 0 |
| ANALOG DEVICES INC | COM | 219K | 959 | 0 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 2M | 83K | 0 |
| AON PLC | SHS CL A | 526K | 2K | 0 |
| APOLLO SR FLOATING RATE FD I | COM | 562K | 39K | 0 |
| APOLLO TACTICAL INCOME FD IN | COM | 771K | 53K | 0 |
| APPLE INC | COM | 89M | 422K | 0 |
| APPLIED MATLS INC | COM | 2M | 8K | 0 |
| ARES CAPITAL CORP | COM | 681K | 33K | 0 |
| ARES DYNAMIC CR ALLOCATION F | COM | 4M | 242K | 0 |
| ARISTA NETWORKS INC | COM | 223K | 636 | 0 |
| ARK ETF TR | INNOVATION ETF | 980K | 22K | 0 |
| ARROWMARK FINANCIAL CORP | COM | 631K | 34K | 0 |
| ASML HOLDING N V | N Y REGISTRY SHS | 407K | 398 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 222K | 3K | 0 |
| AT&T INC | COM | 20M | 1M | 0 |
| AURINIA PHARMACEUTICALS INC | COM | 228K | 40K | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 8K | 0 |
| AUTOZONE INC | COM | 253K | 85 | 0 |
| AVERY DENNISON CORP | COM | 448K | 2K | 0 |
| AXON ENTERPRISE INC | COM | 213K | 724 | 0 |
| BANK AMERICA CORP | COM | 21M | 533K | 0 |
| BARINGS GLOBAL SHORT DURATIO | COM | 3M | 196K | 0 |
| BECTON DICKINSON & CO | COM | 408K | 2K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 2M | 3 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 19M | 48K | 0 |
| BEST BUY INC | COM | 3M | 40K | 0 |
| BIOGEN INC | COM | 509K | 2K | 0 |
| BIOMARIN PHARMACEUTICAL INC | NOTE1.250% 5/1 | 11K | 11K | 0 |
| BLACKROCK CORE BD TR | SHS BEN INT | 1M | 128K | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 2M | 163K | 0 |
| BLACKROCK CR ALLOCATION INCO | COM | 10M | 907K | 0 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 636K | 59K | 0 |
| BLACKROCK FLOATING RATE INCO | COM | 508K | 39K | 0 |
| BLACKROCK INC | COM | 1M | 1K | 0 |
| BLACKROCK INVT QUALITY MUN T | COM | 144K | 12K | 0 |
| BLACKROCK LONG-TERM MUN ADVA | COM | 436K | 43K | 0 |
| BLACKROCK LTD DURATION INCOM | COM SHS | 3M | 186K | 0 |
| BLACKROCK MUN INCOME QUALITY | COM | 239K | 21K | 0 |
| BLACKROCK MUNI INCOME TR II | COM | 387K | 36K | 0 |
| BLACKROCK MUNICIPAL INCOME | COM | 4M | 291K | 0 |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 214K | 19K | 0 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 842K | 70K | 0 |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 769K | 75K | 0 |
| BLACKROCK MUNIVEST FD INC | COM | 3M | 367K | 0 |
| BLACKROCK MUNIYIELD FD INC | COM | 120K | 11K | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 3M | 261K | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 168K | 16K | 0 |
| BLACKROCK MUNIYILD QULT FD I | COM | 236K | 19K | 0 |
| BLACKSTONE INC | COM | 1M | 12K | 0 |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 524K | 42K | 0 |
| BLACKSTONE SENI FLTN RAT 202 | COM | 226K | 16K | 0 |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 3M | 220K | 0 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 392K | 37K | 0 |
| BNY MELLON MUN INCOME INC | COM | 1M | 166K | 0 |
| BNY MELLON STRATEGIC MUN BD | COM | 2M | 311K | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 3M | 409K | 0 |
| BOEING CO | COM | 4M | 20K | 0 |
| BOOKING HOLDINGS INC | COM | 220K | 55 | 0 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 2M | 10K | 0 |
| BP PLC | SPONSORED ADR | 493K | 14K | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 11M | 261K | 0 |
| BROADCOM INC | COM | 9M | 6K | 0 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 158K | 12K | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 1M | 8K | 0 |
| BUTTERFLY NETWORK INC | COM CL A | 47K | 56K | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 2M | 5K | 0 |
| CANADIAN PACIFIC KANSAS CITY | COM | 274K | 3K | 0 |
| CAPITAL ONE FINL CORP | COM | 275K | 2K | 0 |
| CARDINAL HEALTH INC | COM | 15M | 157K | 0 |
| CATERPILLAR INC | COM | 13M | 38K | 0 |
| CBRE GBL REAL ESTATE INC FD | COM | 86K | 17K | 0 |
| CDW CORP | COM | 1M | 5K | 0 |
| CELANESE CORP DEL | COM | 1M | 8K | 0 |
| CENCORA INC | COM | 222K | 985 | 0 |
| CENTRAL SECS CORP | COM | 2M | 37K | 0 |
| CHEVRON CORP NEW | COM | 45M | 289K | 0 |
| CHIMERA INVT CORP | COM SHS | 132K | 10K | 0 |
| CHIPOTLE MEXICAN GRILL INC | COM | 512K | 8K | 0 |
| CHUBB LIMITED | COM | 481K | 2K | 0 |
| CHURCH & DWIGHT CO INC | COM | 228K | 2K | 0 |
| CINTAS CORP | COM | 401K | 573 | 0 |
| CISCO SYS INC | COM | 44M | 928K | 0 |
| CITIGROUP INC | COM NEW | 14M | 219K | 0 |
| CLOROX CO DEL | COM | 296K | 2K | 0 |
| CMS ENERGY CORP | COM | 269K | 5K | 0 |
| COCA COLA CO | COM | 32M | 510K | 0 |
| COHEN & STEERS QUALITY INCOM | COM | 195K | 17K | 0 |
| COHEN & STEERS REIT & PFD & | COM | 1M | 59K | 0 |
| COINBASE GLOBAL INC | COM CL A | 245K | 1K | 0 |
| COLGATE PALMOLIVE CO | COM | 875K | 9K | 0 |
| COMCAST CORP NEW | CL A | 1M | 36K | 0 |
| COMSTOCK INC | COM NEW | 2K | 10K | 0 |
| CONAGRA BRANDS INC | COM | 2M | 58K | 0 |
| CONNECTONE BANCORP INC | COM | 385K | 20K | 0 |
| CONOCOPHILLIPS | COM | 2M | 18K | 0 |
| CONSOLIDATED COMM HLDGS INC | COM | 105K | 24K | 0 |
| CONSOLIDATED EDISON INC | COM | 3M | 34K | 0 |
| CONSTELLATION BRANDS INC | CL A | 257K | 999 | 0 |
| CONSTELLATION ENERGY CORP | COM | 546K | 3K | 0 |
| COPART INC | COM | 1M | 25K | 0 |
| CORNING INC | COM | 291K | 7K | 0 |
| CORTEVA INC | COM | 382K | 7K | 0 |
| COSTCO WHSL CORP NEW | COM | 11M | 13K | 0 |
| COTERRA ENERGY INC | COM | 880K | 33K | 0 |
| COUSINS PPTYS INC | COM NEW | 7M | 314K | 0 |
| CREDIT SUISSE ASSET MGMT INC | COM | 145K | 49K | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 765K | 2K | 0 |
| CROWN CASTLE INC | COM | 7M | 68K | 0 |
| CSX CORP | COM | 1M | 38K | 0 |
| CUMMINS INC | COM | 32M | 115K | 0 |
| CVS HEALTH CORP | COM | 25M | 431K | 0 |
| DANAHER CORPORATION | COM | 379K | 2K | 0 |
| DANIMER SCIENTIFIC INC | COM CL A | 363K | 601K | 0 |
| DEERE & CO | COM | 21M | 55K | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 1M | 31K | 0 |
| DEVON ENERGY CORP NEW | COM | 348K | 7K | 0 |
| DIGITAL RLTY TR INC | COM | 6M | 39K | 0 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 295K | 8K | 0 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 582K | 15K | 0 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 524K | 9K | 0 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 759K | 15K | 0 |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 2M | 21K | 0 |
| DIREXION SHS ETF TR | HEALTHCARE BUL | 200K | 2K | 0 |
| DISCOVER FINL SVCS | COM | 208K | 2K | 0 |
| DISNEY WALT CO | COM | 6M | 56K | 0 |
| DOMINION ENERGY INC | COM | 4M | 74K | 0 |
| DOMINOS PIZZA INC | COM | 998K | 2K | 0 |
| DOUBLELINE ETF TRUST | SHILLER CAPE U S | 2M | 89K | 0 |
| DOUBLELINE INCOME SOLUTIONS | COM | 232K | 19K | 0 |
| DOW INC | COM | 828K | 16K | 0 |
| DT MIDSTREAM INC | COMMON STOCK | 205K | 3K | 0 |
| DTE ENERGY CO | COM | 709K | 6K | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 6M | 59K | 0 |
| DUPONT DE NEMOURS INC | COM | 872K | 11K | 0 |
| DWS MUN INCOME TR NEW | COM | 3M | 349K | 0 |
| DWS STRATEGIC MUN INCOME TR | COM | 243K | 25K | 0 |
| EATON CORP PLC | SHS | 2M | 5K | 0 |
| EATON VANCE FLTING RATE INC | COM | 152K | 11K | 0 |
| EATON VANCE LTD DURATION INC | COM | 8M | 779K | 0 |
| EATON VANCE MUN BD FD | COM | 408K | 39K | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 1M | 105K | 0 |
| EATON VANCE SHORT DURATION D | COM | 167K | 15K | 0 |
| EATON VANCE SR FLTNG RTE TR | COM | 750K | 57K | 0 |
| EBAY INC. | COM | 218K | 4K | 0 |
| EDISON INTL | COM | 341K | 5K | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 541K | 6K | 0 |
| ELEVANCE HEALTH INC | COM | 467K | 861 | 0 |
| ELI LILLY & CO | COM | 23M | 26K | 0 |
| EMERSON ELEC CO | COM | 3M | 23K | 0 |
| ENBRIDGE INC | COM | 2M | 51K | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 4M | 263K | 0 |
| ENTERGY CORP NEW | COM | 405K | 4K | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 18M | 610K | 0 |
| EOG RES INC | COM | 27M | 217K | 0 |
| EQUIFAX INC | COM | 1M | 5K | 0 |
| EXXON MOBIL CORP | COM | 23M | 204K | 0 |
| FEDERATED HERMES PREM MUNI I | COM | 357K | 31K | 0 |
| FEDEX CORP | COM | 662K | 2K | 0 |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 750K | 30K | 0 |
| FIDELITY NATL INFORMATION SV | COM | 228K | 3K | 0 |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 1M | 22K | 0 |
| FIRST TR ABRDN GBL OPP INCM | COM SHS | 66K | 10K | 0 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 311K | 18K | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 231K | 6K | 0 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 108M | 4M | 0 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 100M | 3M | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 203K | 11K | 0 |
| FIRST TR HIGH INCOME LONG / | COM | 182K | 15K | 0 |
| FIRST TR INTER DURATN PFD & | COM | 875K | 48K | 0 |
| FIRSTENERGY CORP | COM | 390K | 10K | 0 |
| FISERV INC | COM | 703K | 5K | 0 |
| FLAHERTY & CRUMRINE TOTAL RE | COM | 175K | 11K | 0 |
| FORD MTR CO DEL | COM | 788K | 63K | 0 |
| FORTUNE BRANDS INNOVATIONS I | COM | 212K | 3K | 0 |
| FRANKLIN LTD DURATION INCOME | COM | 110K | 17K | 0 |
| FREEPORT-MCMORAN INC | CL B | 4M | 92K | 0 |
| GARMIN LTD | SHS | 324K | 2K | 0 |
| GE AEROSPACE | COM NEW | 2M | 9K | 0 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 243K | 3K | 0 |
| GE VERNOVA INC | COM | 387K | 2K | 0 |
| GENERAL DYNAMICS CORP | COM | 3M | 10K | 0 |
| GENERAL MLS INC | COM | 1M | 20K | 0 |
| GENERAL MTRS CO | COM | 371K | 8K | 0 |
| GENUINE PARTS CO | COM | 2M | 16K | 0 |
| GILEAD SCIENCES INC | COM | 23M | 341K | 0 |
| GLOBAL PMTS INC | COM | 210K | 2K | 0 |
| GLOBALSTAR INC | COM | 12K | 11K | 0 |
| GOLDMAN SACHS ETF TR | MARKETBETA US EQ | 293K | 4K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 20M | 44K | 0 |
| GOPRO INC | CL A | 16K | 11K | 0 |
| GRACO INC | COM | 2M | 24K | 0 |
| GRAINGER W W INC | COM | 526K | 583 | 0 |
| GREENBRIER COS INC | NOTE2.875% 4/1 | 12K | 11K | 0 |
| HALLIBURTON CO | COM | 252K | 7K | 0 |
| HANCOCK JOHN INVT TR II | COM | 2M | 150K | 0 |
| HEALTHCARE RLTY TR | CL A COM | 5M | 331K | 0 |
| HERSHEY CO | COM | 9M | 51K | 0 |
| HF SINCLAIR CORP | COM | 237K | 4K | 0 |
| HIGHLAND GLOBAL ALLOCATION F | COM | 404K | 54K | 0 |
| HOME DEPOT INC | COM | 81M | 237K | 0 |
| HONEYWELL INTL INC | COM | 2M | 12K | 0 |
| HP INC | COM | 11M | 323K | 0 |
| HUBBELL INC | COM | 303K | 830 | 0 |
| HUNTINGTON INGALLS INDS INC | COM | 2M | 7K | 0 |
| I-80 GOLD CORP | COM | 11K | 10K | 0 |
| ILLINOIS TOOL WKS INC | COM | 3M | 12K | 0 |
| IMAX CORP | NOTE0.500% 4/0 | 11K | 12K | 0 |
| INDEPENDENCE RLTY TR INC | COM | 201K | 11K | 0 |
| INTEL CORP | COM | 15M | 472K | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 12M | 67K | 0 |
| INTERNATIONAL PAPER CO | COM | 212K | 5K | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 323K | 725 | 0 |
| INTUIT | COM | 1M | 2K | 0 |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 619K | 70K | 0 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 205K | 18K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 290K | 16K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 463K | 22K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 497K | 24K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 523K | 27K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 623K | 32K | 0 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 210K | 13K | 0 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 664K | 33K | 0 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 507K | 34K | 0 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 226K | 6K | 0 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 1M | 58K | 0 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 11M | 65K | 0 |
| INVESCO MUN OPPORTUNITY TR | COM | 170K | 17K | 0 |
| INVESCO MUNICIPAL TRUST | COM | 2M | 171K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 4M | 9K | 0 |
| INVESCO QUALITY MUN INCOME T | COM | 298K | 30K | 0 |
| INVESCO SR INCOME TR | COM | 423K | 98K | 0 |
| INVESCO VALUE MUN INCOME TR | COM | 864K | 70K | 0 |
| IRON MTN INC DEL | COM | 2M | 27K | 0 |
| ISHARES GOLD TR | ISHARES NEW | 618K | 14K | 0 |
| ISHARES INC | MSCI EMRG CHN | 388K | 7K | 0 |
| ISHARES INC | MSCI JPN ETF NEW | 978K | 14K | 0 |
| ISHARES SILVER TR | ISHARES | 443K | 17K | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 1M | 13K | 0 |
| ISHARES TR | 20 YR TR BD ETF | 388K | 4K | 0 |
| ISHARES TR | BROAD USD HIGH | 218K | 6K | 0 |
| ISHARES TR | COHEN STEER REIT | 2M | 26K | 0 |
| ISHARES TR | CORE DIV GRWTH | 415M | 7M | 0 |
| ISHARES TR | CORE HIGH DV ETF | 370K | 3K | 0 |
| ISHARES TR | CORE MSCI EAFE | 2M | 22K | 0 |
| ISHARES TR | CORE S&P MCP ETF | 31M | 535K | 0 |
| ISHARES TR | CORE S&P SCP ETF | 28M | 265K | 0 |
| ISHARES TR | CORE S&P TTL STK | 596K | 5K | 0 |
| ISHARES TR | CORE S&P500 ETF | 32M | 58K | 0 |
| ISHARES TR | CORE US AGGBD ET | 1M | 15K | 0 |
| ISHARES TR | DOW JONES US ETF | 435K | 3K | 0 |
| ISHARES TR | HIGH YLD SYSTM B | 470K | 10K | 0 |
| ISHARES TR | IBDS DEC28 ETF | 59M | 2M | 0 |
| ISHARES TR | IBONDS 24 TRM TS | 30M | 1M | 0 |
| ISHARES TR | IBONDS 25 TRM TS | 55M | 2M | 0 |
| ISHARES TR | IBONDS 26 TRM TS | 52M | 2M | 0 |
| ISHARES TR | IBONDS 27 ETF | 45M | 2M | 0 |
| ISHARES TR | IBONDS 27 TRM TS | 12M | 544K | 0 |
| ISHARES TR | IBONDS 28 TRM TS | 205K | 9K | 0 |
| ISHARES TR | IBONDS DEC 2029 | 407K | 16K | 0 |
| ISHARES TR | IBONDS DEC 2030 | 51M | 2M | 0 |
| ISHARES TR | IBONDS DEC 2031 | 39M | 2M | 0 |
| ISHARES TR | IBONDS DEC 2032 | 40M | 2M | 0 |
| ISHARES TR | IBONDS DEC 2033 | 36M | 1M | 0 |
| ISHARES TR | IBONDS DEC 25 | 1M | 40K | 0 |
| ISHARES TR | IBONDS DEC 26 | 1M | 43K | 0 |
| ISHARES TR | IBONDS DEC 27 | 1M | 40K | 0 |
| ISHARES TR | IBONDS DEC 28 | 912K | 36K | 0 |
| ISHARES TR | IBONDS DEC 29 | 48M | 2M | 0 |
| ISHARES TR | IBONDS DEC2026 | 17M | 703K | 0 |
| ISHARES TR | IBONDS DEC24 ETF | 10M | 398K | 0 |
| ISHARES TR | IBONDS DEC25 ETF | 17M | 679K | 0 |
| ISHARES TR | IBONDS DEC | 1M | 51K | 0 |
| ISHARES TR | IBOXX HI YD ETF | 528K | 7K | 0 |
| ISHARES TR | IBOXX INV CP ETF | 5M | 50K | 0 |
| ISHARES TR | INTL DIV GRWTH | 3M | 47K | 0 |
| ISHARES TR | ISHARES BIOTECH | 1M | 11K | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 1M | 21K | 0 |
| ISHARES TR | MBS ETF | 38M | 418K | 0 |
| ISHARES TR | MICRO-CAP ETF | 597K | 5K | 0 |
| ISHARES TR | MORNINGSTAR VALU | 270K | 4K | 0 |
| ISHARES TR | MORTGE REL ETF | 2M | 70K | 0 |
| ISHARES TR | MSCI ACWI ETF | 742K | 7K | 0 |
| ISHARES TR | MSCI ACWI EX US | 25M | 472K | 0 |
| ISHARES TR | MSCI EAFE ETF | 994K | 13K | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 36K | 0 |
| ISHARES TR | MSCI INTL QUALTY | 164M | 4M | 0 |
| ISHARES TR | MSCI USA MMENTM | 277K | 1K | 0 |
| ISHARES TR | MSCI USA QLT FCT | 2M | 9K | 0 |
| ISHARES TR | MSCI USA VALUE | 207K | 2K | 0 |
| ISHARES TR | NATIONAL MUN ETF | 2M | 17K | 0 |
| ISHARES TR | PFD AND INCM SEC | 881K | 28K | 0 |
| ISHARES TR | RUS 1000 ETF | 779K | 3K | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 8K | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 1M | 7K | 0 |
| ISHARES TR | RUS 2000 GRW ETF | 236K | 900 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 254K | 2K | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 447K | 4K | 0 |
| ISHARES TR | RUS MID CAP ETF | 829K | 10K | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 800K | 4K | 0 |
| ISHARES TR | S&P 500 GRWT ETF | 758K | 8K | 0 |
| ISHARES TR | S&P MC 400GR ETF | 655K | 7K | 0 |
| ISHARES TR | S&P MC 400VL ETF | 593K | 5K | 0 |
| ISHARES TR | S&P SML 600 GWT | 463K | 4K | 0 |
| ISHARES TR | SELECT DIVID ETF | 16M | 133K | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 1M | 12K | 0 |
| ISHARES TR | SP SMCP600VL ETF | 386K | 4K | 0 |
| ISHARES TR | TIPS BD ETF | 2M | 16K | 0 |
| ISHARES TR | U.S. ENERGY ETF | 376K | 8K | 0 |
| ISHARES TR | U.S. FINLS ETF | 357K | 4K | 0 |
| ISHARES TR | U.S. PHARMA ETF | 252K | 4K | 0 |
| ISHARES TR | U.S. TECH ETF | 18M | 121K | 0 |
| ISHARES TR | U.S. UTILITS ETF | 687K | 8K | 0 |
| ISHARES TR | US AER DEF ETF | 236K | 2K | 0 |
| ISHARES TR | US CONSUM DISCRE | 766K | 9K | 0 |
| ISHARES TR | US HLTHCARE ETF | 5M | 79K | 0 |
| ISHARES TR | US TELECOM ETF | 274K | 13K | 0 |
| ITRON INC | NOTE3/1 | 13K | 13K | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 54M | 954K | 0 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 582K | 10K | 0 |
| JACOBS SOLUTIONS INC | COM | 237K | 2K | 0 |
| JETBLUE AIRWAYS CORP | NOTE0.500% 4/0 | 11K | 13K | 0 |
| JOHNSON & JOHNSON | COM | 58M | 397K | 0 |
| JOHNSON CTLS INTL PLC | SHS | 331K | 5K | 0 |
| JPMORGAN CHASE & CO. | COM | 44M | 216K | 0 |
| KELLANOVA | COM | 1M | 25K | 0 |
| KENVUE INC | COM | 184K | 10K | 0 |
| KIMBERLY-CLARK CORP | COM | 4M | 26K | 0 |
| KINDER MORGAN INC DEL | COM | 7M | 361K | 0 |
| KINROSS GOLD CORP | COM | 227K | 27K | 0 |
| KKR INCOME OPPORTUNITIES FD | COM | 2M | 180K | 0 |
| KLA CORP | COM NEW | 556K | 674 | 0 |
| KONTOOR BRANDS INC | COM | 207K | 3K | 0 |
| KROGER CO | COM | 370K | 7K | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 5K | 0 |
| LABCORP HOLDINGS INC | COM SHS | 262K | 1K | 0 |
| LAM RESEARCH CORP | COM | 2M | 2K | 0 |
| LCI INDS | NOTE1.125% 5/1 | 10K | 11K | 0 |
| LENNAR CORP | CL A | 4M | 24K | 0 |
| LINDE PLC | SHS | 431K | 983 | 0 |
| LOCKHEED MARTIN CORP | COM | 45M | 96K | 0 |
| LOWES COS INC | COM | 2M | 7K | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 6M | 60K | 0 |
| MACQUARIE / FIRST TR GLOBAL | COM | 1M | 169K | 0 |
| MAIN STR CAP CORP | COM | 3M | 52K | 0 |
| MAINSTAY CBRE GBL INFRA MEG | COM | 215K | 17K | 0 |
| MARATHON PETE CORP | COM | 1M | 7K | 0 |
| MARRIOTT INTL INC NEW | CL A | 2M | 6K | 0 |
| MARSH & MCLENNAN COS INC | COM | 689K | 3K | 0 |
| MASTERCARD INCORPORATED | CL A | 3M | 7K | 0 |
| MCDONALDS CORP | COM | 8M | 30K | 0 |
| MCKESSON CORP | COM | 1M | 2K | 0 |
| MEDICAL PPTYS TRUST INC | COM | 70K | 16K | 0 |
| MEDTRONIC PLC | SHS | 837K | 11K | 0 |
| MERCK & CO INC | COM | 39M | 316K | 0 |
| META PLATFORMS INC | CL A | 9M | 18K | 0 |
| METLIFE INC | COM | 226K | 3K | 0 |
| MFS HIGH INCOME MUN TR | SH BEN INT | 237K | 64K | 0 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 50K | 15K | 0 |
| MFS INVT GRADE MUN TR | SH BEN INT | 276K | 35K | 0 |
| MFS MUN INCOME TR | SH BEN INT | 717K | 131K | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 358K | 4K | 0 |
| MICRON TECHNOLOGY INC | COM | 724K | 6K | 0 |
| MICROSOFT CORP | COM | 84M | 187K | 0 |
| MID-AMER APT CMNTYS INC | COM | 6M | 43K | 0 |
| MOLSON COORS BEVERAGE CO | CL B | 850K | 17K | 0 |
| MONDELEZ INTL INC | CL A | 993K | 15K | 0 |
| MORGAN STANLEY EMERGING MKTS | COM | 100K | 22K | 0 |
| MORGAN STANLEY | COM NEW | 2M | 22K | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 942K | 2K | 0 |
| NETFLIX INC | COM | 992K | 1K | 0 |
| NEUBERGER BERMAN HIGH YIELD | COM | 214K | 27K | 0 |
| NEW AMER HIGH INCOME FD INC | COM NEW | 1M | 170K | 0 |
| NEWMONT CORP | COM | 30M | 706K | 0 |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 183K | 33K | 0 |
| NEXPOINT RESIDENTIAL TR INC | COM | 678K | 17K | 0 |
| NEXTERA ENERGY INC | COM | 4M | 58K | 0 |
| NIKE INC | CL B | 11M | 146K | 0 |
| NISOURCE INC | COM | 234K | 8K | 0 |
| NORFOLK SOUTHN CORP | COM | 6M | 30K | 0 |
| NORTHROP GRUMMAN CORP | COM | 902K | 2K | 0 |
| NOVARTIS AG | SPONSORED ADR | 494K | 5K | 0 |
| NOVO-NORDISK A S | ADR | 558K | 4K | 0 |
| NUCOR CORP | COM | 227K | 1K | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 2M | 125K | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 5M | 402K | 0 |
| NUVEEN CORE EQUITY ALPHA FD | COM | 2M | 150K | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 2M | 289K | 0 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 2M | 158K | 0 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 425K | 39K | 0 |
| NUVEEN MUN VALUE FD INC | COM | 312K | 36K | 0 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 2M | 198K | 0 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 8M | 1M | 0 |
| NUVEEN QUALITY MUNCP INCOME | COM | 4M | 369K | 0 |
| NUVEEN REAL ASSET INCOME & G | COM | 266K | 22K | 0 |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 789K | 54K | 0 |
| NVIDIA CORPORATION | COM | 38M | 308K | 0 |
| OCCIDENTAL PETE CORP | COM | 347K | 5K | 0 |
| OFFICE PPTYS INCOME TR | COM SHS BEN INT | 50K | 25K | 0 |
| OMNICOM GROUP INC | COM | 2M | 19K | 0 |
| ONEOK INC NEW | COM | 22M | 266K | 0 |
| ORACLE CORP | COM | 11M | 76K | 0 |
| OREILLY AUTOMOTIVE INC | COM | 2M | 1K | 0 |
| OVINTIV INC | COM | 314K | 7K | 0 |
| OXFORD INDS INC | COM | 445K | 4K | 0 |
| OXFORD LANE CAP CORP | COM | 60K | 11K | 0 |
| PACKAGING CORP AMER | COM | 831K | 5K | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 287K | 11K | 0 |
| PALO ALTO NETWORKS INC | COM | 1M | 4K | 0 |
| PARKER-HANNIFIN CORP | COM | 208K | 410 | 0 |
| PAYCHEX INC | COM | 1M | 9K | 0 |
| PAYPAL HLDGS INC | COM | 604K | 10K | 0 |
| PEMBINA PIPELINE CORP | COM | 2M | 49K | 0 |
| PEPSICO INC | COM | 6M | 39K | 0 |
| PERMIAN BASIN RTY TR | UNIT BEN INT | 246K | 22K | 0 |
| PFIZER INC | COM | 19M | 685K | 0 |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 407K | 34K | 0 |
| PGIM HIGH YIELD BOND FUND IN | COM | 6M | 443K | 0 |
| PHILIP MORRIS INTL INC | COM | 7M | 72K | 0 |
| PHILLIPS 66 | COM | 520K | 4K | 0 |
| PIMCO ACCESS INCOME FUND | SHS BENFIN INT | 258K | 16K | 0 |
| PIMCO DYNAMIC INCOME FD | SHS | 238K | 13K | 0 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 3M | 252K | 0 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 452K | 4K | 0 |
| PIMCO MUN INCOME FD | COM | 231K | 25K | 0 |
| PINNACLE WEST CAP CORP | COM | 5M | 66K | 0 |
| PIONEER FLOATING RATE FUND I | COM | 148K | 15K | 0 |
| PIONEER HIGH INCOME FUND INC | COM | 1M | 169K | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM SHS | 1M | 142K | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM | 272K | 33K | 0 |
| POLARIS INC | COM | 309K | 4K | 0 |
| POTLATCHDELTIC CORPORATION | COM | 355K | 9K | 0 |
| PPG INDS INC | COM | 9M | 74K | 0 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 504K | 6K | 0 |
| PROCTER AND GAMBLE CO | COM | 34M | 209K | 0 |
| PROGRESSIVE CORP | COM | 221K | 1K | 0 |
| PROLOGIS INC. | COM | 3M | 29K | 0 |
| PROSHARES TR | PSHS ULT NASB | 625K | 11K | 0 |
| PROSHARES TR | RUSS 2000 DIVD | 27M | 442K | 0 |
| PROSHARES TR | S&P 500 DV ARIST | 233K | 2K | 0 |
| PROSHARES TR | S&P MDCP 400 DIV | 568K | 8K | 0 |
| PROSHARES TR | ULTRAPRO QQQ | 3M | 44K | 0 |
| PROSHARES TR | ULTRPRO DOW30 | 761K | 10K | 0 |
| PRUDENTIAL FINL INC | COM | 398K | 3K | 0 |
| PUBLIC STORAGE OPER CO | COM | 6M | 22K | 0 |
| PULTE GROUP INC | COM | 335K | 3K | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 258K | 44K | 0 |
| PUTNAM MANAGED MUN INCOME TR | COM | 501K | 81K | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 1M | 108K | 0 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 179K | 50K | 0 |
| QUALCOMM INC | COM | 30M | 148K | 0 |
| QUEST DIAGNOSTICS INC | COM | 473K | 3K | 0 |
| RAYMOND JAMES FINL INC | COM | 928K | 8K | 0 |
| REALTY INCOME CORP | COM | 431K | 8K | 0 |
| REGENERON PHARMACEUTICALS | COM | 310K | 295 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 514K | 26K | 0 |
| REPUBLIC SVCS INC | COM | 2M | 8K | 0 |
| RIO TINTO PLC | SPONSORED ADR | 27M | 402K | 0 |
| RITHM CAPITAL CORP | COM NEW | 3M | 237K | 0 |
| RIVERNORTH CAP AND INCM FD I | COM | 739K | 48K | 0 |
| RIVERNORTH FLEXIBLE MUN INCO | COM | 271K | 17K | 0 |
| ROCKWELL AUTOMATION INC | COM | 549K | 2K | 0 |
| ROLLINS INC | COM | 299K | 6K | 0 |
| ROPER TECHNOLOGIES INC | COM | 1M | 3K | 0 |
| ROYAL BK CDA | COM | 457K | 4K | 0 |
| ROYAL CARIBBEAN GROUP | COM | 317K | 2K | 0 |
| RPC INC | COM | 76K | 12K | 0 |
| RTX CORPORATION | COM | 13M | 134K | 0 |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 78K | 11K | 0 |
| SABINE RTY TR | UNIT BEN INT | 862K | 13K | 0 |
| SALESFORCE INC | COM | 2M | 7K | 0 |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 63K | 16K | 0 |
| SCHLUMBERGER LTD | COM STK | 408K | 9K | 0 |
| SCHWAB CHARLES CORP | COM | 464K | 6K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 506K | 8K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 217K | 4K | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 287K | 7K | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 376K | 6K | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 33K | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 790K | 8K | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 596K | 9K | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 222K | 5K | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 272K | 5K | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 1M | 15K | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 9M | 100K | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81M | 2M | 0 |
| SELECT SECTOR SPDR TR | INDL | 12M | 98K | 0 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 4M | 111K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 44M | 239K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 42M | 552K | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 78M | 537K | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 7M | 105K | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 1M | 12K | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 63M | 277K | 0 |
| SENSEONICS HLDGS INC | COM | 6K | 15K | 0 |
| SERVICENOW INC | COM | 2M | 2K | 0 |
| SHELL PLC | SPON ADS | 822K | 11K | 0 |
| SHERWIN WILLIAMS CO | COM | 218K | 731 | 0 |
| SHOPIFY INC | CL A | 367K | 6K | 0 |
| SIMON PPTY GROUP INC NEW | COM | 381K | 3K | 0 |
| SNAP ON INC | COM | 4M | 17K | 0 |
| SNOWFLAKE INC | CL A | 224K | 2K | 0 |
| SOLVENTUM CORP | COM SHS | 659K | 12K | 0 |
| SOUTHERN CO | COM | 43M | 558K | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 863K | 2K | 0 |
| SPDR GOLD TR | GOLD SHS | 3M | 12K | 0 |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 4M | 125K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 17M | 31K | 0 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 614K | 1K | 0 |
| SPDR SER TR | BLOOMBERG INVT | 6M | 183K | 0 |
| SPDR SER TR | NUVEEN BLOOMBERG | 239K | 9K | 0 |
| SPDR SER TR | PORT MTG BK ETF | 246K | 11K | 0 |
| SPDR SER TR | PORTFLI INTRMDIT | 379K | 14K | 0 |
| SPDR SER TR | PORTFOLI S&P1500 | 386K | 6K | 0 |
| SPDR SER TR | PORTFOLIO S&P500 | 675K | 11K | 0 |
| SPDR SER TR | PRTFLO S&P500 GW | 451K | 6K | 0 |
| SPDR SER TR | PRTFLO S&P500 VL | 483K | 10K | 0 |
| SPDR SER TR | S&P DIVID ETF | 70M | 552K | 0 |
| SPROTT PHYSICAL GOLD TR | UNIT | 346K | 19K | 0 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 208K | 21K | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 2M | 51K | 0 |
| STANLEY BLACK & DECKER INC | COM | 296K | 4K | 0 |
| STARBUCKS CORP | COM | 1M | 17K | 0 |
| STRYKER CORPORATION | COM | 312K | 916 | 0 |
| SYNOVUS FINL CORP | COM NEW | 311K | 8K | 0 |
| SYSCO CORP | COM | 794K | 11K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 453K | 3K | 0 |
| TARGET CORP | COM | 12M | 78K | 0 |
| TAYSHA GENE THERAPIES INC | COM SHS | 22K | 10K | 0 |
| TC ENERGY CORP | COM | 206K | 5K | 0 |
| TEMPLETON EMERGING MKTS FD | COM | 698K | 57K | 0 |
| TEMPLETON EMERGING MKTS INCO | COM | 237K | 44K | 0 |
| TESLA INC | COM | 6M | 30K | 0 |
| TEXAS INSTRS INC | COM | 2M | 12K | 0 |
| THE CIGNA GROUP | COM | 371K | 1K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 641K | 1K | 0 |
| THOMSON REUTERS CORP. | COM | 250K | 1K | 0 |
| TJX COS INC NEW | COM | 269K | 2K | 0 |
| TORONTO DOMINION BK ONT | COM NEW | 250K | 5K | 0 |
| TRANE TECHNOLOGIES PLC | SHS | 242K | 736 | 0 |
| TRAVELERS COMPANIES INC | COM | 271K | 1K | 0 |
| TRUIST FINL CORP | COM | 2M | 40K | 0 |
| TYSON FOODS INC | CL A | 1M | 22K | 0 |
| UBER TECHNOLOGIES INC | NOTE12/1 | 13K | 12K | 0 |
| UNION PAC CORP | COM | 3M | 12K | 0 |
| UNITED PARCEL SERVICE INC | CL B | 28M | 206K | 0 |
| UNITEDHEALTH GROUP INC | COM | 11M | 21K | 0 |
| UNIVERSAL HLTH SVCS INC | CL B | 207K | 1K | 0 |
| US BANCORP DEL | COM NEW | 225K | 6K | 0 |
| V F CORP | COM | 295K | 22K | 0 |
| VALERO ENERGY CORP | COM | 5M | 35K | 0 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 85M | 3M | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 599K | 18K | 0 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 232K | 5K | 0 |
| VANECK ETF TRUST | INFLATION ALLOCA | 655K | 24K | 0 |
| VANECK ETF TRUST | JP MRGAN EM LOC | 39M | 2M | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 269K | 1K | 0 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 889K | 12K | 0 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 819K | 12K | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 6M | 80K | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 618K | 9K | 0 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 264K | 2K | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 6K | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 946K | 4K | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 772K | 3K | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 22M | 267K | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 15K | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 277K | 2K | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | 0 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 408K | 2K | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 14K | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 1M | 9K | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 493K | 8K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 9M | 198K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 256K | 2K | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 253K | 3K | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 2M | 25K | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 9M | 51K | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 266K | 4K | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 744K | 15K | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 351K | 3K | 0 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 254K | 3K | 0 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 16M | 238K | 0 |
| VANGUARD WORLD FD | CONSUM STP ETF | 433K | 2K | 0 |
| VANGUARD WORLD FD | FINANCIALS ETF | 258K | 3K | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 380K | 1K | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 910K | 2K | 0 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 10M | 53K | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 739K | 2K | 0 |
| VENTAS INC | COM | 701K | 14K | 0 |
| VERIZON COMMUNICATIONS INC | COM | 26M | 622K | 0 |
| VERTEX ENERGY INC | COM | 29K | 31K | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 391K | 835 | 0 |
| VICI PPTYS INC | COM | 8M | 266K | 0 |
| VIRTUS CONVERTIBLE & INCOME | COM | 42K | 13K | 0 |
| VIRTUS DIVIDEND INTEREST & P | COM | 302K | 25K | 0 |
| VIRTUS EQUITY & CONV INCM FD | COM | 2M | 66K | 0 |
| VIRTUS INVT PARTNERS INC | COM | 417K | 2K | 0 |
| VISA INC | COM CL A | 10M | 38K | 0 |
| VISTRA CORP | COM | 203K | 2K | 0 |
| VOYA GLBL EQTY DIV & PREM OP | COM | 14M | 3M | 0 |
| WALMART INC | COM | 9M | 127K | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 518K | 70K | 0 |
| WASTE MGMT INC DEL | COM | 2M | 9K | 0 |
| WELLS FARGO CO NEW | COM | 3M | 52K | 0 |
| WELLTOWER INC | COM | 2M | 19K | 0 |
| WENDYS CO | COM | 206K | 12K | 0 |
| WESTERN ASSET HIGH INCOME OP | COM | 12M | 3M | 0 |
| WESTERN ASSET HIGH YIELD DEF | COM | 2M | 136K | 0 |
| WESTERN AST INFL LKD OPP & I | COM | 86K | 10K | 0 |
| WEYERHAEUSER CO MTN BE | COM NEW | 224K | 8K | 0 |
| WILLIAMS COS INC | COM | 7M | 165K | 0 |
| WISDOMTREE TR | JAPN HEDGE EQT | 229K | 2K | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 244K | 3K | 0 |
| XCEL ENERGY INC | COM | 277K | 5K | 0 |
| YUM BRANDS INC | COM | 1M | 8K | 0 |
| ZOETIS INC | CL A | 2M | 11K | 0 |